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Asset Management - October, 2021
256 articles
- Goldman Unit Can't Dodge Investor's Ruby Tuesday Suit
- US Trustee Brands Eagle Hospitality Ch. 11 Docs 'Convoluted'
- DOJ Reloads Key Weapon In Fight Against Corporate Crime
- Texas Bitcoin Miner Taps Kirkland For Market Debut Plans
- Real Estate Rumors: Life Storage, Safehold, Ocean Bank
- Taxation With Representation: Latham, V&E, Gibson Dunn
- SEC Fines Treasuries Clearing Agency $8M Over Risk Controls
- UK Litigation Roundup: Here's What You Missed In London
- 11th Circ. Splits But Holds In Revised FDCPA Opinion
- Israeli Trading Co. Fight Must Be Arbitrated, Court Hears
- REIT Primary Health Properties Lands $276M Loan
- SEC Says NJ Broker Stole $2.8M With Fraudulent Transfers
- Expect More Regulatory Action From Chopra's CFPB
- Cleary-Led Chipmaker's $2.6B IPO Leads Trio Of Offerings
- Avoro Capital Slams Merck's $11.5B Acceleron Deal
- Mutual Of Omaha Agent Settles In Timber Co. Ponzi Scheme
- Deals Rumor Mill: Impossible Foods, Francisco Partners, Orix
- Investment Committee Best Practices For ERISA Plans: Part 2
- Dechert, Paul Weiss Rep T. Rowe Price's $4.2B Oak Hill Buy
- State Street Compliance Pro To Join Former Wells Fargo Unit
- Schwab Clients Denied Class Cert. In Trade Orders Suit
- Madoff Trustee's Claims For $49M Clawback Survive Dismissal
- CFTC Chair Nominee Vows Leadership On Crypto, Climate
- Trump Media Co. Investors May Get Windfall From SPAC Deal
- Top Enforcement Officials Eye Individual Prosecutions, Crypto
- Del. Judge Rejects Ch. 11 Cover For Goldman In Tenn. Suit
- Fed Officials Face Fines For Trading Violations Under New Bill
- 3rd Circ. Seems Open To Reviving Prudential Fraud Claims
- Southwest Gas Mulls Carl Icahn's $4.4B Takeover Bid
- Real Estate Rumors: GLL, Weiss, Ronald McDonald House
- 3 Common Tactics For Challenging SPAC Deals In Court
- Seyfarth Helps With $95M Loan For Near-Vacant NYC Tower
- Lawyers Can And Should Commit To Climate Action
- InCloudCounsel Scores $200M Funding, Rebrands As Ontra
- Informatica Raises $841M In Return To Public Markets
- Nixon Peabody Aided Solar Co.'s $1B Ponzi Scam, Suit Says
- DOL Wins Bid To Replace Trustee For Teamsters Health Plan
- Folded Infrastructure Support Firm Hit With WARN Act Suit
- Latham-Led Electric Aircraft Developer Lands $205M In Funding
- Investment Committee Best Practices For ERISA Plans: Part 1
- Latham, V&E Drive $3.4B Deal For Phillips 66 Takeover Of MLP
- Robinhood Traders Bid For Class Cert. In App Outage Case
- 'No Excuses' For Dragging Feet On Libor, OCC's Hsu Warns
- What Enron Scandal Means To Investors 20 Years Later
- 3 Firms Rep Crestwood's $1.8B Midstream Energy Biz Buy
- Latham, Sidley Steer Claros Mortgage's Planned $134M IPO
- 1st Circ. Says Appeal Of $3M Tax Fine Faces Obstacles
- Clinical Research Biz Medable Lands $2B Valuation In Series D
- 20 Years After The Patriot Act, FinCEN Still Has Room To Grow
- Citadel Clashes With SEC At DC Circ. Over 'D-Limit' Orders
- Carlyle Group Sued For Records On $344M 'Insider' Payment
- Massive Walgreens Worker Class Inks $13.75M 401(k) Deal
- Trendy Salad Chain Sweetgreen Files Plans To Go Public
- Federal Judges Face Stricter Trade Disclosures Under New Bill
- State Street Corp. Names New Chief Risk Officer
- Parsing Boeing Decision In Light Of ESG, Caremark Trends
- Confronting Origination Credit: Why GCs Need To Speak Up
- Cooley-Led Shoe Brand Allbirds Kicks Off IPO Plans
- Proskauer Guides $155M NY Stock Exchange Building Buy
- Latham Snags Baker Botts Pro For New Austin Office
- Mirae Lands $450M CMBS Loan From Deutsche, Goldman
- Just Eat Bites Back After Investor Urges Grubhub Divestiture
