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Monness Settles SEC's Insider Trading Control Claims

By Jeff Sistrunk (August 20, 2014, 8:57 PM EDT) -- New York boutique broker-dealer Monness Crespi Hardt & Co. will pay $150,000 to settle the U.S. Securities and Exchange Commission's claims that it lacked or failed to adequately enforce controls, policies and procedures to prevent insider trading, according to documents made public Wednesday....

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