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Asset Management - August, 2019
269 articles
- Royal Park Says It's Settling RMBS Suit Against HSBC
- Bank Trustee Urges Justices To Examine Court's Refund Rule
- Investors Can Ask To Depose UK Traders In Forex Suit
- Custodian Seeks To Toss Crypto IRA Co.'s Suit Over Assets
- $3B Petrobras Settlement Clears Final Hurdle In 2nd Circ.
- Financial Advisers Seek To Nix Insurer's Coverage Suit
- Convicted Georgeson Adviser Gets 3rd Trial In Tix Swap Case
- New Best Practices Under E-Discovery Spoliation Rule
- UK Litigation Roundup: Here's What You Missed In London
- Del. Justices Deny Fee Appeal In Goldman Sachs Suit
- Sony To Sell $754M Olympus Stake Following Activist's Calls
- How Law Firms Can Create Content Decision Makers Will Read
- Mexican Fintech Co. Brings In $42M In Latest Funding Round
- Cboe Wants Out Of Index Manipulation MDL For Good
- Deutsche Bank Wins $2.5M In Ponzi-Related Overdraft Suit
- SEC Accuses Florida Attorney Of Defrauding NFL Players
- BofA, JPMorgan Strike $1.5M Deals In Libor-Rigging Suit
- Biz Groups Urge Justices To Undo Ruling In Intel ERISA Case
- Real Estate Rumors: Crescent Heights, Goldman, Peppercorn
- Puerto Rico Officials Blast Oversight Board In High Court Brief
- Sortis Invests $60M In Wash. Opportunity Zone Project
- Pernod Ricard Adds 2 New Directors Amid Activist Pressure
- NY's Restored Martin Act Clock May See Old Claims Tested
- Ex-CPA Indicted With Failing To Report Foreign Accounts
- Pretium Wants Suit Over Gold Mine Project Tossed
- Third Point Settles FTC Claims Over DowDuPont Deal Filings
- ResCap Sues LendingTree To Collect $68.5M Judgment
- RI Hospital's $11M ERISA Deal 'Naked Collusion,' Court Told
- Merrill Lynch Must Face Misleading 529 Plan Tax Savings Suit
- Gibson Dunn Guides TPG's $309M Manhattan Loan To Beacon
- 10th Circ.'s Securities Fraud Reading May Be Too Broad
- USC Must Face Bulk Of Workers' Retirement Plan Lawsuit
- Bitcoin 'Inventor' Ordered To Give Up Half Of Bitcoin Holdings
- Ill. Futures Trader Pleads Guilty To Defrauding Investors
- Fund To Pay NY $2.8M For Backing Alleged Mortgage Scheme
- Publicizing Whistleblower Claims Doesn't Always Pay Off
- Georgetown Workers Fight For Chance To Appeal ERISA Loss
- Epstein Accusers 'Robbed' Of Justice Speak Out At Hearing
- 7 Firms Want A Crack At FedEx Investors' Cyberattack Suit
- Chancery Asked To Revisit Energy Loan-To-Own Suit It Axed
- Regent Properties Picks Up Houston Office Towers For $89.5M
- Prothena Settles Stock-Drop Suit For $15.75M
- Accounting Firm RSM Fined $950K Over Independence Rules
- Hedge Fund Manager Accused Of $100M Investment Scheme
- Paul Hastings Aids $272M Morgan Stanley-Blackstone Loan
- Starwood Venture Buys 319,000-Sq.-Ft. Texas Office Campus
- Bernstein, Robbins, Others Vie For Lead In EQT Deal Suit
- MIT Workers Deny Harassing Fidelity CEO In 401(k) Plan Suit
- When Shareholders Can Bring Direct Claims In Cayman Court
- NY Extends Clock For Bringing Martin Act Suits To 6 Years
- Blockchain Firms Must Respect AML Laws, Swiss Say
- Vanderbilt Workers' Attys Want $5M Cut Of ERISA Settlement
