Try our Advanced Search for more refined results

UBS Pays FINRA Fine After Muni Bond Tax Surprise

By Ed Beeson (August 14, 2015, 7:59 PM EDT) -- The Financial Industry Regulatory Authority has sanctioned UBS Financial Services Inc. for alleged supervisory failures that led to nearly 4,400 customers being told that the interest payments they were receiving on municipal bonds they owned were tax-exempt, when in fact they were not....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Attached Documents

Related Sections

Law Firms

Companies

Government Agencies

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!