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Despite New Name, Compliance Still Key To SEC Exams Unit

By Al Barbarino (March 31, 2022, 9:12 PM EDT) -- The U.S. Securities and Exchange Commission's examinations division may have dropped the word "compliance" from its name, but its leadership sought to assure companies and the investing public this week that it remains squarely focused on promoting compliance, empowering compliance officers and engaging in industry outreach. ...

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