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SEC Enforcement Appeals Case It Lost Before In-House Judge

By Ed Beeson (June 26, 2015, 6:05 PM EDT) -- Enforcement attorneys at the U.S. Securities and Exchange Commission have challenged an in-house judge's rare decision to dismiss an administrative action that the agency brought, and warned that the ruling, if allowed to stand, could give investment advisers an improper escape from liability for securities law violations....

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