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Asset Management - April, 2017
279 articles
- Charles Schwab Slips $25M Real Estate Suit Against Son
- Seller In Stock Row Slams $20M Award In Federal Court
- Brazilian Fund Intermediary Wants $3.6M Award Confirmed
- Retrophin Waived Privilege Over Atty Docs, Shkreli Says
- SEC Seeks $363K Secretly Owned By Jailed Fund Manager
- Flawed Analyses Undermine Gold Price-Fixing Suit, Banks Say
- Freshfields Hires Arnold & Porter Bankruptcy Team In NY
- FINRA Charges Broker Over Misleading Offering Docs
- Some Expert Testimony Allowed In SEC Funds Transfers Suit
- PE-Backers Unloading $521M Stake In Extended Stay
- SEC Says Jail Could Still Prompt Kapur To Cough Up $2.2M
- 5 Firms Set To Launch May With 6 IPOs Surpassing $1.7B
- SAC Trader Says 1st Circ. Upheld Newman After Salman
- Real Estate Rumors: Thor, Samar Hospitality, Snap
- Taxation With Representation: Skadden, Wachtell, Allen
- Health Hires: 8 Firms Add Health, Life Sciences Experts
- Hunton & Williams Steers $375M NY Financing Deal
- Unizo Drops $259M On Pair Of Washington DC Buildings
- The Mediator's Proposal As A Tool For Litigants
- Nomura Trader Seeks Split From Conspirators In RMBS Case
- Fannie Investors Can't Revive Suit Against Deloitte
- Feds Deny Responsibility For Platinum Partners Jury Leak
- Broker Settles SEC Charges Over Short-Selling Violations
- NY Law Sinks RICO Claims In Appeal In Hedge Fund Suit
- Deals Rumor Mill: West Corp., Party City, Precision Capital
- K&L Gates Gains Ex-Crowell Securities Brokerage Pro In NY
- SEC Denied Quick Win Against F-Squared's Ex-CEO
- Singapore Rate-Rigging Suit Sent Back To Drawing Board
- CFPB Sues Tribal Online Lenders For Illegal Debt Collecting
- Imprisoned Real Estate Schemer Agrees To SEC Industry Bar
- 7th Circ. Backs 6-Year Sentence For Stock Fraudster
- Russian Receiver Avoids Ch. 15 Probe Deemed Overbroad
- Expectations After The Trump Administration's First 100 Days
- JPMorgan Accused Of 'Eye-Popping' Mutual Fund Fees
- Insurance Suit Faces Hurdle: Plaintiffs Are In Prison
- Investors Fight SEC Receiver Bid To Beat Case Without Trial
- High Court Asked To Review Dodd-Frank Whistleblower Rule
- FINRA's Foray Into Insider Trading
- BlackRock Tries To Nix Class Action Over Traded-Fund Risks
- Hedge Fund Likely Can't Shake Film Co. Founder's $100M Suit
- Adviser Gets 5 Years For Stealing $2.9M From NFLers
- Ex-RMBS Trader Jesse Litvak Again Sentenced To 2 Years
- Broker Used Clients' Savings On Volatile Trades, SEC Says
- JPMorgan Sheds Claims It Aided Madoff At 2nd Circ.
