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Asset Management - December, 2016
207 articles
- 6 Key Commercial Litigation Finance Trends For 2017
- 5 Ways To Fight Costlier Legal Malpractice Claims In 2017
- Mediating E-Discovery Disputes Can Save Time And Money
- Credit Suisse Pays $5.3B In Possible Last Post-Crisis Deal
- Deutsche Bank Inks $7.2B Mortgage Securities Deal With Feds
- NY Judge Halts Anti-Suit Orders In MF Global Insurer Fight
- BALCA Overrules Wage Finding For Analyst Job
- Advisory Head Indicted Over $1M Securities Fraud
- CFTC, DRW Spar Post-Trial Over Futures Manipulation Case
- SEC Escapes Risk-Retention Rule Suit In DC
- Taxation With Representation: Cravath, Skadden, Ropes
- Green Finance Panel Forms Amid EU Capital Markets Push
- LSE Block Trading Products Grow Ahead Of Dark Pool Caps
- Asset Management MVP: Debevoise's Shannon Rose Selden
- Some Considerations As Fed Provides Volcker Rule Relief
- Day-Trading Firm Owner Accused In Fake-Account Scam
- 3 Charged In 'Pay-To-Play' NY Retirement Fund Scheme
- Bernstein Litowitz Ducks Subpoena In Insider Trading Row
- Calif. Man Gets 8 Years For Investment Fraud Scheme
- Judge Says Treasury 'Miserably Failed' In Auto Pension Fight
- Fed Fines BBVA $27M For Blowing Securities Revenue Limits
- FINRA Fines Wells Fargo, Others $14M Over Records
- Customers Seek Tullett Prebon Docs In Libor Suit
- Asset Management MVP: Fried Frank's Kenneth Rosh
- Avoid Inadvertent Tipping This Holiday Season
- Building Momentum For The Pay Equity Movement In BigLaw
- Ex-Blackrock Exec Jailed In UK For Insider Trading
- SEC, MSRB Fight GOP's Challenge To New Pay-To-Play Rule
- SIFMA, ABA Air Worries Over CFTC Cross-Border Swaps Rule
- Schulte Roth Withdraws As Patriarch's Counsel In Zohar Suit
- Asset Management MVP: Paul Weiss' Marco Masotti
- 4th Circ. Says FINRA Challenge Must Go To SEC First
- Activist Loses Appeal In Fight Over REIT's Boardroom
- NFL Retirement Plan Argues For Benefits Denial At 4th Circ.
- Morgan Stanley Pays $7.5M For Customer Protection Offenses
- SEC Actions Against Investment Advisers In 2016: Part 3
- Developer Secures $209M Loan For McDonald's New HQ
- Appaloosa Wins $3M Fee Award In TerraForm, SunEdison Suit
- Tilton Says SEC 'Grossly Overreached' In $200M Fraud Case
- Platinum Partners Execs Charged With $1B Securities Fraud
- Shkreli's Ex-Atty Can't Get More Details On Fraud Charges
- Credit Suisse Gets Partial Win In $69M RMBS Suit
- Ponzi Scheme Investor Didn't Prove Fraud, NJ Panel Says
- Keeping Pro Se Litigants At Bay
- Feds Seek Penalty From Wells Fargo For $1.25B Tax 'Sham'
- Icahn Enterprises Inks $2.8B Sale Of Railcar Leasing Co.
- SEC Disgorgement Issue Ripe For High Court Review
- SEC Actions Against Investment Advisers In 2016: Part 2
- Asset Management MVP: Debevoise & Plimpton's Erica Berthou
- Willkie Guides Virtus In $472M Deal For RidgeWorth
- 9th Circ. Revives Edison ERISA Suit On High Court Remand
- Taxation With Representation: Akin, Vinson, Cleary, Sidley
- SEC Wants Justices' Take On Disgorgement Too, Adviser Says
- US Moves To Seize Assets Of NJ Traders In $26M Scheme
- 4th Circ. Tosses Another SEC Admin Court Challenge
- Chancery Uses Market Price In LPS-Fidelity Deal Appraisal
- Sens. Knock CFTC For Not Finishing Position Limit Rule
- DC Circ. Won't Block DOL Fiduciary Rule For Trade Group
- Gramercy Property Trust Drops $521M On Logistics Portfolio
- SEC Actions Against Investment Advisers In 2016: Part 1
- GLP Sets Up $1.5B Logistics Property Fund
- Are Courts In The Discovery Driver's Seat?
