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UBS Unit Covered By SOX, Lawyer Argues

By Erin Fuchs (September 2, 2008, 12:00 AM EDT) -- The lawyer for a former employee of a UBS unit who blew the whistle on the company for alleged auction rate securities fraud has argued to the U.S. Department of Labor that the subsidiary is subject to the Sarbanes-Oxley Act of 2002, as its parent company is publicly traded and a self-described "integrated employer."...

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