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Asset Management - August, 2021
212 articles
- 2nd Circ. Revives Madoff Trustee's Citi Clawback Action
- SEC Cyber Actions A 'Wake-Up Call' For Brokers, Advisers
- Robinhood Seeks To Nix MDL Over 'Meme Stock' Restrictions
- How SEC's Policy Pivot Supports Whistleblowers
- Home REIT Aims To Raise £262M Through Share Sale
- A Look At Global Tax Enforcement Developments: Part 1
- Pot Co. IAnthus Dodges Investor Suit, For Now
- Hochul Names Ex-Obama Adviser To Be Top NY Financial Cop
- Ackman Builds Last Bit Of UMG Stake After SPAC Snafu
- Law360 MVP Awards Go To 182 Attys From 77 Firms
- What The Judiciary's Font Recommendations Can Teach Us
- Vaccines, Tuition, Race: The Litigation On Law Schools' Radar
- How Firms Can Help Law Schools Leap Into The Future
- 4 Ideas For Updating Law Schools Post-Pandemic
- Keeping Up With The Evolving PE Secondaries Market
- Fla. Atty Gets 5 Years For Raising Millions For Ponzi Scheme
- Del. Judge Freezes Assets Tied To Hotel Ch. 11 Fraud Claim
- SEC Panel Maps Overhaul Of SPACs, Executive Trading Plans
- SEC Grants Whistleblower Award To Compliance Pros
- Chinese Cos.' US IPOs Plunge Amid Regulatory Crackdowns
- Nikola Founder, Feds Clash Over Investor Fraud Forum
- Highland Capital Investor Seeks Pause Amid Ch. 11 Appeal
- Cleary-Led Fintech ION Ups Bid To €2B For Italy's Cerved
- SEC Seeks Public Input On 'Gamification' Of Online Trading
- Santander US Names New Chief Risk Officer
- 49 Law Firms Push Back Against Litigation Targeting SPACs
- BofA Wants Revived PPP Discrimination Suit Tossed Again
- Crypto Status Remains Unclear Despite SEC Assurance
- Green Dot Hires Ex-Barclays, PayPal Compliance Vet As CCO
- 3 Blank-Check IPOs Tap Public Markets For $410M Combined
- Lawyers Seek $3.6M Cut Of $14M John Hancock 401(k) Deal
- Firm Must Dish On $40M Deal In Tax Fraud Suit, US Says
- 2nd Circ. Hands Goldman Cert. Fight Back To NY Judge
- Ropes & Gray-Advised Neurogastrx Closes $60M Series B
- SEC Taps Longtime Investor Advocate As Adviser To Gensler
- 4 ShiftPixy Blank-Check Vehicles Slash IPO Sizes
- Real Estate Rumors: Related, ZG, Starwood
- Steps For Complying With FinCEN's New AML Priorities
- Thai Regulator Proposes New Rules For Digital Asset Custody
- Apex Prevails In Battle For Sanne With £1.51B Agreement
- 2nd Circ. Rejects Danske Investor Suit Over Estonia Scandal
- Alpha Latam Files Ch. 11 Sale Plan With October Auction
- CBC-Led Group To Buy Stake In $2.5B Korean Botox Co.
