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Asset Management - February, 2022
298 articles
- Privilege Doesn't Apply To Bigamist's Docs, 1MDB Judge Told
- SEC, Ameritas Agree To $4.6M Deal Over Disclosure Issues
- Raytheon Workers, Allianz Reach Deal Over COVID Losses
- The Battle To Confirm Ketanji Brown Jackson
- Barclays, Kuwait Seek Halt Of $85M In Madoff Clawback Suits
- Activist Disclosure Proposal Runs Counter To SEC Mission
- Ex-PE Pro Who Aided Galanis Gets Year In Tribal Bond Scam
- Real Estate Rumors: Estate Cos., TIAA, Turnberry
- 2 More SPACs Pull IPOs Totaling $400M As Withdrawals Mount
- Ukrainian Groups Raise $22.2M In Crypto Donations
- Fried Frank Adds 5 Partners On Heels Of Tax Atty Departure
- Citi Can't Get High Court Review Of Madoff Money Suit
- Brookfield Buys 60% Stake In Payments Biz Worth $1.15B
- Hunton, McDermott Shape $18B Merger Of Health Care REITs
- High Court Won't Review Win For Calif. Auto-IRA Program
- Citi Is Latest To Face SEC Probe Over Unapproved Messaging
- 3 Firms Rep As TD Pays $13.4B For Fellow Bank First Horizon
- Party Leaders Vow Open Minds For New High Court Pick
- BitConnect Founder Indicted In $2B Ponzi Scheme, Feds Say
- Clerk Says Judge Shouldn't Have Heard BofA Spoofing Case
- How Judge Jackson Beat Out Competition For High Court Nod
- Why Ketanji Brown Jackson Honored This Historic Judge
- SEC Proposes Rule To Bolster Short-Seller Disclosures
- 1st Circ. Judge Selya Says Jackson Will Be 'Balanced'
- 3 Issues To Watch As SEC Revisits Activist Disclosures
- Chancery Nixes Alden Bid To Stop Lee Enterprises Board Vote
- Shoe Retailer Must Face Ex-Employees' Trimmed 401(k) Suit
- SEC Says Firm Owner Made $1M 'Cherry-Picking' Securities
- NY Bank Regulator Warns Of Russian Cyber, Sanctions Risks
- Biden's Supreme Court Pick Was Star Debater In Miami
- SEC Rejects Nasdaq's Bid To Scrap Direct Listing Price Limits
- The Key To Turning Solid Briefs Into Winning Briefs
- Court Told Witness Can't Skip Deposition In FBAR Case
- Hammerson Sells Shopping Centers To Redical For £120M
- Zohar Can Go Forward With Most Claims In Ch. 11
- How CCO Framework Could Have Altered FINRA Charges
- Infinity Q Founder Drops Gibson Dunn After Fraud Indictment
- Taxation With Representation: Latham, Wachtell, Fried Frank
- SEC Probing Goldman's Biz Chats On Unapproved Channels
- Latham, Loeb & Loeb Steer Tech SPAC's Upsized $275M IPO
- 6 Judge Ketanji Brown Jackson Opinions To Read Now
- Biden Nominates Judge Ketanji Brown Jackson To High Court
- One Year After The GameStop Saga, Has Anything Changed?
