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RBC Settles With FINRA On Disclosing Reps' Tax, Court Liens

By Pete Brush (March 4, 2016, 2:12 PM EST) -- RBC Capital Markets LLC's wealth management division has settled with the Financial Industry Regulatory Authority over an investigation the agency said revealed dozens of instances where the investment bank failed to update forms that disclose whether representatives have outstanding tax liens and civil judgments....

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