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FINRA Fines Morgan Stanley, Scottrade For Weak Security

By Dani Kass (June 22, 2015, 2:46 PM EDT) -- The Financial Industry Regulatory Authority has fined Morgan Stanley and Scottrade Inc. nearly $1 million combined after both were found to have poor supervisory systems for catching fraud and failed to act when alerted by FINRA of the problem in 2011, the regulator said Monday....

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