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Asset Management - December, 2023
274 articles
- Bankman-Fried Inks Pact With FTX Debtors Over Embed Deal
- SEC Fines Energy Co. $5M For Faking Inflated Revenue
- SEC Doles Out More Than $28M To 7 Whistleblowers
- The Most-Read Legal Industry Law360 Guest Articles Of 2023
- IRS Launches Prefiling Tool For Monetizing Energy Credits
- SEC Faces Renewed Petition Over 'Gag Orders'
- Cigna Overpayment Claim Tossed In Chuck Close Benefit Suit
- ABA Tax Tells IRS To Narrow Digital Asset Reg Definitions
- AlpInvest, Leonard Green Clinch $2.2B Continuation Fund
- Real Estate Rumors: Beacon Partners, Blackstone, MetLife
- Vericity Investor Sues In Del. For Books On $170M Buyout
- Judge OKs Mass. Hospital Workers' $500K ERISA Settlement
- Software Co. Visma Hits $21B Valuation With New Investment
- Deutsche Bank Must Face Trader's Malicious Prosecution Suit
- Ex-Swiss Exec Cops To Helping Dodge Taxes On $60M
- What The 2023 Bank Failures Taught Us, And What's To Come
- NY Atty Freed After Deal To Hand Over Docs In $5.2M Suit
- SEC's Accredited-Investor Report Could Signal Tighter Rules
- How SEC And NY Cyber Reporting Rules Affect Key Industries
- Feds Urge Justices To Affirm 2nd Circ. In SEC Disclosure Suit
- Deals Rumor Mill: Warner Bros, Blue Origin, Chuck E. Cheese
- Attorneys' Busiest Times Can Be Business Opportunities
- Taxation With Representation: Skadden, Ropes & Gray
- Harbour Energy To Buy Asset Portfolio For $11.2B
- Exxon, Chevron Top 2023's 10 Largest M&A Deals
- The Spiciest Quotes Heard In Mass. Courtrooms In 2023
- 5th Circ. May Not Be Done Axing SEC Rules
- 6th Circ. OKs $7.5M Award Against Ex-Merrill Lynch Broker
- Judge Quickly Rejects SBF's Bid To Delay Sentencing Hearing
- Illinois BCBS Patients Score Win In ACA Trans Care Bias Suit
- Amazon Brand Buyer Nixes 'Death Trap' In Ch. 11 Disclosure
- SVB Sues FDIC Over $1.9B 'Lawless' Holdback
- The Top Bankruptcy Cases And Issues Of 2023
- A Difficult Year For CRE, But Future May Be Brighter
- Kirkland, Foley & Lardner Lead Bain's $200M Insurer Buy
- In The World Of Legal Ethics, 10 Trends To Note From 2023
- More SPAC Woes As One Vehicle Shutters, Another Deal Nixed
- Seafood Co. Wants $500K In Fees After 'Bad Faith' ESOP Suit
- 5 Firms Build Aon's $13.4B PE-Backed Insurance Broker Buy
- Choppy Conditions Tripped Up Capital Markets Again In 2023
- E-Bike Rental Co. Bird Hits Ch. 11 With Sale Plans
- Strategies For Wire Fraud Prevention As Risk Is On The Rise
- 5th Circ. Axes SEC's Stock Buyback Rules
- Purported VC Exec Gets 8 Years For $6M Pre-IPO Share Scam
- Regulators Urged To Monitor DeFi Like Traditional Finance
- 14 States File Amicus In Puerto Rico Utility's Bond Fight
- Former Geico Agents Turn To 6th Circ. In Misclassification Suit
- Justices Urged To Weigh If Syndicated Loans Are Securities
- FERC Will Rethink Wall Street Utility Ownership Rules
- Univar, Union Fund Spar Over Contract Wording In $190K Row
- 2nd Circ. Backs Madoff Trustee's $19M Clawback Award
- Volume-Based Transaction Pricing Proposal Raises Questions
- IRS Not To Blame For Billionaire's Leaked Info, US Says
- FTX Inks Deal With Bahamas Liquidators On Customer Claims
- Paul Weiss, Kirkland Steer $179M Buy Of Bitcoin Mining Sites
- SEC, NY Cybersecurity Rules Create Complexity For Insurers