- Morgan Stanley Says SEC Is Investigating Its Block Trading
- Feds Say 'Total Institutional Failure' Led To 1MDB Docs Foul
- Robinhood Outage Fight Splashes Toward Expert 'Hot Tub'
- B. Riley, Wunderlich Spar In Del. Over Fraud Award Recovery
- Russia Sanctions Bring Compliance Headaches For US Banks
- Mining Co., Workers Feud Over High Court 401(k) Ruling
- Battle To Convert MatlinPatterson To Ch. 7 Set For April
- Cooley, Polsinelli Guide $350M Centris Industrial Deal
- UK Residential REIT Delays IPO After Ukraine Attacks
- Software Maker Says BNY Mellon Stole Automation Program
- Indian Health Care Biz MediBuddy Lands $125M In Funding
- Ill. Accounting Firm Sued Again Over Delayed Breach Notice
- Proskauer, Baker Botts Shape Enviro SPAC's $200M IPO
- How Courts Are Ruling On The Arbitrability Of ERISA Claims
- CFPB Floats Options For Automated Valuation Model Rule
- NHL's Kane Says Sharks Termination Moots Creditors' Fight
- Del. Justices Probe Releases In Goldman Sachs Settlement
- Shkreli Banned As A Public Co. Leader After Pharma Blacklist
- Latham-Led Tech SPAC Upsizes IPO Target To $275M
- Century Casinos To Buy Nevada Nugget Casino In $195M Deal
- 1MDB Trial At Risk After Feds Admit 'Inexcusable' Doc Error
- Cyber Defense Biz BlueVoyant Grabs $250M In Series D
- 3 Firms Steer $7.1B Go Private Deal For Auto Parts Maker
- Ex-Goldman Execs Skirted Compliance, 1MDB Jury Hears
- FDIC Innovation Chief Warns Of 'Tech Hesitancy' As He Exits
- Father Gets 4 Years, Son 2.5, Over $4.5M Investment Scam
- Fed. Circ. Throws Out Fannie, Freddie Shareholder Suits
- DOL Urges 7th Circ. To Reject Appeal Of ERISA Subpoena
- V&E Alum Rejoins Firm From SEC Enforcement
- Tilton Claims Trimmed Amid Secrecy Disputes In Del. Ch. 11
- Robinhood Beats Suit Over Payment For Order Flow, For Now
- Robinhood Says Investors' Antitrust 'Meme Stock' Claims Fail
- Ex-Binance.US, Robinhood Compliance Pro Joins Coinme
- Princeton Digital Lands $500M In Equity Investment
- Alston & Bird Picks Up Moore & Van Allen Practice Leader
- Real Estate Rumors: MG3, Avenir, Property Markets
- Broadcaster Tegna Goes Private In $8.6B Deal Led By 4 Firms
- Cred's Ch. 11 Trust Sues To Reclaim $21M Crypto Payout
- BlackRock Pens Tribute To CRO, And Other People Moves
- CDOs Say US Bank 'Obstruction' Stymied RMBS Claims
- FINRA Taps Lowenstein Sandler For 2019 Arbitration Probe
- Zohar Funds Urge Chancery To End Tilton Hold On Stila Styles
- Infinity Q Investors Sue After Founder's $1B Fraud Indictment
- Perrigo Investors' Attys Score $11.5M From Tax Bill Settlement
- Walter Dellinger's Little-Known, Outsize Impact On Legal Aid
- Fed Bans Officials From Trading Stock, Bonds, Crypto
- How Gold Coin Tax Ruling May Apply To IRA Crypto Holdings
- SEC's Fund Disclosure Proposal Could Spark Pushback
- Video Game-Focused Blank-Check Co. Raises $250M In IPO
- Wealth Management Firm Taps LPL Financial Atty As Next GC
- Don't Miss It: Kirkland, Mayer Brown Guide Week's Hot Deals
- Allianz Sets Aside €3.7B For Investment Funds Fallout
- Short Seller's Allegations Slammed In MultiPlan SPAC Suit
- $14M Deal, $4.6M Fee Award OK'd In Walgreens 401(k) Suit
- GOP Bills Would Curb CFPB's Push For Small Biz Loan Data
- Traders Nab Class Cert. In Louis Dreyfus Cotton Futures Row
- Fund Formation Group Of The Year: Simpson Thacher
- NY Brokerage's Lax Oversight Cost Investors $2.3M, Suit Says
- The Challenges Facing European M&A Despite Boom
- Hedge Fund Exec Charged With Overvaluing Assets By $1B
- Why I'll Miss Arguing Before Justice Breyer
- Apache Fights Investor Suit Over Failed Drilling Project