- Deutsche Bank To Pay $37M In Dark Pools Deals
- Salman Insider Trading Case A Hollow Win For Prosecutors
- Ritchie Capital Gets Ex-Exec's Benefits Claim Tossed
- Fed's Brand-New Bank Bail-In Could Have Short Shelf Life
- FINRA Enforcement Chief To Depart After 6 Years
- Goldman, Morgan Stanley Feature Heavily In DOJ's $15B Haul
- Issuers Urged To Prepare For New Int'l Accounting Standards
- Trader, Mother's Co. Must Pay $1.2M In Money Pass Case
- Fed Rule Aims To Make Investors Pay For Big Bank Failure
- HSBC Beats Former Exec's Retaliation Claims At Trial
- Reputation Management Tips For Asset Managers
- Intel Committee Says Risky Investments Suit Came Too Late
- SEC Asks High Court To Consider Disgorgement Limitations
- Cope Hudson Partner Gets Probation For Insider Trading
- 2nd Circ. Judge Worried Icahn Trade Tactic Reaps 'Zillions'
- NY Judge Scolds SEC Over 'Cryptic' ConvergEx Complaint
- PE Shop, Singaporean Wealth Fund Drop $2.9B On Neustar
- Dallas Pension System Cleared For Interest Rate Cut
- Fund Liquidation Insurance: A Few Points To Consider
- Audi Seeks To Stop Pa. Dealer's $17M Asset Sale
- A Practical Assessment Of The 'Universal Proxy Card' Plan
- HP Was 'Opportunistic' In $2.8B Aruba Buy, Chancery Told
- Apollo REIT Prices $180M Stock Offering
- Family Loses Round In $107M EMI Forfeiture Spat
- Salman Reinforces Galleon Informant's Conviction, Say Feds
- NY AG's $11.2B Credit Suisse Suit Not Time-Barred
- Rules Of Civil Procedure Updates Affect E-Discovery
- Investors, Exchanges Both Claim SEC's Favor At 2nd Circ.
- Gupta Says High Court Ruling Doesn't Save His Conviction
- The Path To The California Bench
- REIT Hudson Pacific Drops $150M On Silicon Valley Campus
- National Storage REIT Prices $95M Stock Offering
- UBS Faces Age Discrimination Class Action Over Layoffs
- Pension Funds' $100M RBS Suit Revived Over 5th Circ. Ruling
- CPPIB Buys Half Of $836M Retail And Office Portfolio
- CFTC Rulemaking In The Waning Days Of The Obama Era
- 3 Tips To Avoid Being On The Outs With In-House Counsel
- CalPERS Sues IAC, Diller Over Class C Stock Proposal
- Hedge Fund Owner Sued For Using Investment On Property
- Facebook To Turn Over Goldman Docs In Class C Stock Suit
- 2nd Circ. Asks How Salman Applies To SAC Trader's Case
- HSBC Trial Juror Gets Heave-Ho After Security-Line Incident
- France's Amundi Inks $3.7B Deal For Pioneer Investments
- NJ Traders Charged With $26M Manipulation Scheme
- High Court Denies Foundry Exec's Insider Trading Challenge
- GM Lenders Can't Seal Investor Info, Bankruptcy Judge Finds
- Restoring Some Certainty Post-Marblegate
- NJ Not Obligated To Make Pension Contributions, Panel Says
- 4th Circ. Affirms Sanctity Of FINRA Arbitration
- Chancery Taps Grant & Eisenhofer To Lead Rouse Appraisal
- Express Scripts Says Stockholder Suit Lacks Fraud Proof
- FINRA Seeks Information From Fired Wells Fargo Reps
- Galleon Informant Says Petition Unaffected By Salman Ruling
- Och-Ziff Contractor Cops To Bribing African Officials
- Former Boss Tells Jury Fired HSBC Exec Was Bad At His Job
- JPML Won't Combine Hospital Co.'s ERISA Exemption Suits
- Minn. Judge Stiff-Arms Stinson From Role In ResCap MDL
- The Horrible Conflict Between Biology And Women Attorneys
- Chancery OKs $17.5M Deal To End Sterling Chemical Sale Row
- Deutsche Bank Gets Nod For $60M Gold Price-Fixing Accord
- CORRECTED: Ex-Cantor Fitzgerald Trader Charged With Fraud
- Tribe, Bank Rebuked Over Embezzlement Suit Discovery Row
- Real Estate Rumors: Thor Equities, JBL, Ares Management
- FINRA Bars Crowdfunding Portal In 1st JOBS Act Settlement
- PE-Backed Athene Holding Prices Upsized $1.1B IPO
- Morguard REIT Reaches $133M Notes Deal
- 8 Things You Need To Know About EU's Insolvency Proposal
- UBS Dodges Fraud Suit In NY Over $500M Chinese Investment
- Marketing Co. Wants $1.4M Award To Asset Manager Nixed
- Federal Capital Sells $328M Multifamily Portfolio Near DC
- Canadian Securities Regulators Step Up ETF Disclosure
- SEC Enforcement Head Leaving Agency By End Of Month
