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SEC's 2015 Exam Plans Take Broad View Of Saver Risk

By Ed Beeson (January 13, 2015, 7:34 PM EST) -- The U.S. Securities and Exchange Commission this year plans to put renewed vigor into checking out firms to make sure they aren't putting retirement savers at greater risk, but some attorneys worry the agency's examination focus in the area could be used to dive deeper into private funds or set up new standards on advising clients....

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