- How Attorneys Can Be More Efficient This Holiday Season
- Top 10 Whistleblowing And Retaliation Events Of 2023
- Hancock, SQM Team Up On $1.1B Azure Minerals Bid
- CFPB, OCC Order US Bank To Pay $36M Over COVID Benefits
- FCA Ends Odey Asset Management Probe Without Action
- NY Judge Says Trump's $1M Expert 'Lost All Credibility'
- Tennessee Alleges BlackRock's ESG Goals Mislead Investors
- CFTC Wins OK For $2.7B Binance Deal, $150M Zhao Payout
- Client Says Firm's $3M Liability Is Clear, No Trial Needed
- SEC Cites Dodd-Frank In Defense Of Private Funds Rule
- Met Opera Oboist Drops Reduced Retirement Plan Benefit Suit
- 'What I Like About You' Guitarist Dislikes Band's Accounting
- Wells Fargo Resolves Ex-Worker's Age Discrimination Suit
- Life Sciences Co. Sells Its Spine Biz To H.I.G. In $375M Deal
- IEA Seeks Summary Judgment In Ares, Oaktree Merger Suit
- FTX Ch. 11 Plan Proposes To Pay Customers Cash, Not Crypto
- Understanding Advance Notice Bylaws Is Key For All Parties
- Insurer Scores $1.4M In Atty Fees For Co.'s Ex-Exec Suit
- Kirkland, Goodwin Steer $800M Deal Involving A-Rod's SPAC
- Biggest Washington Decisions Of 2023
- 4 Firms Build $4.4B Go-Private Deal For Analytics Firm Alteryx
- Children's Book Writing Makes Me A Better Lawyer
- Energy Co. Investors Get Final OK For $8.2M Deal In IPO Suit
- 5th Circ. Backs Toss Of Investor Suit Against Oil Field Co.
- SEC Rips 'Nonsensical' Bid To End Fugitive's Wife's Tax Levy
- Conn. Fund Manager Stole $3.4M From Investors, Feds Say
- FTX's $24B Tax Bill Could Wipe Out Any Creditor Recovery
- DOL Backs Yale Workers' 2nd Circ. Push For New ERISA Trial
- 7 Biggest Massachusetts Top Court Rulings Of 2023
- Skadden-Led Chinese Procurement Platform Inks $62M IPO
- UK Gov't Told To Define Fund Management For VAT Exemption
- No Jail Time For NC Auditor Who Took State Car To Spa
- A Review Of 2023's Most Notable Securities Litigation
- 4 Major Benefits Policy Developments From 2023
- SEC Turns Away Coinbase's Bid For Crypto Rulemaking
- 5th Circ. Backs Insurer's Defeat Of 401(k) Exit Fee Suit
- 2 VLSI Patents Can't Be Used In $900M Intel Case, Judge Says
- Taxation With Representation: Latham, Freshfields, Debevoise
- Crypto Firm SafeMoon Files Ch. 7 After Exec Indictments
- Corp. Accountability At Stake In Macquarie Suit, Justices Told
- Arrow Financial Execs Accused Of Hiding Weak Controls
- Trump-Tied SPAC Loses Millions More In PIPE Financing
- Commodities Firm Pays $106M To Settle Brazil Bribery Claims
- Athena Tech SPAC, Air Water Ventures Terminate $300M Deal
- Clorox Seeks Exit From Ex-Worker's 401(k) Forfeiture Suit
- Axos Unit Pulls 'Bait And Switch' On Savings Rates, Suit Claims
- Sens. Blast SEC For Likely Delay On Human Capital Proposal
- Penny Stock Maven Charged With Stock 'Scalping' Scheme
- Judge Says SEC Annuity Suit Doesn't Supersede State Law
- ESG Investing Caught In Culture War Crosshairs In 2023
- 4 Key Ways CFIUS Affected Private Equity In 2023
- Real Estate Rumors: Crescent, Berkadia, NNN REIT
- 2 More Real Estate Execs Charged In $26M Investment Scam
- Deals Rumor Mill: Macy's, KKR, General Atlantic
- DOJ Officials' Remarks Signal New Trends In FARA Activity
- Celsius Founders Can't Shed FTC Crypto Fraud Claims
- Investor Says More Changes Required At Betting Biz Entain
- Sandbrook Capital Clinches $1.5B Climate Infrastructure Fund