- 2nd Circ. Won't Revive ERISA Suit Over Madoff Profits
- Lawyer EQ: Finding Success In Every Interaction
- After 12 Years, Court Says InTrust Fraud Suit Came Too Late
- Former NYC Financial Adviser Pleads To $1.6M Trust Theft
- Gold Investors Shouldn't Get Another Shot In MDL, UBS Says
- Managing Intergenerational Differences Within Your Law Firm
- Real Estate Rumors: BlackRock, Acore Capital, AutoNation
- 12 Things To Know About The SEC Whistleblower Program
- Judge Skeptical Of CFTC's 'Circular' Logic In DRW Trial
- Ex-NFL Player Says Retirement Plan Abused Discretion
- Stifel, Exec To Pay $24.6M To Settle $200M SEC Suit
- Hedge Fund Manager Admits Stock Manipulation In China
- UBS, Banco Popular Unit See $5M Investor Suit Pared
- Software Co. Honcho Can't Claim $112M In 'Wizardry' Losses
- Withholding Changes For Dividend Equivalent Amounts
- Alpha Venture Partners Launches $100M Fund
- Atalaya Capital Secures $525M For Latest Fund
- The Personal Benefit Test Post-Salman
- Philip Hirschkop: Quietly Making Noise For 50 Years
- RLJ Lodging Trust Gets $286M For Pair Of Manhattan Hotels
- Insider Trading Law Remains Murky After High Court Ruling
- Ex-HSBC Exec Disparaged Former Bank Analyst, Jury Hears
- Latham Reps Acore On $188M NYC Loan To Chetrit
- FINRA Fines Wells Fargo Units $1M Over Reports
- Trump Reportedly Considering Gibson Partner For SEC Chair
- After Activist Pressure, Forest City Alters Share Structure
- Real Estate Co. Tells 11th Circ. To Vacate $396K Award
- Real Estate Rumors: KFH Capital, Crossix, Wells Fargo
- High Court Hands Prosecutors Victory On Insider Trading
- Blount Urges Del. Chancery To Toss $855M Merger Challenge
- NY Reps Seek To Curb Hedge Funds' Use Of AIA Reviews
- Investor Libor Antitrust Arguments Fail, JPMorgan Says
- CFTC Issues New Proposal On Position Limit Rules
- Simpson, Troutman Steer Blackstone's $480M Loan
- FINRA Fines UBS $2.5M Over Options Reporting
- Mayer Brown Snags Pensions Pro From Dentons
- SEC Hands Out $3.5M Award To 36th Whistleblower
- Starwood REIT Plans $500M Debt Offering
- Firms' Bid To Increase IndyMac Fee Falls Flat In 2nd Circ.
- Singapore's GIC To Invest $261M In Indonesian Cinema Biz
- Credit Suisse To Pay FINRA $16.5M For Poor AML Oversight
- SEC Oversight Of Asset Managers: A Decade In The Making
- A $650,000 Lesson In Cybersecurity Shortcomings
- Judge Knocks Wilson's 'Sketchy' Memory In CFTC Trial
- Deutsche Bank Settles For $60M In Gold Price-Fixing MDL
- $1B REIT Ponzi Suit Belongs In Chancery Under CAFA: Judge
- Millennium Labs Trustee Gets OK For $1.8B Loan Investigation
- IRS Proposes Adjusting Rules For Foreign Acquisitions
- Hong Kong, Swiss Regulators Ink Cross-Border Funds Pact
- Canada Court Tosses Tax On Trust's Offshore Investments
- 2nd Circ. Affirms Toss Of 'Big Short' Adviser's SEC Protest
- Gibson Dunn Attys Score $5M Fees After Developer's Forgery
- Stanford Investors Say SEI Enabled Ponzi Scheme
- Chicago Trader Cops To Pilfering $9M In Ponzi-Like Scheme
- Rakoff Addresses Tippee Liability In SEC V. Payton
- 5 Insights From Airbus Group's Joshua Walker
- Pimco To Pay $20M To Settle SEC Investigation
- Judge Questions Firm's Trading Strategy In $20M CFTC Trial
- House Passes Bill To Overhaul Systemic Risk Designations
- Real Estate Rumors: A&E, Allegra, Deutsche
- Dechert Leads NewStar In $505M Credit Fund Closing
- DOJ Wants SEC To Yield To Criminal Hedge Fund Fraud Case
- CFTC Told To Sharpen Review Of Dealers' Cybersecurity
- Hedge Fund Urges PrivateBancorp To Spurn $3.8B CIBC Offer
- CareTrust REIT Pays $96M For Texas Portfolio
- IRS Urged To Scrap Controversial Estate Transfer Rules
- SocGen Defends Arbitral Win In Anti-American Job Bias Row
- Stormy Seas For Indenture Trustees
- Fla. Asset Manager Hit With SEC Suit Over $7.4M Fraud
- Lawyers A Weak Link In AML Enforcement, Report Says
- Judge Denies Enron Investors' Bid To Retry UBS Suit
- Validity Of The 'Reliance On Consultant' Defense
- Small Funds' Big AML Compliance Risks