- Binance.US Taps Ex-SocGen Compliance Pro As New CCO
- Real Estate Rumors: Seagis, Granite Point, Daniel Kodsi
- Veteran Cyber Prosecutor To Lead DOJ's New Crypto Team
- Practical Implications Of SEC's Enforcement Policy Shift
- GTIS Raises $630M For Opportunity Zone Fund
- Healthy Living SPAC Takes 2nd Deal Deadline Extension
- Hedge Fund Hits Ch. 7 In Del. Lugging $26M In FERC Claims
- Deals Rumor Mill: Splunk, Allied Universal, Worldline
- Dechert-Led Crescent Capital Closes $6B Direct Lending Fund
- Circle's Value Doubles To $9B In New Deal With Same SPAC
- Nasdaq Wants SEC To Level Playing Field With Dark Markets
- Wells Fargo Fired Exec For Aiding In SEC Probe, Suit Says
- 2 Firms To Rep Investors Of Allianz Funds Rocked By COVID
- Ex-Goldman Honcho Tells Jury Of Brazen 1MDB Corruption
- US Banks Seek Flexibility In OCC Climate Risk Proposal
- Westco Says Workers Not Harmed By 'Secret' Pension Plan
- Crypto Giants Form Group To Address Money Laundering
- Did The SEC Get GameStop Wrong? Some Academics Say Yes
- Ag-Focused SPAC's Offering Leads 2 IPOs Totaling $250M
- Kirkland-Led Crescent Energy Buys Energy Assets For $815M
- Holland & Knight Brings Estate Planning Atty To Philly Office
- Real Estate Rumors: Benjamin Group, Trinity, City Line
- Fifth Wall Raises $159M For Latest Real Estate Tech Fund
- Fund Formation Group Of The Year: Mattos Filho
- 5 Steps For Private Funds As SEC Ramps Up Oversight
- Recent Rulings Show Lawyer Criticism Of Judges Is Perilous
- Ex-Cantor Broker Found Liable In SEC Split-Commission Case
- 3 Firms Build Blackstone's $5.8B Deal For US Real Estate Firm
- Southwest, Icahn Told To Confer On Takeover Doc Impasse
- Tech Firm Agrees To Settle 401(k) Fee Suit For $1.5M
- Jury Mulls Liability For Ex-Broker Who Split Commissions
- Taylor Corp. Sued Over High 401(k) Fees, Investment Costs
- Defiant Priest May Face Ban After Verdict In SEC Fraud Case
- Miller Shah, Robbins Geller Get $7.3M For AMC Investor Suit
- Terminally Ill Ex-NYSE Broker Avoids Prison For Crypto Scam
- SEC Fines A Dozen Firms For Reg BI Violations
- Genesis Unicorn SPAC Leads 2 IPOs That Raise $135M Total
- Ex-Goldman Sachs Workers Win Class Cert. In 401(k) Suit
- Biden's Fed Nominees Held Up As GOP Sens. Sit Out Vote
- Real Estate Rumors: Publix, Beacon Capital, Macklowe
- Fund Formation Group Of The Year: Fried Frank
- Logistics Biz Veho Lands $1.5B Valuation For Series B
- Breyer's Role In Courthouse Design Sets A Judicial Template
- CFPB Enforcement Is Down, But The Lull May Not Last Long
- Ex-Goldman Banker Looted Millions From 1MDB, Jury Hears
- On Remand, Synchrony Can't Escape Investors' Amended Suit
- Chancery Says Authentix Can't Bar Company Sale Price Suit
- Video Game-Focused Blank Check Co. Targets $250M In IPO
- Crypto Miners Likely Free From Reporting Rules, Official Says
- Bioness Stockholders Challenge $110M Sale To Bioventus
- Freddie Mac Hires Wells Fargo Alum As GC
- Apollo Investing $1.4B In UAE Developer Aldar
- HotelPlanner, Reservations.com Latest To Cancel SPAC Deal
- K&L Gates Recruits SEC Atty For Asset Management Practice
- Alcoa Retirees Want Class Status In Lifetime Benefits Suit
- Fund Formation Group Of The Year: Dentons
- BlockFi To Pay SEC, States $100M Over Crypto Lending
- Credit Suisse To Pay $81M To Exit Stock Loan Antitrust Suit
- FINRA Fines Ex-Interactive Brokers CCO Over AML Lapses
- SEC Could Tighten Eligibility For Private Market Investors
- 3rd Circ. Sees Case Law Disfavoring ERISA Class Cert. Appeal
- Del. Court Sends CFPB's Student Loan Trust Suit To 3rd Circ.