- Frost Brown Atty Joins $4B Investment Firm Winthrop As CCO
- SEC Prevails On $30M Sports Betting Ponzi Scheme Claims
- Chancery Stays PrivatBank Suit Pending Ukraine Action
- Fla. Judge OKs $1.3M Clawback From Alleged Ponzi Investors
- Judge Freezes Assets Tied To Alleged $110M Ponzi Scheme
- Real Estate Rumors: Trammell Crow, DRA, Wells Fargo
- Pension Fund Sues In Chancery For $5.3B Cloudera Sale Info
- SEC Cyber Disclosure Actions Point To Merciless Scrutiny
- Baidu's Voice Assistant Developer Xiaodu Hits $5B Valuation
- Ex-Greensill Risk Chief Lands At New Firm, Recounts Collapse
- Pension Adviser Says Pa. Teacher Can't Sue Over Shortfall
- Bofl Investors Win Cert. In Suit Following 47% Stock Drop
- 3 Firms Craft Santander Holdings' $2.5B Subsidiary Buyout
- How The 'Rocket Docket' Continues To Roar Through COVID
- Cooley-Led Corporate Credit Card Co. Hits $3.9B Valuation
- Insider Trading Claim Dropped From $535M Wayfair Note Suit
- Ex-FinCEN Heads Ask Justices To Restrain SEC's AML Powers
- Texas Panel Revives Winstead's Bid To Ditch Malpractice Suit
- CFTC's Digital Asset Authority Misunderstood, Commish Says
- Investors Claim Wells Fargo Abetted Ponzi Scheme
- Direct Selling-Focused SPAC Files For $200M IPO
- Evaluating Challenges To SEC's ESG Disclosure Proposal
- Tradeweb Taps Ex-Bloomberg Pro As Global Compliance Chief
- Goldman Provides $250M In Financing To SROA Capital Fund
- Ackman Smacks Back At SPAC Suit With 'SPARC' Plug
- Compliance And Risk Hires: From MUFG To Blue Cross
- 2 Asset Managers Nix Plans For ETFs Exposed To Ether
- Taxation With Representation: Freshfields, Latham
- LumiraDx, Health Care SPAC Slash $2B From Deal Value
- Blackstone Joins Landmark On $754M Student Housing JV
- Topps' SPAC Deal Is A Goner After MLB Decision To Cut Ties
- UK Lawyers Prep For More SPAC Work After Rules Change
- Financier Omar Amanat Gets 5 Years For Fleecing Investors
- 6 Firms Guide Trio Of SPACs Seeking To Raise $550M
- US Says $380M Award In 1MDB Fraud Case Is Fair Game
- Recent Crackdown Highlights SEC's Growing Crypto Scrutiny
- SoFi Wealth Pays $300K To Settle SEC's Conflict Claims
- Why A Missed Email Could Cost You Your Case
- CFTC's Quintenz Says He's Leaving In 2 Weeks
- NY Tax Considerations For Fund Managers Handling Crypto
- 3 Firms Rep €1.7B Goldman Sachs Deal For Asset Manager
- Ex-SEC Chair Clayton Joins Fintech Fireblocks As Adviser
- SEC-Approved Nasdaq Diversity Rule Challenged In 5th Circ.
- Judge Axes DST Workers' $79M 401(k) Settlements
- RICO, Conspiracy Charges Stick In Feds' JPMorgan Spoof Suit
- Bitcoin 'Mixing' Service Operator Cops To Money Laundering
- Macquarie Asset Management Drops $78M On Norway Facility
- Walmart Snags Ex-DOJ Atty To Head Up Global Compliance
- Postman Hits $5.6B Valuation In Series D
- Health Co. Sued Over 'Astronomical' Retirement Plan Fees
- Judge OKs $12M Deal Over Wells Fargo Mortgage Errors
- 2nd Circ. Ruling May Help Foreign Nationals Fight Extradition
- Ill. Panel Strikes $1,000-A-Day Atty Sanction In Privilege Fight
- Investors Allege Ackman's SPAC Dodged Registration Rules
- SEC Strikes $9M Deal With Adviser Over Short-Selling Lapses
- Chancery Dismisses Challenge To $2.8B Genomic Health Sale
- Duane Morris Continues Dallas Expansion With Ex-Finance GC
- These Law Firms Have The Most Diverse Equity Partnerships
- 7th Circ. Ruling Highlights ERISA Contradiction
- KKR Sells US Warehouse Portfolio In $2.2B Deal With Oxford
- GOP Reps. Call For Industry Input On Crypto Regulations
- Tim Hortons China Valued At $1.7B In Planned SPAC Merger
- CFPB Says Fifth Third Delayed Rogue Account Opening Fixes
- Equity Commonwealth Reworks $3B Offer After Starwood Bid
- Real Estate Rumors: Live Oak Banking, Sperry, Lennar
- SEC, European Central Bank Boost Security Swaps Oversight
- Law360's Diversity Snapshot: What You Need To Know
- Chancery Orders Stymied Blockchain Loan JV Dissolved
- Sydney Airport Spurns Increased $16.8B Takeover Attempt
- Robbins Geller To Lead Credit Suisse Investor Class Action
- Tyson Pays $1.5M CFTC Fine Tied To Soybean Position Limits
- SEC Says Hemp Co., PE Firm Reaped $11M Through Scalping
- Hunter Taubman Steers Tech-Focused SPAC's $100M Filing
- Nasdaq Diversity Rule To Bring Change, Or Shame, To Cos.
