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FINRA Fines Spike To $135M In 2014 Despite Drop In Cases

By Ben Conarck (February 19, 2015, 7:06 PM EST) -- The Financial Industry Regulatory Authority handed down a hefty $135 million in fines last year, more than doubling its 2013 total despite a nearly 10 percent drop in the number of cases filed, according to a Sutherland Asbill & Brennan LLP review released Thursday....

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