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Asset Management - August, 2016
304 articles
- Latest REIT Regulations Not As Broad As Some Had Hoped
- AIG, Others Battle Hedge Funds For $500M BofA Payout
- Ex-Visium Hedge Fund Manager To Get 'Co-Conspirator' List
- Gramercy REIT Buys 2 Industrial Facilities Worth $60M
- Norway Buys $453M Stake In San Francisco Real Estate
- Enron Investors Want Dismissal Of UBS Suit Undone
- Financial Planning Coalition Argues For DOL Fiduciary Rule
- CPBE Closes $603M UK Midmarket Buyout Fund
- K&L Gates Snags Paul Hastings Investment Management Atty
- Banks Say NovaStar Bankruptcy Halts $7.7B MBS Suit
- CAB Rules Won't Get Private Funds To Their Destination
- Reconciling The Practice With The Business Of Law
- Another Shareholder Challenges Starz-Lions Gate Merger
- IRS Expands Definition Of REIT-Qualifying Assets
- SEC Says Depositions Of Stifel Execs Are Allowed At Trial
- CFTC Floats Slew Of Changes For Whistleblower Program
- Law Profs Say 2nd Circ. Should Uphold Abacus Class Cert.
- SEC Scoffs As Investment Adviser Tries To Nix $3M Fees Suit
- Ex-AXA Broker Launches Broad Appeal Over $1.6M Trial Loss
- REBUTTAL: Establishing Standards And Norms In Mediation
- Hungry SEC Enforcers Find Fertile Ground In Muni Bonds
- New Class Action Filed Against Melted-Down Third Ave. Fund
- Real Estate Rumors: China Orient, Rubenstein, Pagcor
- Ill. Could Owe $500M More After Pension Fund Rate Downturn
- FINRA Sues Broker For Pitching Bad Energy, Gold Stocks
- Top House Dem Asks Regulators For Volcker Rule Update
- Deals Rumor Mill: SunEdison, Ocean Link, QSR Brands
- Fed Wants $1.2M Fine, Ban For Ex-Barclays Forex Trader
- Activists Urge High Court To Tighten Insider Trading Rules
- Investors Want $1B-Plus Ponzi Claims Back in Del. Court
- REIT Equity Commonwealth Sells 4 Properties for $417M
- How Accepting Responsibility Can Help At Sentencing
- SunEdison Wants Class Actions Consolidated In New York
- Fla. Investment Advisers Plead Guilty To $2.2M Fraud Scheme
- Global Watchdog Pushes For Fund Manager Transparency
- NY Real Estate Investment Co. Beats RICO Suit
- AXA Investor Fees Didn't Breach Fiduciary Duty, Judge Says
- Tribe Members Want Final Judgment In Embezzlement Fight
- Defining Attorney-Client Relationships In The Electronic Age
- SEC Signals Approval Of MSRB, FINRA Pay-To-Play Rules
- Scrapbookers' McDermott Malpractice Suit Now But A Memory
- Options Clearing Corp. Weighs In On Capital Plan Challenge
- IPO Row Belongs In Calif. Court, Investors Tell High Court
- Questioning 2nd Circ. Analysis In Aluminum Antitrust Case
- ExamWorks Investors Seek Stock Appraisal After $2B Buyout
- $62M Avon FCPA Settlement Gets Approval, Fees Cut 40%
- DOL Defends Authority For Fiduciary Rule In DC Court
- Adviser Who Targeted Elderly In Ponzi Scheme Gets 5 Years
- PE Magnate Tilton Loses Bid For SEC Review In Fraud Case
- Ballard Spahr To Lead BGC-GFI Appraisal Action
- SEC Says Advisers Must Report Clients' Derivatives Risk
- Ex-Madoff Aide Agrees To Assist Trustee Liquidating BLMIS
- Israeli Real Estate Co. Owes $396K Award To US Developer
- Fantasy Overwhelms The Transfer Tax
- 4 Reasons Law Firm Business Development Initiatives Fail
- Md. High Court Sides With Widow In Tom Clancy Estate Tax Row
- Haneberg, Williams Mullen Steer Wheeler REIT's $100M Shelf
- TIAA Pays $2.9M To Settle ERISA Class Action Claims
- SEC Slaps WL Ross With $2.3M Fine For Fee Overcharges
