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Asset Management - April, 2016
283 articles
- Dov Charney Can't Ditch Hedge Fund's Leadership Pact Suit
- OPINION: Engaging The Media May Help Your Client
- Amerindo Founders Seek High Court Review Of $83M SEC Win
- Groups Slam SEC's In-House Court As Unconstitutional
- General Growth Scores $1.4B Loan Refinancing From US Bank
- Faruqi Takes 2nd Swing At Ex-Partner's Leucadia Fees Suit
- Md. Co. Buys Va. Affordable Housing Portfolio For $69M
- Chinese Insider Trading Sweep Nabs Fund Manager, Broker
- The Madoff Court's Focus On Intent Of Transferees
- Incentives For Self-Reporting Are Real, Enforcers Insist
- Spoofing And The Limit-Order Book
- T. Rowe Price Hit With Suit Over $388M In Mutual Fund Fees
- CME Fines 3 Traders Over Gold, Gas Spoofing
- KaloBios Gets Final Nod On 'Unusual' $3M Ch. 11 Package
- Ex-Ambassador Can't Slash Stanford Penalty, 5th Circ. Says
- REIT Gramercy Property Drops $115M On Industrial Portfolio
- Investor's $38M 'Next Madoff' Defamation Award Upheld
- House Votes To Block DOL 'Fiduciary Rule'
- 3 Firms Steer Hotel REIT's $1B Refi
- Real Estate Rumors: London & Regional, Lennar, Empire State
- FINRA Sends First Spoofing Report Cards To Brokers
- Cinven, CPPIB Nab Hotelbeds Group In $1.3B Deal
- Proskauer, Gibson Steer $115M NYC Retail Buys
- IP In A Financial Center: Ireland Vs. Cayman Islands
- Brokaw Act Could Broaden Change-Of-Control Triggers
- Dentons: A New Kind Of Network?
- 22 Firms Win Top Marks From GCs On AFAs
- Crede Blasts Tobacco Co. In $250M Suit Over China JV
- Valeant CEO Says He Was 'Too Aggressive' On Drug Prices
- U.S. Trustee, IRS Slam RCS Ch. 11 Releases, Clawback Terms
- SEC Eases Custody Rule Exam Requisites For Sub-Advisers
- Stanford Receiver Seeks To Deny Ex-Diplomat's Rehearing Bid
- SEC Hits Ex-PIM Inc. Owners With Penalties, Industry Bar
- Industry Groups Spar Over House Move To Bar Fiduciary Rule
- Ritchie Asks 2nd Circ. To Let It Replead Case Against GE Unit
- Mack-Cali Continues Streak With $414M In Deals
- Morgan Stanley Must Face $81M Buyback Suit, 2nd Circ. Says
- Yahoo Reaches Deal To Stave Off Starboard Proxy Fight
- SEC Votes To Finally Move Audit Trail Proposal Forward
- Real Estate Rumors: DE Shaw, Edmond Safra, Heitman
- Why Investors Are Suing Under Antitrust, Futures Laws
- SEC Approves Stock Exchange's Plan For Tick-Size Pilot
- Madoff Trustee, Minn. Investors Win Nod For $30.2M Deal
- CFTC Presses Trading Firm Founder On Past 'Spoofing' Probes
- Fox Rothschild Adds Partners In Fla., NJ
- House Backs Volcker Rule Tweak For Covered Fund Names
- Stock Transfer Agent Pleads Guilty To Wire Fraud
- CVR To Appeal To 2nd Circ. In Wachtell Malpractice Suit
- Virgin Islands Drops Claims Over $219M Bond Offering
- Bryan Cave Adds Ex-Seyfarth Shaw Bankruptcy Chair
- Bankrupt Real Estate Firm's Owner Gets 2.5 Years For Fraud
- Brokerage's Challenge To FINRA Enforcement Power Axed