- Real Estate Tech Biz Grabs $200M In Series D
- NY Finance Pro Bilked Retirees In Ponzi-Like Scam, Feds Say
- 5 Reasons Lawyers Often Fail To Secure Litigation Funding
- NJ-Based Hill Wallack Expands And Relocates NY Office
- Cuomo Ally To Depart As Top NY Financial Regulator
- Multifamily Deals Gain Popularity With New Band Of Investors
- Chancery Keeps Alive Fraud Claims In $525M Online Co. Sale
- Despite Giuliani's Assertion, Lawyers Cannot 'Throw A Fake'
- Infrastructure Bill's Crypto Crackdown May Yet Be Tamed
- Ex-Merrill Lynch Adviser Gets 3 Years For $3M Scheme
- Jones Walker Steers PE-Backed Alabama Bank's $38M IPO
- Deals Rumor Mill: Nubank, Hella, TMZ
- It's Time To Upgrade Our Attorney Licensure Rules
- Prepare For More Audits Of Tax Info And Withholding Filings
- Sex Toy Retailers WOW Tech, Lovehoney Unite In €1B Merger
- Morgan Stanley Wants Data Security Suit Tossed
- Nuveen Can't Dodge Suit Over Alleged Preston Hollow Boycott
- Hong Kong Sees More Listing Inquiries Amid US-China Spat
- Goldman Sachs, Investors Spar Over Cert. Again At 2nd Circ.
- Real Estate Rumors: ShipMonk, Broad Sky, Renzulli
- Credit Repair Co. Can't Ditch CFPB Telemarketing Suit
- Investor Challenges Mudrick Plans For $1.3B Topps SPAC
- Entrepreneur From Taiwan Gets 6 Years For $3M Fraud Spree
- Gunderson Dettmer-Led People.ai Hits $1.1B Value In Series D
- Data-Based Predictions On Case Timelines After Pandemic
- Embezzler's Retirement Funds Can Be Seized, 4th Circ. Says
- Washington Legal Wants ERISA Class Decertified In 3rd Circ.
- Real Estate Rumors: Hellman & Friedman, Thor, Cabot
- Foley Hoag, Latham Lead RNA Tech Co.'s $1.2B SPAC Merger
- Robinhood To Buy Shareholder Comms Platform For $140M
- Embracing ESG
- 5 Potential Speed Bumps For Clean Energy Investment
- Marathon Asset's Compliance Chief Adds CLO Role
- How SPACs Are Evolving, And What To Expect Next
- Clarivate's $5.3B ProQuest Buy Delayed Under FTC Scrutiny
- Real Estate Rumors: Gutierrez, RREEF, Medical Properties
- JV Partners Ink $211M Deal To Buy 20 Marriott, Hilton Hotels
- DraftKings Grabs Golden Nugget Online Gaming For $1.56B
- Retail Bond Committee Denied In Puerto Rico Bankruptcy
- SEC Settles With Crypto Exchange Poloniex For $10M
- Kirkland Reps Hines On $750M Commercial Real Estate Fund
- 3 Firms Lead Brookfield Unit's $5.1B American National Buy
- Retention Is Key To Meaningful Diversity At Law Firms
- Kimberly-Clark Hits Back At ERISA Fee Suit Over $4B 401(k)
- 5 Firms Guide Blackstone's $3.1B Toronto REIT Buy
- Weil, Graubard Miller Lead Leafly's $385M SPAC Deal
- Businessman Says Laos Can't Pin $3.7M Award On Him
- SEC's 1st Action Over 'DeFi' Tech Nets $13M Settlement
- SEC Approves Nasdaq Board Diversity Proposal
- UK Litigation Roundup: Here's What You Missed In London
- Human Rights-Focused Lending Models Can Curb Trafficking
- UK Grocer Valued At £6.7B In Sweetened Takeover Bid
- Real Estate Rumors: Doron Valero, Rialto, Bank Of America
- BoA Faces Revived PPP Loan Bias Claims From Minority Cos.