- $2.7M Deal Ends Drivers' FLSA Case Against Defunct Mover
- Atty Left Out Of $3M Fee Bid In BNY Mellon Settlement
- December Insider-Trading Trial Set For Ex-SAC Capital Exec
- Piedmont Cuts $231M Deal, Consolidates Atlanta Development
- Investment Company Act Circuit Split Exposes Mutual Funds
- Kokesh Doesn't Prevent Broker's Lifetime Ban, SEC Says
- Northrop Grumman Wants Experts Dropped From ERISA Suit
- SEC Sues Chicago Financial Adviser Over $1.7M Theft
- Investor Advocates Fear Looser Exemption Rules Will Backfire
- Real Estate Rumors: Telefonica, Unqork, Neuro Skills Centre
- PROMESA Board Is Unconstitutional, Aurelius Tells Justices
- Crypto Co. Seeks To Escape Suit Over Fake Trading Platform
- DOL Hits Fiduciary Services Co. With Stock Overpayment Suit
- Ex-Vanguard Worker Gets 4 Years For Mail Fraud Scheme
- Alleged Crypto Pyramid Scheme Scammers Settle FTC Suit
- GreatBanc Can't Flee Chemonics Stock-Ownership Plan Suit
- SEC Fines Brokerage, CEO Tied To Fund Valuation Scheme
- Fund Seeks $83M For Chinese Co.'s Alleged Bond Default
- Deals Rumor Mill: KKR, SocGen, Thyssenkrupp
- Putnam Seeks Coverage, Payment From ACE For SEC Probe
- 3rd Circ. Won't Stay Enforcement Of Penn ERISA Case Revival
- SEC's No-Action Letters Confer Utility Token Guidance
- Intel Plans Ask High Court To Protect 'Balance' In ERISA
- 10 ERISA Fiduciary Lessons From 'Game Of Thrones'
- Greenberg Traurig Was Key To Stanford Ponzi, Receiver Says
- DLA Piper Adds Investment Pro As Partner In LA
- Fintech Startup Pagaya Issues $115M ABS To Expand Platform
- Synchrony Investors Fight Bid To Toss Suit Over Walmart Exit
- Holland & Knight Reps Starwood On NY Project's $130M Loan
- KushCo Nabs $50M Credit Facility From Monroe Capital
- 3 Questions After The 9th Circ. Greenlights ERISA Arbitration
- SEC Win Marks Close Of $70M Husband-Wife Ponzi Saga
- Goldman, Citi and JPM Lead US Banks Funding Fintech Cos.
- Feds Rip Platinum Bids To Dodge Fraud Raps Post-Trial
- Real Estate Rumors: Blackstone, MetLife, John Buck
- Transamerica Can't Use Settlement To Slip New 401(k) Suit
- Tilton Fails To Convince Judge To Toss Bank's Fraud Suit
- Blockchain Capital Says UK Crypto Firm Is Copying Its Name
- Conglomerate 3M Seeks $3.3B Bond Sale To Fund Acelity Buy
- Litigation Finance Can And Should Protect Its Reputation
- Chinese Co. Wants Tycoon Enjoined To Protect $12M Award
- SEC Guidance Could Subject Proxy Firms To Closer Scrutiny
- Changes Bring Structure To SEC Settlement Waiver Process
- Philly Hospital Ch. 11 Case In Danger As Judge Questions DIP
- 2nd Ex-JP Morgan Metals Trader Cops To Spoofing
- Fidelity CEO Says Call For Testimony In MIT Trial 'Harassment'
- Petrobras Objector's Reduced Fee Award Concerns 2nd Circ.
- Crane Rental Co. Owes Over $13M To Pension Fund, Suit Says
- CFTC's Silence Stings In Wheat Futures Manipulation Case
- Investors Reach $12.8M Partial Deal Over Fund Collapse
- 9th Circ. Says Schwab Can Push ERISA Case To Arbitration
- Ares Nabs €1.78B For Europe-Focused Real Estate Fund
- Bank Regulators Sign Off On Finalized Volcker Rule Changes
- Ex-Morgan Stanley Worker Can't Duck Arbitration: 7th Circ.