- FDIC, OCC, FHFA Deliver Own Banker Bonus Rules
- REIT Potlatch Sells Idaho Timberlands For $114M
- Real Estate Rumors: Olayan, HCA, NBA Players Association
- Sprint Says It Didn't Push Through $3.6B Deal Illegally
- Halliburton Fights Class Members' Price-Impact Theory
- Ares' 5th PE Fund Surpasses Target To Close At $7.85B
- Trader Kept 'Spoofing' Despite Warnings, CFTC Says
- SEC Hands Industry Bar To Pa. Ponzi Schemer
- EU Investment Bank Loaning $1.45B For Affordable Housing
- FINRA Plan To Publish Expanded OTC Data Goes Live
- CPA Mutual Sues Over $2.4M Ponzi Verdict Coverage Bid
- JPMorgan Units Pay $1M FINRA Fine Over Unsent Letters
- Deutsche-Maximus JV Nabs $149M For Calif. Apartments
- CVC Deal Values Sports Betting Outfit Tipico At $1.6B
- Real Estate Rumors: WP Carey, Verve Wireless, Clarion
- Justices Reject Another Challenge To SEC In-House Court
- ValueAct Hires Boies In Row Over Halliburton Stock Buys
- Timbervest Urges DC Circ. To Ax SEC In-House Verdict
- 3 Things Attorneys Should Know About Litigation Financing
- FINRA Must Defend Its Enforcement Powers, Firm Says
- French Real Estate Firm Buys Vinci HQ For $145M
- Defunct Trader Fights $5M CBOE Arbitral Award
- UK Watchdog Outlines New Rules For Pension Annuity Market
- Ex-Radnor CEO's Complaint Against Skadden Tossed
- $4.34B Light Rail Network Outlined For Montreal
- Carey REIT Closes $217M Sale-Leaseback With Pipe Maker
- Deals Rumor Mill: KKR, Akindo Sushiro, Comerica
- 4 Ways To Get PE Firms Ready For The SEC's Microscope
- Real Estate Rumors: RXR, Millennium Management, Kassirer
- DGCL Changes Would Mitigate Appraisal Action Risks
- House Committee OKs Resolution To Bar DOL Fiduciary Rule
- FINRA Again Stalls Debt Research Rules Over Firms' Concerns
- Avoiding The Pitfalls Of Researching Attorneys In PACER
- JPMorgan Says Silver Trading Antitrust Claims Too Vague
- House Panel Blasts SEC's Oversight Of Rating Agencies
- Tougher US Plan On Banker Bonuses Still Trails Europe Regs
- Life Insurance Schemer Gets Jail Time For $6M Theft
- Nelson Mullins Atty Says SEC's Pay-To-Play Claims Still Fail
- REIT Pumps $42M Into DC Area Mixed-Use Project
- Sen. Warren Blasts SEC Approval Of Steve Cohen's New Firm
- Bankers Face Bonus Restrictions Under New Proposed Rule
- IFC, PE Fund Infuse $200M Into Mexican Oil Producer
- What CFTC's Record-Breaking Whistleblower Bounty Tells Us
- SEC Committee Unveils Plan For 'Maker-Taker' Fee Study
- JPMorgan Unit Sues IRS Over Brazilian Fund's Value
- Wall Street Firms Among Toughest For Female Partners
- FINRA Suspends Ex-Credit Suisse Developer For Taking Code
- Watchdog Sees Room To Improve In Broker-Dealer Audits
- REIT InvenTrust Inks $72M Deal For Calif. Shopping Center
- United Continental Settles Battle Over Board Of Directors
- New Wormhole In Chicago's Pension Black Hole
- City National Found To Be Self-Dealing In DOL ERISA Suit
- Convicted Ex-Madoff Aides Lose Appeal Bid At 2nd Circ.