- Real Estate Rumors: Terreno, Progress Capital, Clarion
- Ex-Kleinbard Client Would've Won Fraud Suit, 3rd Circ. Told
- 9 Firms Rep For $500M Haul In Blank Check IPOs
- Ex-Goldman Exec Says Feds Hid Evidence In 1MDB Case
- Bilzin Sumberg Juggles Nearly A Dozen Sales In Marina Deal
- Seizure Order In 1MDB Case Must Be Nixed, 9th Circ. Hears
- Feds Want Up To 8 Years For Ex-NYSE Broker In Crypto Scam
- Chancery Retains Most Counts In Fat Brands 'Looting' Suit
- CFPB Data Tracking Could Raise Lenders' Regulatory Risk
- 2nd Circ. Libor-Rigging Reversal Is A Boon For Defendants
- Teamsters Fund Wants 2nd Circ. Redo In $58M ERISA Dispute
- Ex-Cantor Broker On Trial By SEC Sidesteps Talk Of 9/11
- DOL Urges 7th Circ. To Reject Subpoena Stay In ERISA Probe
- Taxation With Representation: Kirkland, Dechert, Gibson Dunn
- Allen & Overy-Led FNZ Tops $20B In Value After Funding
- Fund Formation Group Of The Year: Debevoise
- Hinshaw Hires Former Parker Ibrahim Litigation Partner
- SEC Wants NY Adviser Fined $1.9M For Hiding Dad's Ban
- SEC Wants Big Investors To Disclose Positions Faster
- Astellas Workers Win Class Cert. In Suit Over 401(k) Losses
- SEC Says Firm's Shariah-Compliant Pledge Misled Clients
- Ex-OCC Senior Official Joins Bitfury As Top Lawyer
- 3 Firms Guide Binance's $200M Forbes Investment
- SEC Seeks To Kill Rules That Could Limit Tipster Award Sizes
- KKR Drops $70M On Self-Storage Portfolio
- Life Sciences SPAC Pulls Plans For $200M IPO
- Real Estate Rumors: Bloom Ventures, Arbor Realty, Seagis
- Freshfields-Led Car Retailer Cazoo Lands $630M In Funding
- Court Trims 401(k) Management Suit Against Engineering Firm
- Deals Rumor Mill: Vodafone, Saur, Zendesk
- Activist Blasts Kohl's For Poison Pill, Rejection Of $9B Offer
- Deutsche Zaps RMBS Trustee Claims After 'Champerty' Ruling
- 1st Circ. Backs Sanctions Against Lieff Cabraser In Fee Tiff
- Insurers Say Jarden Can't Justify $38M Appraisal Suit Remand
- SEC Plans To Reduce Stock Trade Settlement Times By 2024
- FINRA Eyes Meme Stock Fallout In Latest Exam Findings
- FINRA Report Rips Firms For 'Reg BI' Lapses
- Investors Seek Class Cert. In Bank-Aided Ponzi Scheme Case
- 7 Firms Rep As Trio Of Blank Check Cos. Raise $325M
- ESG Risk Mitigation And Compliance Boosts Company Value
- Goodwin-Led Starburst Data Valued At $3.35B After Series D
- CFTC Chair Asks Lawmakers For More Crypto Authority
- FDIC Promotes New GC, Others After McWilliams' Departure
- Greenberg Traurig Adds Shareholders To LA Corporate Group
- Real Estate Rumors: Terra, Bison, WeWork
- NY Fund To Sell $238M Of Securities In 21 Shale Gas Cos.
- SEC Proposal Would Require Greater Private-Fund Disclosure
- BigLaw Must Nix All-Or-Nothing Work Model To Retain Talent
- Ex-Cantor Broker Tells Jury He Had OK To Split Commissions
- Delaware Defers To Kentucky In Pension Hedge Fund Dispute
- Expect More Robust PCAOB Enforcement This Year
- Securities Group Sues DOL Over ERISA Fiduciary Guidance
- Ally Of Convicted Ex-Atty Aims To Duck Prison Over OneCoin
- Debevoise Adding SEC Vet As White Collar Partner In SF
- Gibson, Morgan Lewis Rep On $1.7B Deal For Logistics Biz
- FinCEN Is Asked For Clarity, Exemptions From Shell Co. Rule
- Whistleblower Attys Launch Firm For SEC, CFTC, IRS Tipsters
- Compliance Hires Of '22 Reflect US Cyber, Corruption Focus
- 2 More Tech-Focused SPACs Pull IPOs Amid Market Crunch
- Oil, Gas Co. Launches With $180M Investment
- Fintech Startup GoCardless Valued At $2.1B In Series G
- Biden's Supreme Court Nominee Should Have 5 Key Qualities
- High-Living Fla. Private Equity Boss Cops To $140M Fraud
- Real Estate Rumors: Ocean Bank, Chetrit, PGIM
- 1st Circ. Spots 'Gap' In Cancer-Drug Suit Against Karyopharm
- Activist Says Peloton's New Plan Is Too Little, Too Late
- Troutman Pepper Nabs Ballard Spahr Consumer Finance Attys
- Anti-Tax Group Slams Calif. Auto-IRA Defense In ERISA Row
- Investors Late Over AbbVie's Failed Shire Deal, Court Says
- SEC Is Pushing Boundaries In Insider Trading Enforcement
- Sullivan & Cromwell Leads Fiserv's $650M Finxact Acquisition
- FINRA, Wells Fargo Say 2019 Arbitration Wasn't Rigged
- Asia-Focused SPAC Raises $200M To Pursue Tech Acquisition
- Hogan Lovells Lands Ex-Reed Smith PE Partner For NY Team
- Real Estate Co. Fights Zurich Virus Exclusion In COVID Suit
- Logistics Biz Flexport Valued At Over $8B For Series E Round
- Employer's Agenda: Honeywell Counsel Talks ESG
- Convicted Spoofers Say Libor Reversals Support Their Appeal
- Venezuela Oil Co. Creditor Fights Stay Of $246M In Judgments
- Commodity Pool Operator Cops To Obstructing CFTC Probe
- Real Estate Rumors: Ventas, Guardian Life, Courchene
- Investors Fight Bids To Toss IAnthus, Gotham Green Pot Suits
- Intel Tells 9th Circ. Fortress Complaint Was 'Plausible'
- 3 Firms Guide Cannabis-Focused Silver Spike For $85M IPO
- Southwest Gas Hits Back At Icahn's Bid For Documents
- Chancery Rules Out 'Blank Check' Mergers For Some Cos.