- Commerzbank Bids For Quick Wins In BNY Mellon RMBS Suit
- Chancery Tosses Suit Claiming Energy Co. Loan-To-Own Plot
- Breaking Down The SEC's Regulation Best Interest
- Issues To Avoid In Fintech, Consumer Financial Services M&A
- 4 Life Science Cos. Lead 5 IPO Filings Totaling $476M
- Cloud Peak Energy's $15.7M Ch. 11 Sale Gets OK
- Thornton Slams Ex-Judge For 'Misleading' Court In Fee Fight
- Tower Research Urges Court To Toss CME Spoofing Claims
- Trustee In Woodbridge Ch. 11 Seeks Recovery Of Fraud Funds
- Real Estate Rumors: Jones Day, Stag Industrial, Stockbridge
- Harrison Street Closes $1.6B Senior Housing-Focused Fund
- 3 Firms Guide Catalyst's $140M Deal For Hudson's Bay Stake
- Questions After IRS Guidance On Uncashed 401(k) Checks
- John Hancock Broke Contract With Energy Manager, Suit Says
- Argentina Hit With €384M UK Suit Over Bond Payout
- Crisis Messaging To Protect Law Firm Brand And Bottom Line
- Attorneys Score $20M For Work On ABB 401(k) Class Action
- US Bank's High Court Pension Row May Have Broad Impact
- Calif. Couple Owes Tax On Bond Investments, Panel Says
- Epstein Death Ruled A Suicide By NYC Medical Examiner
- BMO Capital To Pay $4M To Settle ADR Mishandling Claims
- 2 Women Sue Epstein Estate For $100M Over Sex Assault
- Shareholder Activism Pushes Boundaries Of Board Duties
- HK Exchange Seeks To Improve Liquidity, Control Volatility
- DC Circ. Won't Review SEC's Paperless Reporting Rule
- Shuttered Investment Co.'s Libor Claims Against UBS Tossed
- Citi Investors Drop $2.3B Toxic Mortgage Class Action
- Biotech Investors Allege $27M Pump-And-Dump Scheme
- TI Says ICO Investor Suit Should Be Dead And Gone
- UK Litigation Roundup: Here's What You Missed In London
- 3 Noteworthy Battles From The 2019 Proxy Season
- Judge Says Bid To Nix Valeant Stock-Drop Suit Unnecessary
- WeWork IPO Filing Reveals Legal, Governance Risks
- Court Nixes Bitcoin Founder's Escape Bid Amid 'Tangled Web'
- Insurers Say Platinum Receiver's Fraud Claims Are Flawed
- 1 Global Exec, Facing Criminal Case, Admits To SEC Claims
- What You Should Know About Courtroom Closures
- Northrop Grumman Gets ERISA Class Action Scaled Back
- U. Of Phoenix's $13M Row With AIG Sent To Ariz. Justices
- Pulling Up Stakes: Proskauer, McDermott, Greenberg
- 3 Firms Guide $393M GoldenTree Insurance Deal
- How To Identify Insolvent Publicly Traded Companies
- Raydon Says 'Personal Animus' Dooms Class In ESOP Suit
- Pa. Justices Could Shift State's Consumer Litigation
- Elk Petroleum Investors Can Subpoena Ex-CEOs In Ch. 11
- Chancery Won't Reconsider Authentix Investors' Appraisal Bid
- Epstein Sex Assault Accuser Sues Estate After His Death
- SEC Sues Calif. Investment Adviser Over $14M In Startup Fees
- Chancery Won't Halt Barnes & Noble Spinoff's Annual Meeting
- SEC Fines Broker-Dealer Canaccord Over Lax Compliance
- Irish Firms Steer Henderson Park's $1.5B Irish REIT Buy
- Real Estate Rumors: Bridge Investment Group, Amazon, AIG
- Chancery Decision Demonstrates When To Skip Appraisal
- 4 Working Capital Safe Harbors For QOZ Startups
- Feds Say 2nd Circ. Used Wrong Standard In IBM ERISA Case