- House Dems Seek To Slow GOP Dodd-Frank Repeal
- FINRA, DTC Want Suit Over Bankruptcy Distribution Killed
- Rent-A-Center Moves To Nix Shareholder Poison Pill Suit
- SEC Won't Rethink 'Financial Myth Buster's' Industry Ban
- BlackRock Pays $1.5M Over Russian ETF Violations
- KKR-Backed REIT Sets Terms For $210M IPO
- Real Estate Rumors: Blackstone, Boston Properties, Pinnacle
- BHP Billiton Eyes Sale Of Fayetteville Shale Assets
- The 9-Year Winning Streak Of Virginia 'Rocket Docket'
- Ex-Merrill Lynch Adviser Cops To Stealing $1M From Clients
- CFTC Says Trade Advisers Can Use 3rd-Party Recordkeepers
- Swaps Buyers Say Morgan Stanley Slow-Walking ISDAfix Docs
- Aurelius Equity Exits Compressor Co. In $202M Nidec Deal
- SEC Hands Nearly $4M Award To Whistleblower
- Ex-Hunton Atty Seeks Retrial After Insider Trading Conviction
- Biotech Investors Seek Ruling On Jefferies Arbitration Fight
- SEC Says Del. Man Ran $1.7M Mortgage Investment Scheme
- CPPIB, Baring PE Asia Ink $4.3B Nord Anglia Buyout
- Air Methods Investors Seek Appraisial After $2.5B Deal
- Feds Must Name Co-Conspirators In Nomura RMBS Case
- S&P Global, Wells Fargo Sued Over Life Settlements
- Tritec-UBS JV Finalizes $81M Recap Of NY Medical Campus
- Examining FINRA Plan To Liberalize Advertising Rules
- Let's Talk About Half-Hearted Innovation
- Congress Tells SEC To Rein Itself In With CHOICE Act 2.0
- Portfolio Manager Cops To Fraud In $1.9M Trading Scheme
- NY High Court Takes Up Goldman Code Theft Case
- Master Rejects UBS Bid To Ax Some US Bank Loan Claims
- 2nd Circ. Remands Convicted Fraudster's 20-Year Sentence
- Protecting Communications From PR Privilege Issues
- Real Estate Rumors: Equity Office, Duke, Pistilli
- NorthWest Bids For Generation REIT With 10% Premium
- Ex-Disney Workers' ERISA Suit Over Valeant Shares Gets Boot
- Malaysian Fund To Pay IPIC $1B In Settlement Amid Scandal
- Tilton's ALJ Fight 'Misses The Mark,' SEC Tells High Court
- High Court Won't Hear Microcap Dealer's FINRA Challenge
- RLJ Nabs FelCor To Form $4.2B Lodging REIT
- Counsel To Counsel: Insights From Law Firm GCs
- Franklin Stock Heir's Suit Over $100M In Lost Shares Nixed
- Top Securities Plaintiffs' Firms Brought In $7.23B In 2016
- More Details Out In Del. Bid To Stop Theranos Share Swap
- Fidelity Sues Ex-Worker, Alleging Misuse Of Confidential Info
- SEC Enforcement Actions Data Show Priorities Shift
- Trading Co. Wins Transfer Of $20M Arbitration Row To Calif.
- Real Estate Rumors: Blackstone, RFR, Robbins Electra
- Gray Matters: The Attorney-Client Team
- ForceField CEO Cooperating In $131M Securities Fraud Trail
- Investors Rip Wells Fargo Doc Request In $1.2B MBS Suit
- Deutsche To Pay Fed $157M For Forex, Volcker Violations
- Justices Skeptical Of SEC Disgorgement Without Time Limits
- Investment Adviser Gets Probation For Obstructing SEC
- Judge Won't Delay Prevezon Trial Over Russia-Bashing Press
- Macquarie, Others Drop $2.95B On UK Green Bank
- McGuireWoods Gains Chapman And Cutler Debt Finance Pro
- Counsel To Counsel: Mama Said There'll Be Days Like This
- Litigation Finance, Big Data And The Limits Of AI
- Broker Must Cough Up Commissions On Ponzi Sales
- Whitestone REIT Reaches $205M Deal For 2 Texas Properties
- Blackstone Drops $430M On TA Realty Multifamily Portfolio
- Interest Group Seeks To Revive Risk Retention Rule Dispute
- Textualism Takes Center Stage In CalPERS V. ANZ Securities
- Galleon Founder Took Millions Amid Firm Turmoil, Suit Says
- CFTC Sues Bankrupt Calif. 'Hedge Fund' That Took $1.7M
- Commerzbank Says BNY Mellon Rightly Can't Nix RMBS Row
- 7th Circ. Skeptical Of 'Little Madoff' Try For Resentencing