- REIT Xenia Hotels Sells DC Hilton DoubleTree For $65M
- Accused Futures Spoofer Says CFTC Sprung Surprise Witness
- GIC Pays $1.23B For Stake In Electric Transmission Co. ITC
- Liddle & Robinson Can't Ditch Ex-UBS Exec's Malpractice Suit
- DLA Piper, McDermott Steer $170M NYC Hotel Deal
- MGM REIT Prices IPO At Top Of Range, Raising $1.05B
- Real Estate Rumors: Rockpoint, Pontus Capital, Al Klairmont
- SEC's Theranos Probe Shows Unicorn Hunt Not A Myth
- Hunt Seeks Texas PUC's Rehearing Over $20B Oncor Deal
- SEC Assures Compliance Chiefs They're Partners In Clean
- 9th Circ. Drew Most Accounting-Tied Securities Suits In '15
- Congressional Republicans Unite To Block DOL Fiduciary Rule
- Argentina Makes Capital Markets Comeback With $16B Bond
- FINRA Cautions Brokers On Selling Pension Products
- Brookfield Exceeds Target, Closes $9B Property Fund
- Offshore Tax Planning Is Alive Despite Panama Leaks
- Clearinghouse Sends SEC Risk Plan After Beating Challenge
- Investor Rips Madoff Trustee's Bid For Bank Records
- SEC Slams Suit Challenging FINRA Authority
- Forex Investors Pursuing Settled Claims, Banks Say
- Ex-Diplomat Asks 5th Circ. To Rehear Ponzi Scheme Case
- Ex-Faruqi Partner Won't Back Down From Leucadia Fees Suit
- CFTC Says Past Settlements Show Trader Should Be Barred
- PJT Shareholders Sue Firm, Caspersen Over $95M Fraud
- 8 Reasons Nevada Is A Leading Trust Situs
- 5 Chinese Sectors Pouring Cash Into US Real Estate
- 2nd Circ. Says Stocks Properly Taken From Fraudster's Wife
- RW Baird To Pay $2.1M For Mutual Fund Overcharges: FINRA
- Ashford REIT Sells 5 Hotels For $142M To Noble
- Winston & Strawn Wants $107M Malpractice Suit Nixed
- Mack-Cali's Residential Arm Drops $85M On 3 JV Buyouts
- Another Take On Reed Smith, Pepper Hamilton Merger Talks
- NewRiver Retail Drops $172M On London-Area Properties
- Real Estate Rumors: AvalonBay, Astoria Bank, Clarion
- The Best Law Firms For Female Partners
- The Glass Ceiling Report
- The Top 5 Ways BigLaw Is Failing Women
- The 100 Best Law Firms For Female Attorneys
- Once A Critic, FINRA Chief Warms To Labor Fiduciary Rule
- 5 Deals That Recently Fell Apart And What Killed Them
- DC Circ. Reviews Toss Of Fannie, Freddie 'Profit Sweep' Suits
- RCS Judge To Hear Ex-Brass's Legal Fee Bid At Confirmation
- Study Says High-Speed Traders Aren't Harming UK Markets
- Taxation With Representation: Latham, Squire Patton, Vinson
- Fannie, Freddie Should Have Seen Bad Loans Coming: RBS
- Pavia & Harcourt Named In $29M French Heiress Estate Scam
- Paul Weiss Guides Mitel In $1.96B Video Conferencing Deal
- The Brokaw Act's Long-Term Consequences For Activists
- OPINION: Advising The GOP About Its Obligation To Advise
- 3rd Circ. Urged To Reverse Ruling In Merck Fraud Row
- Muni Fraud Arrests Kick Gov't Crackdown Into High Gear
- Norton Rose Adds Ex-Cadwalader Investment Pro In NY
- House Votes To Require Lawmaker Oversight Of FSOC Budget
- States Push DC Circ. For More Say In Capital-Raising Rules
- Analyst Charged With Insider Trading In $15B Apollo Deal
- Hogan Lovells Leads Apple Hospitality In $1.3B REIT Deal
- Jeans Mogul Says Sussman Shank Blew JPMorgan Fraud Row
- Patrizia Immobilien Drops $360M On German Retail Portfolio
- Libor Investors Say Order Supports Jurisdiction Over Banks
- Fla. Man Arrested For $17M Pre-IPO Web Cos. Stock Scheme
- Reformers Want Teeth In Feds' Living Wills Stance
- Blackstone Secures $335M Loan For Club Quarters Deal
- Revived Edison ERISA Claims Shot Down Again By 9th Circ.