- Trump Loses Challenge To Gag Orders In NY AG's Fraud Case
- Credit Suisse To Pay SEC $10M Over Barred Advisory Work
- SEC Tackles Treasury Market Risk With New Clearing Mandate
- Debevoise Reps Ara Partners On $3B Decarbonization Fund
- US Trustee Asks Court To Reject Prime Core Releases
- EU States, Parliament Agree To Set Up New AML Body
- DOL Inks Deal With Attorney In Union Fund Misuse Suit
- Deals Software Co. Noetica AI Raises $6M Seed Fund Round
- Trump's NY Fraud Case Set For Jan. Finale As Testimony Ends
- Investment Fund Hits Back At Manager Over $7.5M Bonus
- How Clients May Use AI To Monitor Attorneys
- Climate Tech Co. Dimensional Grabs $20M In Series A
- Trump Rests Fraud Defense As NY AG's Trial Nears End
- Fla. Judge Won't DQ Duane Morris In Suit Over $35M Scheme
- SEC's Short-Selling Rules Targeted In New 5th Circ. Challenge
- GOP Reps Seek IG Probe Of SEC Market Surveillance Tool
- Okla. AG Urges 10th Circ. Not To Block Ban On Trans Care
- Merrill Lynch Underpays Retirement Accounts, Suit Says
- Real Estate Co. Asks 2nd Circ. To Confirm $185M Award Order
- Detroit Health System Reaches $5M Deal To End ERISA Fight
- Billionaire Says Suit Blaming IRS For Leaker Should Proceed
- 8 Ways To Negotiate Improved Disgorgement Outcomes
- FTX Says It Doesn't Have To Pay $24B Tax Bill To IRS
- Judge Candidate Fights Retired Tax Officials' Immunity Claim
- How The NY AG Leads Investigations In Civil Securities Fraud
- Apex Fintech Revives IPO Plans After Canceled SPAC Merger
- Space-Focused Tech Biz Clinches $100M VC Funding Round
- Philly Mall Owner Gets $30M Of $60M Bankruptcy Loan
- Finnish Asset Manager Closes $283M North American PE Fund
- SiriusXM Agrees To Merge With Liberty Media Tracking Stock
- LIVE COVERAGE: Day 43 Of Trump's NY Civil Fraud Trial
- Elon Musk Must Face Trimmed Investor Suit Over Buyout
- Healthcare-Focused SPAC Gardiner Acquisition Calls It Quits
- Conn. Adviser Settles SEC's $6.9M Free-Riding Scheme Suit
- Quinn Emanuel DQ, Dogecoin Sanctions Nixed In Musk Suit
- Treasury To Propose Adviser, Real Estate Corruption Rules
- Homeowners Condemn Mich. Counties' 'Whack-A-Mole' Defense
- AG, Judge Say Trump Can't Appeal NY Gag Orders Higher, Yet
- Plan Managers Can't Get High Court Scrutiny Of DOL Win
- Maryland Health System To Pay $3.25M To End ERISA Suit
- ESG Around The World: Singapore
- Top Court Won't Hear Hedge Fund Priest's Appeal In SEC Case
- Buchalter Brings On Ex-Ballard Spahr Corporate Pro In LA
- Del. Justices Affirm Atty's Dismissal Over Privileged Info Case
- Chinese Procurement Biz Orders Up Plans For $66M IPO
- What 3rd Circ. Gets Wrong About Arbitration Enforcement
- The Pop Culture Docket: Judge D'Emic On Moby Grape
- Catching Up With Delaware's Chancery Court
- $1.1B Debt Sends Mall REIT Back Into Ch. 11
- Cigna Opts For $10B Buyback As Humana Deal Rumors Fizzle
- Trump Cancels Plan To Testify In NY Fraud Trial Defense
- Yale Workers Ask 2nd Circ. To Order New Trial In ERISA Suit
- Workers Want Win On Shell 401(k) Mismanagement Claim
- Nasdaq Pays $4M To Settle Alleged Iran Sanctions Breaches
- Madoff Trustee Seeks $45M NY Bankruptcy Court Distribution
- Judge Grants SEC Receiver For GPB Capital Amid CEO Case
- Northern Trust To Pay $2.5M To Exit AutoZone 401(k) Suit
- Pomerantz To Lead Maui Fire Suit Against Hawaii Utility
- US Chamber Looks To Kill SEC Buyback Rules At 5th Circ.