- Chicago Investment Firm Head Pleads Guilty To Adviser Fraud
- Opportunity Zone Regs May Trigger Biz Property Sales Crunch
- 7th Circ. Won't Revive Forex Market Maker's Defamation Suit
- Tort Firm Fights Class Rep Status In Suit Over 401(k) Fees
- Invisalign Investors Fight Bid To Ax Suit Over Expiring Patents
- Weil Guides Actis' $1.2B Energy Infrastructure Fund
- Skadden To Guide Massive WeWork IPO
- Chancery Says It Doesn't Handle Defamation Claims
- 3 Firms Steer Atlas Intermediate's $710M Take-Public Deal
- Game Platform ICO Hype Caused 'Mass Confusion,' Suit Says
- SEC's Disclosure Proposals Compete With Investor Demands
- Accused NY Forex Fraudsters Get Separate Trials
- 10th Circ. Affirms SEC Sanctions Over Brokerage Conflicts
- MCC Warden Reassigned In Wake Of Epstein's Death
- Real Estate Rumors: Mirae, JBG, Rockport
- USC Says Proposed ERISA Class Action Short On Facts
- Kirkland, Dechert Assist Crescent's $142M Alcentra Buy
- Why I Became A Lawyer: A Seaweed Scientist's Odyssey
- Advisers Can Borrow From Banking's Model Risk Playbook
- Equifax Fights Investors' Cert. Bid In Data Breach Suit
- Investors Float Fixes To 'Problematic' Libor Deal Distribution
- Brookfield Unit Drops $1.8B For Stake In Genworth Canada Biz
- Platinum Partners Investor Schooled By NY Fraud Judge
- CFTC's $103M Yukom Fraud Suit Follows Exec's Conviction
- A&L Goodbody Steers Union Investment's $213M Office Buy
- SEC Defends Its Judges' Removal Protections At 5th Circ.
- Gibson, Bryan Cave Construct $1.5B Broadmark REIT Merger
- Financial Adviser, Ex-CEO Dodge Suit Over $10.5M ESOP Buy
- Investors Want UK Traders To Testify In Last Leg Of Forex Suit
- Wells Fargo Blasts Bankrupt Fund's Bid To Probe Casino IPO
- Kessler Topaz Must Wait On VIX Manipulation MDL Top Spot
- MIT Workers Cannot Add Claims On Eve Of ERISA Bench Trial
- Pension Fund Drops Fight Over $6M Withdrawal Debt
- Adviser Claims Ex-Employee Stole Client Info For New Firm
- Insys Plans $29M CBD And Naloxone Sale In Ch. 11
- UK Litigation Roundup: Here's What You Missed In London
- Malaysia Charges 17 Goldman Sachs Execs In Bond Scandal
- Tetragon Disbursement Fight Must Be Arbitrated, Court Hears
- SEC Proposes Updates To Legal, Risk Disclosure Rules
- Developers Land $300M Loan For Downtown Miami Tower
- Women Can't Get Redo Of Goldman Sex Bias Trial's Focus
- Miami Investment Cos. Founder Cops To $7.5M Fraud Scheme
- PG&E Shareholders Outline Possible $15B Rights Issue
- Ga. Man Ordered To Pay $2.8M For Forex Fraud Scheme
- ETF Pioneer Dodges $2.5M Fraud Suit Over Ties To Barclays
- Embattled GPB Capital Squandered $1.3B, Investors Claim
- 3 D&O Rulings That Should Be On Attys' Summer Reading List
- American Airlines Can't Escape Suit Over 1984 Mortality Table
- Clients Benefit From Law Firm Expense Growth
- Justices Could Shape Fiduciary Conduct In 2 ERISA Cases
- Woodbridge CEO Pleads Guilty To Running $1.3B Fraud
- Argent Beats Proposed Class Action Over $198M Stock Buy
- Binary Options Boss Convicted Of Role In $145M Fraud Scam
- Boston Scientific Wins FTC Clearance For £3.3B BTG Deal
