Try our Advanced Search for more refined results

Fidelity Traders Settle SEC Misconduct Claims For $1M

By Evan Weinberger (December 12, 2008, 12:00 AM EST) -- One current and seven former employees of Fidelity Investments will pay a total of more than $1 million and be subject to other penalties to settle U.S. Securities and Exchange Commission claims that they accepted extravagant gifts from outside brokers seeking influence over the mutual fund firm....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Related Sections

Companies

Government Agencies

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!