- 2nd Circ. Says Ex-SocGen Exec Is No Fugitive, Can Fight Case
- SEC Whistleblower Actions Create Agency Rift, Halt Lawsuit
- Investors Say They Have 'Smoking Gun' In Auction-Fixing Suit
- Fed's Waller 'Highly Skeptical' Of Need For Digital Dollar
- Gensler Is Ready To Make SEC The Crypto Cop. But How?
- US Says $1.2B Looted In 1MDB Scandal Has Been Returned
- 5 Firms Seek $44M Atty Fees In GCI Liberty Suit In Chancery
- Deals Rumor Mill: Pershing Square, UnitedHealth, Westpac
- Consider Fiduciary Duties In New Combined Retirement Plans
- Monetary Remedies After High Court FTC Ruling
- Orrick-Led AI Biz Dataiku Lands $4.6B Valuation In Series E
- 10 Steps To Building An ESG Board Committee: Part 2
- Sale-Bound Alpha Latam Gets OK In Del. For $45M Ch. 11 DIP
- Banks Fight Class Cert. Bid In Stock Loan Antitrust Suit
- US Chamber Urges 2nd Circ. To Back Cornell ERISA Victory
- PetroSaudi Unit Says US Still Can't Seize $380M Award
- Fintech Co. Pico Lands $1.4B Value In SPAC Deal
- Media, Decarbonization SPACs Raise $350M In IPOs
- Compliance Pros Say Pandemic Had Little Effect On Culture
- Avoiding Unauthorized Practice Of Law In Remote Work
- Foster Garvey Adds Ex-Dunn Carney Securities Co-Head
- Ex-Merrill Lynch Traders Convicted Of Manipulating Market
- 10 Steps To Building An ESG Board Committee: Part 1
- Alpha Latam's DIP Loan Near Collapse At 11th Hour
- Omnicom Can't Shake ERISA Challenge To 401(k) Plan Fees
- Bond Investors Seek 2nd Circ. Redo In Market-Rigging Suit
- Gensler Calls For Amped-Up Regulation Of Crypto 'Wild West'
- Wilmington Trust Strikes $5.5M Deal In Auto Co. ESOP Suit
- US Treasury's Financial Crimes Unit Names New Acting Head
- Hunter Biden's 'Blind' Art Sales Show Ethics Purity Challenges
- Traders Urge Ill. Jury To Reject Feds' Market Spoofing Claims
- SEC To Review Controversial Whistleblower Rule Changes
- Ripple Exec Seeks Binance Docs To Fend Off SEC's Claims
- 4 Firms Rep $85M Deal For Crypto Payments Biz Coinify
- Ex-SEC Examiner Joins PE Firm TSG As Compliance Head
- SEC Loses Jury Trial Against Spartan In 'Shell Factory' Case
- Attys Nab $5M After Trader's Spoofing Suit Settlement
- 5th Circ. Tosses $15M Award In Real Estate Investment Case
- NY Commercial Leases Must Work For COVID, And Courts
- Sanne Nears £1.49B Deal With Apex After Rejecting Cinven
- Consumer Lender Says Accounting Errors Triggered Ch. 11