- Magcorp Trustee OK'd To Sell Stake In $213M Judgment
- Calif. Assembly Passes Private Equity Fee Transparency Bill
- Class Seeks OK For $36M Louisville Bedding Sale Fight
- 2nd Circ. Won't Reconsider Ex-S&P Exec's SEC Challenge
- Cohen Capital Calls For Shakeup At Engineering Firm CBI
- HFF Closes $95.6M Sale Of Two Tampa Communities
- SEC Charges 71 Municipal Bond Issuers For Faulty Disclosure
- Judge Won't Let Chicago Trader Escape CFTC Spoofing Case
- 4 Major Banks Launch Digital Currency Blockchain Project
- Highland, Ex-Exec Can't Sway Appeals Court To Shift Awards
- Oaktree, Molycorp Row Getting 'Personal,' Del. Judge Says
- MMA Promoter Must Pay SEC $2.87M For Fraud
- Natixis Says Suit Over $400M In RMBS Losses Is Too Late
- 2nd Circ. Rebuffs Lynn Tilton Again On SEC In-House Fight
- 2nd Circ. Declines To Stay $542M Triaxx CDO Default Sale
- Blackstone Signs $620M Deal For NYC Multifamily Complex
- 10th Circ. Affirms $55M SEC Win Against Investment Adviser
- Crown Castle Prices $700M Bond To Pay Down Debt
- 5th Circ. Won't Order $6M Ponzi Clawback From Golf Channel
- Platinum Equity Drops $111.1M On Asian Industrial Assets
- From BigLaw To Your Own Firm: 4 Tips For Legal Startups
- Chancery Endorses Share Tracing In Dell
- Fraudster Who Hid Tablet At Pillsbury Can't Dodge SEC Ban
- NJ Atty And His Hedge Fund Fire Back At SEC Complaint
- 3rd Circ. Upholds Dismissal Of FINRA Arbitration Suit
- Activist Meister Seeks To Replace Williams Board
- Chancery Sets Sept. Trial In Hill International Meeting Dispute
- SEC Settles With Ex-Fannie Mae CEO, Ends Subprime Suit
- Canada Watchdog To Study If New Rules Help Fund Investors
- Report Says SEC Probing Silver Lake Over Fees
- Opponents Mischaracterize Fiduciary Rule, DOL Says
- Real Estate Rumors: Blackstone, Carlyle, Strategic
- New York REIT's Board Approves Liquidation Plan
- Investment Firm FAB Pays $333M For NY Debt Manager CIFC
- 4 Communications Fundamentals For High-Stakes Litigation
- Impact Of Pay-To-Play Rules In 2016 Election Cycle
- Judge 'Schools' Attorneys in $10M Patriarch Partners Suit
- Ex-Santander Exec Defaults On $1M Insider Trading Suit
- Morgan Stanley Hit With $150M Suit Over 401(k) Management
- Class Cert. In Goldman Suit Was Proper, 2nd Circ. Told
- Retirement Plan Suits Find A New Target: Academia
- SEC Blasts Stay Bid Pending High Court Action In Salman
- SEC Tosses Enforcement Claims Against Bank Exec
- Northstar Fights For Revival Of Schwab Fund Suit
- Forex Dealer Dodges Investor Suit Over Swiss Franc Losses
- Gramercy REIT Buys Mass., Miss. Properties For $68M
- Gupta Says Jury Instruction Flouted Newman In Trading Trial
- Risk Management Tips For Attys Serving As Local Counsel
- Steamfitters Funds Chosen To Lead Endo Class Action
- Bharara Shows Path To Post-Newman Wins In Stewart Trial
- Pensions Can Be 'Reasonably' Lowered, Calif. Panel Says
- FINRA Erases Tribe's Claims Against Morgan Keenan Rep
- T. Rowe, Alleghany Go After Valeant For Stock Drop
- SEC Moves Against Mich. Transfer Agent Bay City, Boss
- JPMorgan-Sterling Bay Venture Lands $78M Loan From BofA
- SEC Bars Mass. Adviser Who Copped To Stealing IPO Dollars
- SEC Waited Too Long For $3M Disgorgement, Agency Told
- SunTrust Employees Win Class Cert. In ERISA Suit
- Dusek Doesn't Bar Merck Investors' Claims, 3rd Circ. Hears
- Goldman Wants Aluminum Price-Fix Claims Tossed
- Real Estate Rumors: Gemdale, Stellar, Oak Tree Capital