- SEC Says NY Adviser Inflated Assets To Attract Clients
- Shkreli, Ex-Katten Atty Get Fraud Trials Severed
- Disarming Puerto Rico's Pension Time Bomb
- Committee Urges SEC To Stimulate Declining US IPO Market
- Insurers Hit American Realty With Stock-Drop Suit
- Big Stakes In High Court's Securities Fraud Omissions Case
- Counsel To Counsel: A Law Firm GC's Data Protection Duties
- SAC Capital Blasts Elan Investor's Award Bid In $135M Deal
- Justices Mull Definition Of SEC's Disgorgement
- Trial Begins In Hedge Fund's Drawn-Out $300M Barclays Fight
- Violin Memory Gets Ch. 11 Plan OK For Sale To Soros Unit
- Marijuana Co. Reports Were Smoke And Mirrors, Judge Says
- Ex-Madoff Investor Loses Bank Records Appeal
- 2nd Circ. Pushed To Revive Claims JPMorgan Aided Madoff
- MF Global, Insurers Nudged To Mediate Contract Dispute
- Litvak Can't Get Conviction Thrown Out, Will Be Sentenced
- Real Estate Rumors: Uber, Kenneth Tropin, Savanna
- 3 Areas Where International Arbitration Could Be Used More
- Chamber Backs Fiduciary Rule Delay But NY AG Doesn't
- Trader Brings ALJ Challenge To 2nd Circ. In Likely First
- NY Settles With Ala. Firm For $40M In Biggest Tax Recovery
- SEC Provides Offshore Feeder Relief, But Challenges Remain
- Genworth Investors Vie To Lead Fight Over $2.7B Merger
- Chilean Co. Receiver Fights Forced Bankruptcy In $7.4M Fraud
- Counsel To Counsel: Evaluating Positional Conflicts
- Employees Win Cert. In JPMorgan ERISA Management Suit
- Ex-JPMorgan Analyst Cleared Of Deadlocked Tips Counts
- Russian Biz Ex-Owner Slams Receiver On Ch. 15 Discovery
- Justices Weigh Definition Of 'Action' In Securities Cases
- Chau, SEC Spar On Penalties While DC Circ. Weighs ALJs
- SEC Disgorgement Could Face Tough Crowd At High Court
- Windstream Investor Class Takes Hold In REIT Damages Case
- Assistant Trader, CFTC Reach Settlement Over False Reports
- Counsel To Counsel: 5 Challenges For A Law Firm GC
- MF Global Seeks $1.8M In Fees For Insurers' Bermuda Action
- Feds Say Litvak's Brag Of 'Victory' Shows 2 Years Not Enough
- Marketing Co. Drops Bid To Nix $1.4M Asset Manager Award
- Biotech Investors Fortify Jefferies Arbitration Battle
- Gorsuch Could Take Strict View Of Securities Law Time Limit
- Stock Heir Sues For Reissuance Of 2.5M Lost Shares
- Wal-Mart Fights Investor Bid For Privileged Corruption Docs
- Greenberg Nabs Former BofA Merrill Lynch Director
- Adviser Urges 10th Circ. To Allow Fight Over SEC Courts
- California Supreme Court Takes Up Pension Benefits Row
- SEC Seeks Quick Win In Suit Against F-Squared CEO
- Hedge Fund Adviser Ordered To Pay $27M For Ponzi Scheme
- Bouwfonds Buys 17 European Garages For $266M
- Dentons Steers Apollo's $127M Brooklyn Property Loan
- The Complexities Of Winding Down A Hedge Fund
- Lawyers In Flow: Get Out Of Your Head And Into Your Case
- Trump Signs Repeal Of DOL Municipal Retirement Plan Rules
- Ex-Nomura MBS Traders Split On Bringing Up Internal Review
- Royal Park's $3.7B RMBS Cases Tossed Over Standing Flub
- Real Estate Rumors: Carlyle, Prezant Family, BofA
- Firm Settles FINRA Claims Over Improper Transfer Controls
- Judge Adopts Fresh Findings Against Kapur In Contempt Saga
- Judge To Reconsider Whether Wells Fargo Waived Preclusion
- SeaWorld Blasts Investor Discovery Bid In 'Blackfish' Row
- CalPERS Slams 'Rhetoric' In Class Timing Row At High Court
- 'Hamilton' Ponzi Scheme Claims Fail, Firm's President Says
- FINRA Opens Door To Reforms Of Capital-Raising Rules
- Atty Of Jailed, Stonewalling Hedge Funder Asks To Withdraw
- UBS Must Face Trial On Whether Holding Co. Was Customer
- Adviser Bashes SEC's 'Tortured' Disgorgement Arguments
- Morgan Stanley Pays Mass. $1M Over Sales Contest Claims