- NY Nurses, Investment Manager Spar Over Arbitration Award
- U.S. Treasury Council Backs SEC's Climate Disclosure Plans
- SEC, Financial Adviser Agree To $1.9M Deal In Theft Suit
- Tax Partner Rejoins Venable's Estate Planning Group
- Blank-Check Co. Iconic Sports Leads 3 IPOs Totaling $761M
- Ascendas REIT Enters US Market With New $154M Portfolio
- AXA Fund Launches $582M Green Bond Deal
- Travelers Off The Hook For Stockholder Claims In $22M Deal
- Slack's Direct Listing Ruling Could Have Far-Reaching Impact
- DOL Proposal Signals Relaxed Rules For ESG Investing
- Aurizon Eyes Greener Biz With $1.75B One Rail Australia Buy
- State Crypto Lending Concerns Point To SEC Action Ahead
- Bank Of Ireland Absorbs Most Of KBC's Irish Biz In $5.8B Deal
- Bank Regulators Eye Updated Guidance To Fight Bias In AI
- NY Gov. Signs Law Mandating State Auto-IRA Program
- 3 Standout Campaigns From 2021's Proxy Season
- Trump SPAC Shares Explode Despite Several Trading Halts
- MySize App Sues To Stop Takeover By Investor 'Wolf Pack'
- Real Estate Rumors: Foundry, Zwicker Electric, Blackstone
- Crypto Exchange FTX Trading Valued At $25B For Series B-1
- Fed Tightens Stock Trading Rules For Officials After Backlash
- Deals Rumor Mill: PayPal, ByteDance, Houzz
- Sports-Focused NFT Biz Candy Digital Valued At $1.5B
- Mayer Brown Picks Up 3 Finance Pros From Barclays, Rivals
- Moroccan Hotelier's Starwood Agency Claims Sent Packing
- Contractual Limits On Liability Only Go So Far In Delaware
- Pot Lender Tried To 'Steal' Ownership Stake, Borrower Says
- Caltech Fights USC Workers' Subpoena In ERISA Case
- Real Estate Rumors: TA Associates, Lerner, Man Group
- Pot-Focused Pelorus Equity Group Upsizes Offering To $1B
- SEC's Lee Pushes For 'Global Solution' To Climate Disclosure
- CFPB Says Consumers Must Know Risks As Libor Nears End
- ESG Disclosure Mandate Faces Hurdles Regardless Of Path
- 3 Firms Steer Blackstone's $1.2B Deal For Spanx
- Williams Cos. Says Toss Of Del. Poison Pill Tilted Playing Field
- Financial Planning Tips For Retiring Law Firm Partners
- Canada's Coinberry Taps Ex-JPM CCO To Head Compliance
- V&E Steers Bitcoin Miner's Upsized $127M IPO
- Gensler Says SEC Has Draft Universal Proxy Proposal In Hand
- Credit Suisse To Pay $475M Over Mozambique Bribe Scandal
- Judge Asks Exxon Why Nixed NY Suit Also Dooms Texas Row
- 2nd Circ. Tosses Ex-Lehman Execs' $300M Retirement Suit
- Real Estate Rumors: Alvarez, Spitzer, Pebb Enterprises
- 6 Firms Rep Quartet Of Blank-Check Cos. Raising $561M
- Greystar Drops $2 Billion On Multifamily Portfolio
- Chilean Co. Gets Approval For Ch. 11 Bank Stock Rights Sales
- Spirit Aero's Retired CEO Wins $45M In Benefits Bench Trial
- Preparing Remote Deposition Defenses For Corporate Entities
- DOL's Proposed Rule Doesn't Make ESG Investment Risk-Free
- Fintech Co. Pismo Grabs $108M In Series B
- Real Estate Pros Look To Nix Clients' Easement Tax Fraud Suit
- 7th Circ. Ruling Offers Arbitration Clarity For ERISA Claims
- Delivery Hero Leads Nearly $1B Funding For Peer Gorillas
- Tether Action Sees CFTC Staking Territory In Crypto Oversight
- Financier Gets 17 Years For Bilking $10M From Investors
- SEC Says 'Game-Like' Trading Apps Need More Examination
- Deutsche Bank Objects To Chilean Co.'s Rights Transfer Plan
- 7th Circ. Tosses Couple's $1.4M Tax Break Suit
- Cannabis-Focused REIT Snaps Up Calif. Property For $51M
- Cancer-Focused Biotech Xilio Joins Packed IPO Pipeline
- Kahn Swick To Lead Post-SPAC Investor Suit Against CarLotz
- Ares Management Amasses $5.1B For 2nd Junior Debt Fund
- Why Law Schools Should Require Justice Reform Curriculum
- SEC Awards Total Of $40M To 2 Whistleblowers
- Rosen Law Firm To Lead Class In Robinhood MDL