- SEC's Investor Advocate Praises Proposed Audit Rules
- SEC In-House Judge Tosses Case Against Defunct Adviser
- Beware The 'Standard' Mediation Confidentiality Agreement
- PE-Backed Inc Research Unveils $204M Secondary Share Sale
- SEC Agrees To Take Another Look At Nasdaq, NYSE Pricing
- Deals Rumor Mill: Wako Pure Chemical, MSG, Brookfield
- New Biz Continuity Obligations For Investment Advisers
- Investors Says Deutsche Knew Securities Were Bad
- Ex-JPMorgan Banker Convicted of Insider Trading
- Gabonese Man Facilitated Fund's Bribery Scheme, US Says
- Columbia Faces $100M Suit Over Retirement Plan Losses
- Stillwater Says Judge Erred In Not Staying Property Sale
- Bank, Brokers Push To Escape Yen Libor-Rigging Suit
- Stifel Blasts SEC Bid To Limit Ex-Agency Director's Testimony
- FINRA Fines UBS Over Mutual Fund Discount Dodging
- Skullcandy Mulling Mill Road Bid Against $189M Incipio Deal
- Ex-Nomura Trio Wants Jury To Hear About Industrywide Fibs
- Ex-Goldman Trader Pays $400K To Settle RMBS Fraud Charges
- Investor Slams $1.6B Buyout Of RedBox Parent As Unfair
- CFTC Bars Ex-SAC Manager Cohen Over Insider Trading
- SEC Eases Up On Enforcement Actions In 2016
- 2nd Circ. May Take Up No-Suit Order In Condor Asset Sale
- New ISS Policy Affects IPO Co. Director Elections
- Skadden Reaches Deal With La. Firefighters In Investment Row
- Unintended Consequences Of New DOL Fiduciary Rule
- 5 Mistakes To Avoid When Building Law Libraries
- SunEdison Unit Says Hedge Funds' Math Doesn't Add Up
- Bulldog Sues Hill International For 11th-Hour Meeting Delay
- SEC Sues Fund Manager Over 'Death Put' Options Scheme
- Commodity Pool Heads Get $10M Penalty For Ponzi Scheme
- Ex-State Street Exec Pleads Not Guilty To Fraud Charges
- SEC Denies Appeal From Exec Of Investment Firm For Athletes
- Kirkland Boosts Investment Funds Group With Ex-SEC Atty
- S. African, Nigerian Investment Funds Look To Raise $700M
- Quicksilver Ch. 11 Plan Confirmed After Vote-Trading Tussle
- Deals Rumor Mill: Morgan Stanley, Honeywell, Lyft
- FINRA Relaxes Arbitration Chair Requirements
- A Key Victory For SEC In Battle Over Administrative Courts
- Scottsdale Tells 4th Circ. FINRA Can't Dispute Overreach
- SEC Upholds Wedbush FINRA Fine Over Reporting Violations
- MAA, Post To Merge Into $17B Multifamily-Focused REIT
- Real Estate Rumors: Samsung, TJAC, Alliance Private Capital
- Law Students Should Explore BigLaw Pro Bono Options
- Trader Brought Low By Feds Hopes Newman Will Clear Name
- Deloitte Unit Battles High Court Review In Fraud Row
- Amira Foods Investors' Class Action Over $90M IPO Tossed
- 3rd. Circ. Defines Investment Adviser For 1st Time
- Possible Deadlock In Ex-JPMorgan Banker's Fraud Trial
- Skadden, Sidley Steer New Residential's $284M Offering
- Investing Co. Eyes Settlement Of $10M IRS Deduction Dispute
- Real Estate Rumors: Brookwood, APF, Bar Invest
- REIT Spirit Realty Prices $300M Debt Offering
- 3 Firms Steer $376M Loan For Brooklyn Watchtower Building
- Calif. Pair Faces Insider Trading Charges In Biotech Scheme
- New Ruling May Revive Mutual Fund Securities Litigation
- CTFC Exempts Federal Reserve Banks From DCO Liabilities
- DOJ, SEC Say Calif. Fund Runner Faked Returns, Assets
- List Of Universities Sued Over Retirement Plan Fees Grows
- Romance Reports Don't Clear Up Fifth Third GC's Firing
- CFTC Stands Behind Penalties Over Money Pass Scheme
- Blackstone Reaps $1.2B From New York REIT Sale