- 3rd Circ. Revives Ex-Vanguard Atty's Dodd-Frank Claim
- Teamsters Lean On Peru To Make Good On Land Bonds
- 2nd Circ. Affirms $542M Triaxx CDO Default Sale
- Shearman Adds Ex-Milbank Tweed Partner To NY M&A Group
- Air Methods Investors Look To Stall $2.5B Sale Deadline
- AkzoNobel Slams Elliott's Bid To Ax Exec Amid PPG's Pursuit
- A Law Firm Ranking Model By 'Fake News & Distorted Reports'
- Lyft Valued At $7.5B After Collecting $600M From Investors
- Picower-Related Madoff Testimony Confidential, Judge Rules
- Health Care REIT Hid Medicare Fraud Suits, Investor Says
- NJ Can Tax 100% Of Company's Asset Sale Gain, Court Says
- Real Estate Rumors: JEMB, Realty Income, Chris Carlos
- Atty In $28M Ponzi Case Accused Of Destroying Evidence
- Exec At Bogus NJ Hedge Fund Takes 3 Years, $4.3M Fine
- Mass. Man Admits To Ripping Off Investors
- Ex-Jefferies Trader Litvak Hopes To Avoid Prison For Fraud
- REIT Care Capital Properties To Pay $400M For 6 Hospitals
- Tippee Says JPMorgan Tipper's Jury Victory Spares Him Too
- The Hunger Games, Puerto Rico Edition
- Linde Spurns Investor Request To Vote On $65B Praxair Deal
- Feds Still Mum On Platinum Partners Leaks, Exec's Atty Says
- FINRA's Judges To Review Other Penalties, Harm To Elderly
- Claims Of Madoff Cotenants Correctly Denied, Judge Rules
- JPMorgan Strikes $5.7M Deal In Financial Adviser OT Suit
- Madoff Trustee Looks To Narrow Testimony At Merkin Trial
- BHP Billiton Rejects Activist Elliott's Pressure To Restructure
- Wells Fargo Sanctioned Over Discovery in Film Funding Suit
- Brokers Seek Early Showdown With SEC On 'Layering'
- AXA Buys London Property From Legal & General For $70M
- Judge Prods Euribor Class Action Parties On Discovery
- MF Global Insurers Say Coverage Fight Belongs In Bermuda
- 5 Cos. Expand IPO Pipeline With New Filings Exceeding $400M
- SEC's ALJ Stance 'Blinks Reality,' Adviser Tells DC Circ.
- China Securities Watchdog Vows To Fight Fraud, Stinginess
- Mayer Brown Steers KTB's $101M NYC Loan To Chetrit
- Ex-GC Of Defunct Trading Co. Fights Malpractice Claims
- Morgan Stanley Venture Selling China Mall For $588M
- Trader Pushes To Confirm $20M Award On 'Worthless' Stock
- Shkreli, Ex-Katten Atty Warn Of Joint Trial Disarray
- Court Orders $1.7M Disgorgement For Binary Options Scheme
- Shearman & Sterling Welcomes Back Ex-SEC Chief Of Staff
- Investors Sue Over $4.5M Lost In 'Hamilton' Tix Ponzi Scheme
- 8th Circ.'s 401(k) Ruling Creates 'Legal Haze,' ABB Says
- Paul Hastings Nabs Investment Mgmt. Pro From Paul Weiss
- Fund Slams Wal-Mart Seal Bid, Says It Doesn't Own The Court
- When Arbitration Clauses Collide With Bankruptcy Laws
- Crowdfunding For Legal Cases: 5 Trends Reshaping Justice
- Fiduciary Duties Under The Advisers Act Vs. Delaware Law
- SEC Wants 'Big Short' Adviser's Appeal Halted For ALJ Ruling
- Bharara Sees Future As Private Do-Gooder, Not Politician
- Omega Founder Asks 3rd Circ. To Hear 'Untested' Insider Case
- Underwriters Tell High Court CalPERS Filed Suit Too Late
- Disgorgement Not Punitive, SEC Tells Supreme Court
- Feds Say They've Given Ex-Nomura Traders All They Need
- Holland & Knight Adds Corporate, PE Partner In Houston
- Blackstone Loans $100M To Oaktree-Banyan Venture
- House Passes Bill Upping Angel Fund Disclosure Exemptions
- Feds Call Arguments On Fund Founder's Insider Trading Legit
- 5th Circ. Won't Halt DOL's Delayed Fiduciary Rule
- RioCan REIT Readies $224M Notes Offering
- CalPERS Pushes Kinder Morgan To Disclose Climate Risks
- ABA Needs A New Model Legal Ethics Rule
- Key Takeaways From The SEC's Credit Suisse Settlement
- What Does Lateral Partner Success Look Like?