- Opportunity Zone Inquiry Puts Spotlight On Jobs, Community
- Taxation With Representation: Cleary, Gibson Dunn
- New Developments Pave Way For PE In Retirement Investment
- Kohl's Says $9B Takeover Bid Is Too Low, Adopts Poison Pill
- FDIC's McWilliams Flags Polarization, Urges Crypto Progress
- Ex-CFTC Special Counsel Joins Jones Day's DC Office
- Miami Payday Lender Can't Dodge SEC Investment Fraud Suit
- 2nd Circ. Revives Nigeria's Doc Bid In $10B Award Feud
- UnitedHealth Workers Win Class Cert. In ERISA Suit
- Texas Suit Seeks To Invalidate DOL Fiduciary Rule Rewrite
- Key Biden Fed Pick Pushes Back On GOP Climate Concerns
- Real Estate Rumors: Grandview, Bay Ridge Center, Fifield
- Law Firms Seek $3.5M For $15M HomeFed Buyout Suit Deal
- Sichenzia Steers Real Estate SPAC's Downsized $115M IPO
- Paxos Hires Former Block Atty As Global General Counsel
- 4th Circ. Affirms Ex-Coal Mining Co. VP's 3-Year Tax Sentence
- Shareholders Clear $17.5B Sydney Airport Sale For Takeoff
- 2022 Brings ESG Disclosure Challenges For Asset Managers
- New Playtech Suitor Emerges After Collapse Of £2.1B Sale
- Fed Nominee Raskin Aims To Cool GOP Heat At Confirmation
- Shareholder Wins $1.4M Extra In HFF Merger Appraisal Suit
- SEC's Onerous Form PF Proposal Puts PE Firms On Notice
- Workers Want Class Status For Estée Lauder 401(k) Fee Suit
- Toshiba Urges 9th Circ. Not To Save Investors' Class Action
- How To Navigate Equity Rollovers In A Tight M&A Market
- Real Estate Rumors: Mattamy Homes, Petco, Bermello Ajamil
- 3 Firms Guide Digital Ad Startup's Merger With SPAC
- The Flaws In The Traditional Approach To Hiring A Law Firm
- Kennedy Wilson-Goldman JV Drops $107M On Seattle Tower
- Applying The Latest Guidance On CCO Liability
- IStar To Pass Net Lease Biz To Carlyle In $3B Deal
- Credit Suisse Can't Beat Forex Price-Fixing Suit Before Trial
- Law Firms Weathered Frosty January As IPO Activity Slowed
- SEC, CFTC, States Claim Metals Co. Defrauded Retirees
- Chancery Settlement Sought In $15B Student Loan Trust Fight
- Oil Venture Investor Claims Money Was Funneled To Pot Farm
- FDIC Needs A State Banking Regulator On Board, Sens. Told
- NYDIG Helps Cos. Offer Bitcoin As Part Of Paycheck
- Axos Financial Strikes $900K Deal To End Investor Suit
- Subscription Management Biz Chargebee Hits $3.5B Valuation
- Adler Pollock Beats Former Client's Malpractice Claims
- Real Estate Rumors: Triarch, Empire State Realty, Bridge
- Canadian Fintech KOHO Bags $165M In Eldridge-Led Series D
- Real Estate-Focused SPAC Alset Grabs $75M In IPO
- Simpson-Led Oaktree Wraps Up $3B Real Estate Debt Fund