- Goldman Says 2nd Circ. Ruling Nixes MDL's Aluminum Buyers
- Why The Government's Wall Of Secrecy Must Fall
- Ropes & Gray Adds Private Funds Partner From Wachtell Lipton
- SL Green Sells $480M Building Stake, Plans $1B Buyback
- SEC Extends Ex-Barclays Trader's Ban To 5 Years
- Real Estate Rumors: Klingbeil, Dalan, RXR
- SEC Names New Co-Head Of Investment Adviser Exams
- Kirkland Guides Oaktree-Owned Roofer On Sale To Onex Fund
- Cayman Court Clarifies Investor Rights In Liquidation
- Investor Says Ratners Should Loosen Hold On Forest City
- Rothstein Feeder Fund's Suit Against Ex-Counsel Reinstated
- Ex-Hunton Attorney & Pal Charged With Insider Trading
- Verdict Eludes Jury In Ex-JPMorgan Banker's Fraud Trial
- Real Estate Rumors: Katy Perry, Sperry Equities, ICAP
- MF Global Gets Nod On $159M Settlement With Former Execs
- Novo Nordisk's $305M Campus Sale Sets NJ Record For 2016
- Ex-Football Player Arrested Over $8M Ponzi Scheme
- Caledonia To Pay $480K For Merger Notification Flub
- 2nd Circ. Won't Rehear Madoff Five's Appeal
- 2nd Circ. Denies Redo In $81M Morgan Stanley Buyback Suit
- Blackstone Primes $5B Non-Traded REIT
- IRS Relaxes Rules for Charitable Remainder Annuity Trusts
- Milbank, Latham Guide MGM Growth's $500M Notes Deal
- DOL Fiduciary Rule: Real-World Applications And Effects
- SEC's Big DC Circ. Win Won't End In-House Clash
- Life Insurers Say Fiduciary Rule Will Harm Annuity Trade
- Ex-JPMorgan Banker's Insider Trading Case Heads To Jury
- Mayer Brown, Funds Say 7th Circ. Can Hear Malpractice Suit
- Real Estate Rumors: Jacques Berrebi, Tom Ford, Altmark
- Deals Rumor Mill: Formula One, BP, JC Flower & Co.
- Writing Arbitration Clauses To Get The Arbitration You Want
- NYU, MIT, Yale Hit With ERISA Suits Over Retirement Plans
- Feds Say Ex-Atty's Funds Are Theirs In $9.3M Ponzi Scheme
- 2nd Circ. Nixes Secondary Aluminum Buyers' Antitrust Suit
- Deutsche Bank Wants Toss Of Remaining Securities Claims
- SEC Wins 1st Appellate Ruling On In-House Constitutionality
- FINRA Is Wrongfully Imposing Rule 2010 Sanctions
- Spotlight On 'Shadow Banking'
- Nomura Traders, Gov't Feud Over 'Victim-Blaming' Evidence
- Feds Brand Ex-JPMorgan Banker As A Liar As Trial Nears End
- Nixon Peabody Tells Judge To Ignore 9th Circ. Fraud Ruling
- AIG Escapes Ill. Pension Fund's Securities Fraud Suit
- O'Melveny Keeps Aletheia Malpractice Claims In Arbitration
- Dexus Sells 3 Australian Properties For $545.8M
- Deutsche Bank Pays $12.5M Over Lax Customer Info Controls
- Rosen Law Adds Ex-Placitella Roth Atty, Philly Controller
- Chinese Brokerage Giant Seeks $1B Hong Kong IPO
- Carter Validus REIT Nabs $116M Health Care Portfolio
- Aluminum Buyers Say Goldman Is Mum On Price-Fixing Claims
- American Realty Capital, Global Net Plan $671M Merger
- Real Estate Rumors: John Hancock, Madison Realty, IMG
- Barclays To Pay $100M In Multistate Libor Settlement
- 9th Circ. Agrees To En Banc Rehearing Of Edison ERISA Suit
- AbbVie Hit With Hedge Fund's Suit Over Failed Shire Deal
- Investment Adviser Wants Out Of SEC's $3M Hidden Fees Suit
- New Audit Rule Limits Tax Discharges By Partnerships
- Quiznos Ex-Execs Want Units To Shield Them From Lawsuit
- Gov't Says Gupta's Insider Trading Verdict Survives Newman
- Stanford Receiver Pushes For OK Of $35M Chadbourne Deal
- SEC Says Hands Were Tied With Clearinghouse Capital Plan
- Feds Pile More Charges On Trader Over $9M Ponzi Scheme
