FINRA Fines SunTrust Unit $1.25M Over Trade Volume Hype

By Sarah Jarvis (June 2, 2022, 4:29 PM EDT) -- The broker-dealer formerly known as SunTrust Robinson Humphrey Inc. will pay $1.25 million and has agreed to a censure to resolve the Financial Industry Regulatory Authority's allegations that it overstated its trading volume to make it seem it was more active in the stock of certain current or prospective clients....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!