- What Banks Should Know About FDIC Assessment Rule
- Steelmaker Says 401(k) Mismanagement Suit Not Ripe
- 5 Recent ERISA Decisions Attorneys Should Know
- UK Litigation Roundup: Here's What You Missed In London
- Performing Music Makes Me A Better Lawyer
- No Shortage Of Action For Energy Deal-Makers In 2023
- Off The Bench: NCAA Pay Plan, Title IX Claims, Graffiti Smear
- COVERAGE RECAP: Day 42 Of Trump's NY Civil Fraud Trial
- CFTC Wins $61M Order Against Fla. Forex Trading Firm CEO
- Binance Founder Must Remain In US Until Sentencing
- Musk Asks Justices To Let Him Nix SEC Deal Over Tesla Tweets
- Missouri's 'Games' Can't Save Anti-ESG Rules, SIFMA Says
- OCC Flags AI As 'Emerging' Risk In Banking System
- Chinese Tutoring Co. Escapes Investor Suit Over Reg Reforms
- SEC Sues 4 Cos. Linked To Alleged $89M Pre-IPO Fraud
- Online Trader's Go-Public Plans Fail As SPAC Merger Fizzles
- Trump Expert Tells NY Trial Court There's No Sign Of Fraud
- Fla. Law Firm Says Student Debtors Filed 'Revenge' Lawsuit
- Judge Says BofA Foreign Exchange Rate Suit Should Proceed
- Actuary Co. To Pay $4M To End 401(k) Fee Suit
- Athletes, YouTubers, Banks Want Out Of FTX Litigation
- DLA Piper, Kirkland Rep As PE Firm Buys Soccer Club Stake
- Binance Seeks To Arbitrate Fraud Oversight Investor Suit
- How 'As Such' Changes LPs' Self-Employment Tax Exposure
- Lawmakers Pitch Bipartisan Tweaks To Retirement Law
- Democratic AGs Say National Banks Bucking Investigations
- Morgan Stanley Secures $1.2B Across 2 New Funds
- The SEC's Cooled Down But Still Spicy Private Fund Rules
- Deals Rumor Mill: Panera Bread, Neiman Marcus, Hahn & Co.
- COVERAGE RECAP: Day 41 Of Trump's NY Civil Fraud Trial
- BofA CEO Shrugs Off Mortgage Fears In CFPB Funding Case
- Seattle Firm Fights Doctor's Claim It 'Abused' Legal Process
- Feds Charge NJ Man With $89M Pre-IPO Investment Fraud
- Feds Say No Reliable Proof For FTX's $0 Tax Estimate
- SEC's Climate Proposal Leads Rules Lined Up For 2024 Votes
- FTX Says Ch. 11 Plan Coming Before Year's End
- FINRA Fines SoFi, 3 Others Over Securities Lending Claims
- GE Can't Escape Ex-Wind Farm Workers' Severance Suit
- Seafood Co. Breaks Free From Ex-Workers' ESOP Suit
- Del. Justices Urged To Reverse $1.2B Galaxy-BitGo Deal Spike
- Prime Core Wants $10M Loan To Fund Ch. 11 Wind-Down
- Breaking Down High Court's New Code Of Conduct
- Trump's NY Gag Appeal Claims Laughable, Judge's Atty Says
- UK-Based Gold Miner Eyes US Listing Via $115M SPAC Merger
- 5 Firms Build $675M Sale Of Revenue Cycle Management Biz
- Financial-Services Focused SPAC Blue Room Files $200M IPO
- SEC Chair Warns Businesses Against AI Washing: 'Don't Do It'
- Trump's Broker & Club Member Touts Mar-A-Lago's $1B Value
- LinkedIn, Zoom May Be Enforcers' Next Recordkeeping Target
- Virtu Attacks SEC's 'Hypothetical' Information Security Suit
- Feds Say Bosnian Man Helped Russian Flee Sanctions Case