- SEC Committee Still Uncertain On Key Trading Rule
- Fiduciary Duty Delay Pleases Few, Clarifies Little
- Fund Asks To Revive RBS Liverpool Soccer Club Sale Suit
- Real Estate Rumors: NYC Record Sale, Blackstone, Northwood
- Are Lateral Recruitment Opportunities Shaping Your Strategy?
- FINRA Fines Brokerage $2.3M Over Mutual Fund Waivers
- BNY Asks Judge To Rethink German Law In $1B RMBS Case
- SEC Penalizes Auditors Of Fund Hit By CEO's $16M Fraud
- Greenberg Traurig Nabs 2 Corporate Attys From LeClairRyan
- Hedge Funds Beat AIG, Others In $500M BofA Payout Fight
- Early Backers Of McAfee's Tech Investing Biz Sue For $47M
- RAIT Financial Shed $95M In Property Last Quarter
- Summit Partners Closes Two Funds With $4B In Commitments
- Over A Dozen Firms Guided Q1's Top Real Estate M&A Deals
- SEC's FCPA Chief Stepping Down Within The Month
- Chilean Co. Creditors Seek Forced Bankruptcy In $7.4M Fraud
- Richmond Fed Prez Resigns, Ending Leak Investigation
- Lateral Partner Hiring: Time To Look In The Mirror
- SEC Fines Credit Suisse, Adviser Over Mutual Fund Fees
- Wife In Couple's $70M Ponzi Scheme Pleads Guilty
- Rent-A-Center Shareholder Sues Directors Over Poison Pill
- Investors Reach $20M Deal Over Holding Bank's Failure
- REITs Say Disclosures Extinguish 'Ponzi-Like Scheme' Claims
- Investors Push For FINRA Arbitration In Battle With Jefferies
- Senate Committee Advances Clayton For SEC Chair
- Uncertainty Remains For SEC Administrative Suits
- Petrobras Must Face EIG Funds' Fraud Claims, Judge Finds
- More Fannie, Freddie Investors Fight Profit-Sweep Ruling
- $25M Settlement Sought In $2.5B Junk Bond Fund Meltdown
- 3 Firms Steer Marriott-Trinity-Oaktree $317M Hotel Deal
- Biz Groups Tell 5th Circ. Fiduciary Rule Delay Not Enough
- BlackRock, Others Back $2B Deal With Lehman Estate
- Baker Botts Welcomes Back Ex-FINRA Chief Of Enforcement
- Highland Wants AT&T To Reveal Online Commenter's Identity
- Ex-Spurs Star's Adviser Pleads Guilty To Fraud
- Fund Founder Calls Insider Trading Claim A 'Calculated Lie'
- REIT LaSalle Hotel Sells 3 Properties For $219M
- Don't Overturn Longtime ALJ Practice, SEC Urges DC Circ.
- SEC Fires Back In Ex-E&Y Partner's Challenge At DC Circuit
- Cowen Group To Expand Reach With $116M Convergex Buy
- A Big Haircut For Indenture Trustee Counsel Fees