- IBM Workers' Suit May Discourage ESOPs, High Court Told
- Dems Again Warn Treasury Against Indexing Capital Gains
- Barings Closes €1.5B European Private Credit Fund
- NY Appeals Court Won't Revive Goldman Sachs Fraud Suit
- Changing Ethics Rules Is Key To Law Firm Innovation
- HomeFed Investors Sue In Del. Over $189M Jefferies Merger
- Fund Administrator Aims To Sink $40M Ponzi Scheme Suit
- $37M Award Over Assets Should Be Revived, 2nd Circ. Hears
- MetWest Asset Management Wins Trial Over Advisory Fees
- 7th Circ. Won't Revive Suit Against Barnes & Thornburg Atty
- Chancery Sends Ag Fund Ex-CEO's Records Suit Toward Trial
- Claims Trimmed In US Bank Premium Point Fraud Suit
- 4 Firms Steer Trio Of REITs In $893M Combination
- UBS Defends Doc Request In DOJ's Crisis-Era RMBS Suit
- Icahn Ups Cloudera Stake After Floating Possible Board Push
- MIT Workers Ask Judge Not To Ax Suit Over 401(k) Plan
- Moving-Truck Drivers Collective Action Hits Roadblock
- 3rd Circ. Continues Momentive Trend For Secured Creditors
- Johns Hopkins Strikes $14M Deal To End ERISA Class Action
- Bitcoin 'Creator' Rebuts Expert's Forgery Finding In $10B Suit
- Kessler Topaz Wants Back On Top Of VIX Manipulation MDL
- 2nd Circ. Upholds Senior Noteholders' Win In Liquidation Row
- 4 Firms Steer $1.4B New Media, Gannett Tie-Up
- Class Alleging 'Massive' $4B Crypto Fraud Moves Forward
- Dine-In Movie Chain Hits Ch. 11 With Restructuring, Sale Plans
- Elliott Urges Scout24 To Split Up Real Estate, Auto Units
- Greenberg Traurig Nabs Bell Nunnally Litigator In Dallas
- XPO Logistics Tries To Ditch 'Outlandish' Stock-Drop Suit
- Feds May Wade Into CalSavers ERISA Preemption Fight
- Judging A Book: Castillo Reviews 'Raising The Bar'
- Casino Investor, Noteholders Want Ch. 11 Probes Into IPO
- ProShares Says 'Volpocalypse' Risks Were Fully Disclosed
- Ex-Tax Official Says She Was Axed Over NY Judicial Race
- Skadden Steers Hong Kong Investment Firm's $174M IPO
- Japanese Investors Reach Deal In $1.5B Ponzi Suit
- Deals Rumor Mill: CBS-Viacom, Amazon, Brookfield
- Fortress Buys Assets From Majestic Wine For $116M
- Fund Manager Seeks New Trial After $10M Fraud Verdict
- Background Check Co. Can't Shake $40M Defamation Verdict
- Class Attys Awarded $1M For Brown University ERISA Deal
- Puerto Rico Bank Asks Supreme Court To Shield Fed Board
- CME Spoofing Claims Should Not Be Arbitrated, Investors Say
- SEC Gets Backing In Exchange Fee Spat At DC Circ.
- UK Litigation Roundup: Here's What You Missed In London
- Ex-Brixmor Heads Indicted 3 Years After Accounting Scandal
- Mass. Financial Adviser Hid Conflict From Clients, SEC Says
- 5th Circ. Wrong To Nix $65M Stanford Ponzi Deal, Lloyd's Says
- USC Let Bad Retirement Plan Options Pile Up, Workers Say
- Financial Adviser Claws Back $2M From Waste-To-Energy Co.
- Deutsche Asks For Early Win In Preferred Securities Suit
- Life Sciences Firm Vida Ventures Closes $600M Fund
- Just Eat Investor Slams £5B Sale Price As Too Low
- Berger Singerman Lands Greenberg Traurig Litigator
- Banks Slam Investors' 'Vague' UK Forex Rigging Suit