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5 Tips For Surviving An SEC Presence Exam

By Kaitlyn Kiernan (November 17, 2014, 4:48 PM EST) -- Private equity firms long comfortable with existing in the shadows have to adjust to a life in the spotlight as U.S. regulators systematically inspect firms newly registered under post-financial crisis industry reforms. As regulators make their rounds, attorneys need to be on their toes to help clients emerge from the process unscathed....

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