- Daimler Asks ITC To Ban Alleged Wheel Knockoffs On Amazon
- Divided SEC Finalizes Conduct Rules For Swap Dealers
- SEC Seeks Ex-Broker's Full Windfall In IBM Insider Trade Row
- UK Mulling IPO Tweaks To Boost Bank Competition
- UK Financial Services Watchdog Chief To Depart In July
- Real Estate Rumors: Jehovah's Witnesses, Prologis, Sagamore
- 2nd Circ. Clears Argentina To Pay $6B Bond Settlements
- BofA, JPMorgan, Wells Fargo Flunk Feds' Living Will Test
- ETE Unit Holders Sue For Books on $38B Williams Cos. Deal
- SEC Says ConvergEx Manager Directed Markup Fraud Scheme
- Stonewalling Hedge Fund Founder Must Remain Locked Up
- GM Ch. 11 Trust Wants Oaktree Fund Revived For $50M Debt
- Facebook, Microsoft Say They Pay Women And Men Equally
- House Approves Specialized Ch. 11 Process For Big Banks
- Deals Rumor Mill: Chevron, Gryphon Investors, Tipico
- Bank Insurers Owe $50M, Rothstein Trustees Tell 11th Circ.
- SEC, CFTC Heads Say Enforcement Justifies Bigger Budgets
- ESMA Suggests EU-Wide Rules For Loan-Originating Funds
- Skanska Sells Boston Property To Union Investment For $452M
- Risky Trust Structure Doomed Canadian Pacific-Norfolk Deal
- Meridian To Pay $6.1M To End Madoff Feeder Fund MDL
- 'Stalker CEO' Hit With Defamation Suit By Ex-Intern's Attys
- 9th Circ. Won't Reopen Netflix Investor Suit
- FINRA Asks Court To Quash Suit Challenging Its Authority
- SEC's Asset Management Co-Chief To Depart
- Weil Snags Shearman Restructuring and Acquisitions Pro
- Trader Wants Past 'Spoofing' Deals Cut From CFTC Case
- Kimco Buys CPPIB's Stakes In Florida Properties For $299M
- Morgan Stanley Wanted CDO To Tank, Hedge Fund Claims
- RCS Capital Gets Approval On Changes To Ch. 11 Disclosures
- India's Securities Watchdog Looks To Boost Capital Markets
- UBS Says $500M Fraud Suit Belongs In Hong Kong
- JPMorgan Says Silver Traders Have No Proof Of Monopoly
- Gibson Dunn Lands Ex-FinCEN Enforcement Director
- Real Estate Firms Doing More JVs Amid Flow Of Foreign Cash
- Wachtell Lipton Guides Annaly In $1.5B REIT Deal
- What To Know While Preparing For DOL's New Fiduciary Rule
- Canadian Pacific Drops $30B Deal For Norfolk Southern
- Justice Dept.'s FCPA Carrot Likely Not Enough For Most Cos.
- Virtus Look To Escape Class Action Over F-Squared Funds
- Citadel Analyst Cites Suspicious Trading In 3Red Case
- Fla. Asset Firm's Hidden Loan Part Of $31M Fraud, SEC Says
- PNC Wants Ex-Workers' Contract Challenge Axed
- Legal Delivery In The 'Gig Economy'
- Taxation With Representation: Latham, Paul Hastings, Sullivan
- 2nd Circ. Sides With Deloitte In $140M ChinaCast Fraud Row
- Capital Dynamics Nears $500M Goal For Secondaries Fund
- MGM Resorts Primes REIT's $1B Public Debut
- NY Judge Limits Scope Of Trial In BDC's $297M Barclays Fight
- Barnes & Thornburg Atty Says Investors' Objections Too Late
- SEC Forces Whistleblower To Spend Award On Unpaid Judgment
- SEC Greenlights FINRA's Algorithmic Developer Rule
- 4 Firms Guide Armour's $85M Purchase Of Javelin Mortgage
- CFTC Slams Trader's 'Frankensteinian' Arg In Spoofing Suit
- Millennium Lab Ch. 11 Trustee Seeks Probe of $1.8B Recap
- Chamber Eyeing Challenge To DOL's Fiduciary Rule
- Vote On SEC Nominees Delayed After Senate Dems Revolt
