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Brokerage's Challenge To FINRA Enforcement Power Axed

By Michael Macagnone (April 26, 2016, 3:14 PM EDT) -- The Financial Industry Regulatory Authority convinced a Maryland federal judge to toss a brokerage's challenge to the agency's enforcement powers Tuesday, on the grounds that FINRA's penny stock allegations against the brokerage belonged in the regulator's administrative proceeding, not federal court....

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