- Treasury Issues Sanctions Compliance Guide Aimed At Crypto
- British Asset Manager Wins Signoff For Bitcoin ETF
- Calif. Court OKs Warrant For PetroSaudi Arbitral Win
- DOL Plan Could Make ESG Retirement Investing Hip — Again
- 5 SPACs Hit Public Markets For $875M Total
- 3 Firms Construct SPAC Deal For $2.6B Philippines Casino
- Alston Real Estate Leader Sees More Fundraising Competition
- Goodwin Snags Another Litigator From Manatt In SoCal
- Tether To Pay CFTC $41M Over Stablecoin Reserve Claims
- Starwood Snags More Than $10B For New Real Estate Fund
- Australian Regulator Lets AusNet Mull $7.4B APA Bid
- Zendesk Wants 9th Circ. To Affirm Ax Of Investors' Breach Suit
- SEC Resurrects Proposed Rules For Clawing Back Exec Pay
- After SEC Rejection, Bitwise Tries Again For A Bitcoin ETF
- Dental Co. To Pay $63M To End Investors' Price-Fixing Suit
- Pandora Papers Reveal Need For Greater Tax Enforcement
- CFTC Hits UBS With $500K Fine Over Deleted Recordings
- Real Estate Rumors: DR Horton, Harbor Group, Starwood REIT
- Mutual Funds Could Salve Fed. Judiciary's Conflict Headaches
- HSBC Fights Cayman Fund's Expanding $2B Madoff Claim
- G-7 Aims To Help Central Banks Create Digital Currencies
- Goodwin, Paul Weiss Help Dutchie Hit $3.75B Value In Funding
- Aon Beats Massive Lowe's Workers ERISA Suit At Bench Trial
- SEC's Top Enforcer Says Admissions Are Back On The Menu
- Sen. Brown Says Tenure Of Fed's Quarles Was 'Failure'
- Goldman, Morgan Stanley Acted On Insider Info, Suit Says
- GOP Sens. Warn Of Political Bias In Fed Bank President Picks
- Crypto Miner, Winery Launch Plans For 2 IPOs Totaling $175M
- Girardi Scandal Provides Important Ethics Lessons
- Real Estate Rumors: Trez Capital, ICapital Network, AEW
- 'Gamification' Exposes Major Reg BI Flaw, SEC Official Says
- Day Pitney Adds Ex-SDNY Atty To White Collar Practice In NY
- Chilean Holdco Asks To Sell Bank Share Rights In Ch. 11
- Eco-Friendly Home Marketplace GoodLeap Valued At $12B
- Fried Frank, Cooley Craft SeatGeek's $1.35B SPAC Deal
- SEC Chair Wary Of Conflicts, Bias In Predictive Data Tools
- Morgan Lewis Aids 3650 REIT's $183M Multifamily Investment
- SEC Official Warns Vast Swaths Of Economy Are 'Going Dark'
- SEC Official Urges SPACs To Disclose Conflicts Of Interest
- Wealth Management Co. Founder Sues In Del. Over 'Betrayals'
- Embracing ESG: Jabil GC Talks Compliance Preparation
- FINRA Urges Firms To Review New Money Laundering Rules
- Oracle Investors Want Class Cert. In Securities Fraud Suit
- Upshots Of Del. Holding On Appraisal Rights Waivers In M&A
- Celsius Hits $3B Valuation Despite Regulatory Scrutiny
- Hot Dog Restaurateur Leads 5 IPO Launches Exceeding $1B
- HR Software Co. Valued At $6.3B In Greenoaks-Led Injection
- Sullivan & Cromwell, Wachtell Build $8.2B Bank Tie-Up
- CFTC's Stump On Speaking Out, Crypto And Market Access
- FINRA Probes Firms' SPAC Dealings As Part Of New Sweep
- Blank-Check Co. RedBall In Tie-Up Talks With SeatGeek
- 3 Ways CLOs Can Drive ESG Efforts
- Bid To Expand Retail Access To Private Investments May Stall
- CoinFlip Is Latest Co. To Hire CCO As Crypto Scrutiny Mounts
- Real Estate Rumors: Wheelock, Apollo, X Caliber Funding
- SelectQuote Investor Says Revenue Revelations Tanked Stock
- UK Litigation Roundup: Here's What You Missed In London
- Taxation With Representation: Shearman, Latham, Boggs
- REIT Tie-Ups In 2021 Set To Be Highest In Years
- FINRA Fines Merrill Lynch Over Alleged Short Sale Issues
- CFTC's Stump Reflects On An Agency In Flux
- Judge Explains Why Intel IP Antitrust Suit Was Axed
- How Law Firms Can Rethink Offices In A Post-Pandemic World
- Medley's Ch. 11 Plan Gets OK Over Regulators' Objections
- 1st Circ. Satisfied That Hamilton Letter Is A Public Document
