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Expert Analysis

SEC Is Targeting Conflicts Of Interest In 2015

Law360, New York (March 5, 2015, 10:20 AM EST) -- In "Conflicts, Conflicts Everywhere," her speech at the recent IA Watch 17th Annual Compliance Conference,[1] Julie M. Riewe, co-chief of the U.S. Securities and Exchange Commission's Enforcement Division's Asset Management Unit, announced the AMU's 2015 enforcement priorities, as well as its "overarching, perennial priority — conflicts of interest," which the AMU staff is examining in "nearly every ongoing matter."...

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