- Advent, Bain Trim Worldpay Stake In $1B Share Offering
- Real Estate Rumors: Connor, North Face, Capital Commercial
- CPPIB Nabs 40% Stake In Glencore's Agriculture Unit
- Narrow Reading Of HSR Investment-Only Exemption Continues
- 3 Ways For Employers To Keep Pace With DOL Fiduciary Rule
- Argentina Puts Up $250M To Settle More Bondholder Suits
- Labor Dept. Quiets Fiduciary Critics, If Only For A Day
- Why Plaintiffs Firms Will Love DOL's New Fiduciary Rules
- Deals Rumor Mill: Chevron, Mitel Networks, KKR
- JLL Racks Up $1B For Latest PE Fund
- BofA, Others Pledge $8B For Green Energy Projects
- Sullivan & Cromwell, Cooley Steer Ally's $275M TradeKing Buy
- Real Estate Rumors: Rubenstein, Acadia, Joel Schwartz
- Physicians Realty Trust Pays $725M For 52 Properties
- An Important Check On The Abuse Of Government Power
- Labor Dept. Eases Parts Of Final Fiduciary Rule
- 3rd Circ. Affirms $18M Ruling Against Atty In ERISA Suit
- Rising Star: Fried Frank's Rebecca Zelenka
- Ex-State Street Execs Indicted Over Secret Commissions
- Regulatory Actions Don't Mean Misconduct, Qualcomm Says
- Banks: ISDAfix Case Doesn't Support Revival Of Libor Claims
- Carrington Asks 2nd Circ. To Nix $1.9M Award To Investor
- Ex-Broker Avoids Perjury Referral Over Trading Testimony
- NYC Council Wants To Tax Carried Interest, 'Mansion' Sales
- Justice Dept. Launches FCPA Cooperation Initiative
- UK Finance Regulator Will Study Pension Reform Impact
- Best Execution In The Municipal Market
- Sidley, Deloitte Aided $350M Ponzi Scheme, Investors Claim
- ValueAct Case Could Clarify Investment Notification Rule
- Creditors Sue For Puerto Rico Gov't Bank Withdrawal Freeze
- Pimco Blasts Co-Founder Gross' $200M Suit Over Ouster
- CFTC Whistleblower Office Comes Of Age With Record Bounty
- Texas Ponzi Ruling Likely To Limit Clawback Suits
- Rising Star: Debevoise's Shannon Rose Selden
- Chicago Trader Accused Of 'Spoofing' Says Trades Were Legit
- Madoff Trustee, Minn. Investors Ink $30M Clawback Deal
- High Court Declines Case Over PTAB's Reach In CBM Reviews
- EU Sticks With Open Access For Exchange-Traded Derivatives
- Bernie Madoff Will Face Deposition In Profit Row
- Real Estate Rumors: Beacon, BTG, InterAmerican Hotels
- PE Firm Palamon Sells UK Wealth Manager In $853M Deal
- DOJ Sues ValueAct Over Stock Buys During Halliburton Deal
- 7 Lessons I Learned As A Trial Lawyer On Jury Duty
- CFTC Pays Over $10M In Record Whistleblower Award
- Shipping Co. Foisted $50M Debt Onto Unit, Shareholders Say
- Madoff Trustee Accused Of Conflict Over Pay
- Calif. AG Slaps Morgan Stanley With Mortgage Suit
- NJ Broker Gets Prison For Gambling Away Client Money
- Orthotic Co. Beats Claims That Audits Caused Stock Drop
- MSRB Guidance May Hide Muni Markups, SEC Watchdog Says
- OneMain Sells Loan Portfolio To Blackstone JV For $112M
- Standard Chartered Escapes Forex MDL
- Judge Exits SEC Case Over Family Ties To $95M Fraudster
- The 2016 Rising Stars, By Firm
- Rising Star: Simpson Thacher's Peter H. Gilman
- Taxation With Representation: Pillsbury, Hogan, Ropes
- Stroock Steers Columbia Property's $187M Baltimore Sale
- SEC No Longer Considers 'Tacking' Tacky For REIT Shares