- Gannett Beats 401(k) Class Action Over Tegna Stock
- Laos Can't Sue In US For $3M Arbitral Awards, Investor Says
- Mechanics Seek Class Status In Kuwait Forced-Labor Suit
- AP3 And Wafra Team Up For New $1.05B Investment Platform
- Another Khosla-Backed SPAC To Fold As Merger Search Fails
- Ancora Sides With Trian As Disney Board Battle Brews
- Legal Profession Gender Parity Requires Equal Parental Leave
- Illinois Firm Wants Jury Trial On All Counts Over Missing $3M
- 'Paper Tiger' Finds Its Fangs: Repeat Offenders And The CFPB
- COVERAGE RECAP: Day 40 Of Trump's NY Civil Fraud Trial
- Justices Weigh Limits Of Possible Ruling Against SEC Courts
- Sidley Austin's Woodbridge Work Not Free Speech, Panel Told
- SEC Head Accountant Flags Cash Flow Statement Concerns
- FirstEnergy Lands Stay In Investor Suit Over Bribery Scandal
- Trump Seeks NY High Court Review Of Fraud Trial Gag Orders
- Execs Siphoned $4M From Failing Hospital, Trustee Says
- Blank-Check Co. Aimei Health Technology Prices $60M IPO
- SEC Fines Adviser Over Custody Rule Violations
- Gensler Says Coordination Possible With EU On Climate Regs
- Swiss Bank To Pay $123M For Hiding Offshore Account Funds
- FICO Says Revised Antitrust Suit Still Falls Flat
- Activist Short-Sellers Are The Dark Knights Of Wall Street
- Activist Wants EGain Sale, Slams CEO's 'Arrogant' Leadership
- 5 Firms Build Chinese Battery Biz's $450M SPAC Merger
- SEC Tells 5th Circ. Buyback Rules Not Fixed Before Deadline
- US Energy Developer Completes $1.2B Capital Raise
- NC Bank Accuses Ex-VP, Administrator Of Looting Client Info
- Catching Up With Delaware's Chancery Court
- COVERAGE RECAP: Day 39 Of Trump's NY Civil Fraud Trial
- Justices Call O'Connor 'American Hero,' 'Perfect Trailblazer'
- SIFMA Slams States' Bid To Rewrite Broker Conduct Rules
- Former Clerks Say Justice O'Connor Still Worth Emulating
- Therapy Co. SPAC Investors Fight Del. Stock-Drop Suit Toss
- Ga. Counties End Wells Fargo Mortgage Suit Without Settling
- K&L Gates Adds ETF Firm GC To Asset Management Practice
- Crypto Site Blockas Hit With User Suit Over $2.5M Account
- Del. Suit Targets E-Commerce Biz Advance Notice Rule
- Investors Say Boeing Can't Ditch Retooled 737 Max Fraud Suit
- Everton Appeals Penalty That Slid Team Into Relegation Zone
- Trump Gets More Experts In NY Fraud Trial, Can't Call Monitor
- New Regs Will Strengthen Voluntary Carbon Offset Market
- 3 December Argument Sessions Benefits Attys Should Watch
- Judge Threatens SEC With Sanctions In Crypto Case
- 4 Decisions For Which Justice O'Connor Will Be Remembered
- Justice O'Connor Shattered Barriers, Built Bridges
- SPAC Eyeing AirAsia Parent Merger Risks Nasdaq Delisting
- Weil Reps Brookfield On Historic $30B Infrastructure Fund
- COVERAGE RECAP: Day 38 Of Trump's NY Civil Fraud Trial
- Sandra Day O'Connor, First Woman On Supreme Court, Dies
- Writing Thriller Novels Makes Me A Better Lawyer