- Chaitman LLP, Madoff Trustee Trade Sanctions Demands
- 5 Open Questions On Risk Retention
- Office-Focused REIT Sells Pa. Campus For $143M
- SEC Claims Over Atty's $1.1M EB-5 Fraud Specific Enough
- It's Time To Loosen The Limitations On BDC Investors
- Bain Pays $1.26B For Spanish Loan And Property Portfolios
- Unwanted Baggage: Some Lessons On Successor Liability
- 9 Tips For Becoming A Legal Pundit In The Media
- Fla. Investment Advisers Accused Of $2.2M Fraud Scheme
- SEC Says Franklin Fund Must Allow Vote On Discount Plan
- Ex-JPMorgan Banker Denies Insider Trading Claims At Trial
- Bank Says Tribe's Latest Embezzlement Complaint A Rehash
- Three Firms Steer Columbia Property's $350M Notes Offering
- Real Estate Rumors: Blackstone, Fla. Condo Project, Chetrit
- NJ Investment Firm Accused Of Racism In Firing Indian Man
- Ackman's Pershing Readies Sale Of Canadian Pacific Stake
- Toronto REIT To Buy 3 Properties For $78M
- FINRA Probe Targets Business Development Companies
- Law Firm Employees Can Better Defend Against Cyberthreats
- Activist Investor Corvex Calls For New Williams Directors
- Del. Judge Tosses Invalid Shares Suit As 12 Years Too Late
- IRS Will Hold Partnerships To New Audit Opt-In
- Fla. Firm Opts For Ch. 7 In Wake Of SEC's $64M Fraud Suit
- 'Big Short' Adviser Says SEC Fraud Claims Don't Hold Up
- 'Fraudster' Witness Derided At Ex-JPMorgan Banker's Trial
- Fried Frank Nabs Akin Gump Tax Partner
- FINRA Challengers Must Face SEC First, SEC Tells 4th Circ.
- 2nd Circ. Denies Leidos A Redo In Investor Fraud Probe Suit
- Deals Rumor Mill: Samsung, EverBank, Anglo American
- INC Research Investors Prime $210M Secondary Offering
- NJ Leader Seeks Probe Of Alleged Union Threats On Pension
- UBS Beats Suit Claiming Brokers Deceived Enron Investors
- Barclays Hit With $1.3M FINRA Fine Over Reporting Errors
- Salman V. US: Will It Change The 'Personal Benefit' Test?
- SEC Blasts Ex-Director's Report Ahead Of $200M CDO Trial
- Nixon Peabody Beats All Claims In Twitter Stock Suit
- Warburg Pincus Denies Causing Rural/Metro Investor Losses
- Bankrupt Refco Gets Pass On $3.6M IRS Penalty
- Ex-JPMorgan Banker To Testify At His Insider Trading Trial
- LaSalle Lands $75M Loan From JPMorgan For Tenn. Property
- 4 Ways The Revolving Door Helps Your Defense Practice
- Gray Financial, Hill Seek 11th Circ. Do-Over On SEC Courts
- IRS Aims To Stop Undervaluation Of Transferred Interests
- Sweden Forms Commission To Analyze Crowdfunding Market
- The Specter Of A Financial Transactions Tax
- How To Attract Restructuring Investors To Post-Brexit UK
- NYRT, JBG Ax $8.4B Merger Amid Investor Opposition
- A Midyear Review Of 2016 Securities Enforcement
- Glaser Weil Can Arbitrate Dov Charney's Malpractice Suit
- Ex-JPMorgan Banker's Dad Got Tips From Son, Jury Told
- Qualcomm Beats Investor Action Over $2B Antitrust Missteps
- SEC Gives Itself More Time To Consider Audit Plan
- Mutual Fund In $2.8B Collapse Seeks Toss Of Class Claim
- UBS Dodges Suit Claiming It Hid Faults In $1.1B MBS Pool
- London Financial Research Firms Merge For Compliance Boom
- Technology Crossover Ventures Closes $2.5B Fund
- Brokers Say SEC Changing Story In IBM Insider Trading Row
- Trader Settles CFTC Software Fraud Suit For $1.5M
- K&L Gates Adds Partner To Finance Practice In London
- Two Firms Guide $4.4B Deal For Mobile Slots Game Maker
- BigLaw's (Crowded) Passage To India?
- Inside SEC's New In-House Court Rules