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SEC Judge Won't Sanction Ex-Wells Fargo Compliance Officer

By Stewart Bishop (August 5, 2015, 8:11 PM EDT) -- A U.S. Securities and Exchange Commission judge on Wednesday refused to penalize a former Wells Fargo Advisors LLC compliance officer for doctoring a report about about her review of suspicious trades in Burger King stock, despite finding she had aided her employer in violating agency rules....

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