- Fitness Chain's Reduced IPO Tops 3 Offerings Totaling $1.3B
- FINRA Aims To Boost Routing Disclosures On Unlisted Trades
- 3 Firms Guide $200M Telecoms-Focused Blank-Check IPO
- Banking App Says It Cleared CFPB's Paycheck Advance Probe
- A Primer On DOL Probes For ERISA Plan Service Providers
- What To Expect From SEC's Equity Market Recommendations
- 8th Circ. Revives Freddie And Fannie Shareholder FHFA Suit
- Real Estate Rumors: Gold Standard, Wafra, Longpoint
- Mattel Investors Win Class Cert. In $109M Tax Expense Row
- Latham, Skadden Steer Starry's $1.66B SPAC Deal
- Deals Rumor Mill: Volvo, Francisco Partners, Telefonica
- Medley Ch. 11 Plan Supporters Clarify Cash Flow
- GOP Sen. Demands OCC Nominee's Moscow Thesis On Marx
- CCOs Play Key Role As Corruption, Supply Chain Risks Surge
- NY Fund Boss Gets 7 Years For $26M Belize Airport Scam
- Texas Justices Told Winstead Can't Dismiss Malpractice Suit
- Goldman, Investors Lay Out Cert. Fight Args For NY Judge
- Pa. Justices To Weigh Suit Over Bank's Alleged Role In Fraud
- Ex-Cred Exec Rips Efforts To Block His Bankruptcy Discharge
- Highland Capital Seeks End Of Shareholder Undervaluing Suit
- Structured Ch. 11 Dismissals Aren't Dead, Despite Jevic
- PTAB Revision Bill Offers US Makers Much-Needed Protection
- Chancery OKs $110M GCI Liberty Suit Deal, $22M Fee Award
- Real Estate Rumors: Ascentris, Charlesbank, Bridge Industrial
- Kelley Drye Helps With $61M Manhattan Hotel Loan
- NYC Fair Chance Act Updates Challenge Finance Employers
- RA Capital Lands $880M Fund For Medical Biz Investing
- SEC Probes Exchange-Traded Products For Investor Risks
- Crypto Top Of Mind For Lawmakers In Hearing With SEC Chair
- Fed's Quarles Tells Banks To 'Pick Up Pace' On Leaving Libor
- Feds Accuse Hemp Co. Executives Of $15M Investment Scam
- Medley's Ch. 11 Plan Must Overcome Court's Cash Concerns
- FINRA Fines Merrill Lynch $1.5M Over Muni Securities Issue
- Activist Hits Back At Canadian National In Proxy Fight
- Fenwick-Led Car Dealer Tech Biz Tekion Valued At $3.5B
- Singapore REIT Drops $78M On 2 US Retail Properties
- Holland & Knight, Foley Craft $471M Deal For Homebuilder
- Accused Seller Says Buyer Can't Duck $8M Fraud Defense Tab
- Pandora Papers Spark Calls To Expedite New AML Rules
- Wesco Gets ERISA Suit Over Retirement Plan Fees Tossed
- Ex-BigLaw Atty Expands Perjury Claims In OneCoin Case
- Simpson-Led Stonepeak To Buy Gas Carrier Co. In $6.2B Deal
- 3 Firms Rep In GlobalFoundries' Planned $1B IPO
- Embracing ESG: Baker Hughes CLO Talks Sustainability Team
- High Court Grounds Delta Pilots' Benefits Case Against PBGC
- Uber Must Face New Class Members' Claims In IPO Suit
- Simpson Thacher Helps KKR With $4.3B Real Estate Fund
- Kirkland-Led Summit Partners Closes $8.35B Investment Fund
- Canadian National Sets Special Meeting Ahead Of Proxy Battle
- With Chopra Poised To Take Over, What's Next For The CFPB?
- Alpha Latam Gets OK For $140M Stalking Horse Bid In Ch. 11
- Supreme Court's Return Could Deliver Conservative Windfall
- Nichols Kaster, Block & Leviton Get $3.5M For Hancock Deal
- Pro Say: A Supreme Court Term Packed With Landmark Cases
- Toomey, SIFMA Say No To New SEC 'Gamification' Regs
- Kentucky Man Gets 10 Years For Bilking $17M From Investors
- 4 Points To Watch As Regulators Revamp SPAC Rules
- Up Next At High Court: State Water Rights, CIA Black Sites
- What Mainstreaming Of Litigation Finance Means For Industry
- Canadian Hemp Co. Sheds SDNY Stock Drop Suit
- DLA Piper Loses Bid To Revisit Key Appraisal Ruling In Del.
- Taxation With Representation: Ropes, Kirkland, Latham
- UK Litigation Roundup: Here's What You Missed In London
- Kavanaugh Tests Positive For COVID, Has No Symptoms