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Banking - September, 2021
240 articles
- Robinhood's College Tour May Fly In The Face Of Regulators
- Dems Release Bill To Revamp Bank Merger Review Process
- German Bank Successor Liable For $1.2B Cum-Ex Tax Debt
- Fintech, Gaming SPACs Raise $375M In IPOs
- How Investors Can Avoid Falling Prey To Crypto Scams
- Senate Confirms Rohit Chopra As CFPB Director
- Alloy Raises $100M For Digital Identity Tech For Fintechs
- Fed's Powell Says 'No Intention' To Seek US Ban On Crypto
- Barclay Damon Snags Ex-Offit Kurman Cybersecurity Atty
- 2nd Circ. Floats NY High Court Punt In Citi $500M Revlon Fight
- Goldman-Backed Chat Service Symphony Settles With CFTC
- Senior DOJ Official Daniel Kahn To Rejoin Davis Polk
- CFTC Fines SocGen $1.5M Over Swap Dealer Disclosures
- NFLer's Ex-Roommate Convicted In Insider Trading Scheme
- Ex-Melrose CEO Gets Nearly 4 Years In Corrupt Payout Case
- SEC Accuses Former Goldman Analyst Of Insider Trading
- Mesabi Fee Fight Belongs In Bankruptcy Court, 3rd Circ. Told
- How Florida Borrowers Can Reduce Mortgage Taxes
- Silver Mining Co. Hits JPMorgan With Spoofing RICO Suit
- Calif. Tribe Seizes Ex-Leader's Assets in $2.7M Fraud Case
- PNC Bank Says Excess Insurers Must Pay $106M Jury Verdict
- What 9th Circ. Privilege Test Means For Dual-Purpose Advice
- Full 9th Circ. Hands Wells Fargo Win In Oakland Loan Suit
- CFTC Fines Citi, 2 Others Over Swap Reporting Failures
- The DOJ Should Ramp Up FCA Focus In PPP Enforcement
- Bank, Fla. Law Firms Beat Loan Foreclosure RICO Suit
- Lifting The Veil On The Supreme Court's Shadow Docket
- Visa, Mastercard Swipe Fee MDL Gets Class Certification
- Banc Of California Derivative Shareholder Deal Gets First OK
- Kirkland Snags Ex-Sidley Securities Practice Co-Chair
- CFTC's Berkovitz To Reunite With Gensler As Top SEC Lawyer
- Ex-Treasury Dept. GC Tapped As Citi's Top Atty
- FTC Chair's Plan: What We Know, And What We Don't Know
- Warren Won't Back 'Dangerous' Powell For 2nd Term At Fed
- Biden OCC Pick Could Boost Enforcement, Fintech Scrutiny
- Wells Fargo Dodges Claim Of Fraudulently 'Corrected' Loans
- US Hits Wells Fargo With $37M Fine For Client Overcharges
- Ex-CEO Of NJ Bank Enters Guilty Plea In Fraud Scheme
- TD Bank Must Face Claims It Opened Accounts, Seized Funds
- MoFo Nabs Another Fintech Partner From Reed Smith
- McGuireWoods Faces DQ Bid In BofA Foreclosure Bias Fight
- Embracing ESG: United Natural Foods GC Talks Bottom Line
- Big Firms' Compliance Costs Nearly Doubled Since COVID
- Cannabis Bill Roundup: House OKs SAFE Act In Defense Bill
- China Bans All Crypto Transactions In Broad Clampdown
- CFPB Nabs $20M Penalty Against Mortgage Lender Exec
- Crypto Exchange Blacklisting To Test US Sanctions' Teeth
- SEC Says $100M Auto-Loan Securitization Was Fraudulent
- Robinhood Taps Crypto CCO, And Other Top People Moves
- 3 Attorney Ethics Considerations For Litigation Funding
- Key Trends In Recent Cyber-Related Securities Class Actions
- NY Debt Collection Ruling's Narrow Application For Lenders
- Huawei CFO Admits Duping HSBC On Iran Dealings
- UK Litigation Roundup: Here's What You Missed In London
- Trump Org Ordered To Comply With NY AG's Subpoenas
- BofA Defeats Maryland Escrow Interest Suit
- Schwab Clients Urge Cert. Over Trades Routed Through UBS
- SEC Letter Raises Climate Reporting Bar Before Rules Drop
- CashCall Still Owes $200M After Landmark Liu, 9th Circ. Told
- Money Transfer Firm Remitly Leads Trio Of Fintech IPOs
- Attys Want $23M In Fees For Wells Fargo Auto Loan Fees Suit
- JPMorgan To Pay Treasury Futures Investors $16M For Spoofs
- Objector Rips Wells Fargo Consultants' $95.7M Wage Deal
- 4 Steps For Improving Board Diversity Per New Nasdaq Rule
- NY Debt Enforcement Alternatives For Cannabis Lenders
- Biden Picks Ex-Davis Polk Atty, Law Prof For OCC Chief
- Ex-MoFo Investment Management Chair Joins Stradley Ronon
- Slaughter And May Picks Woman To Be 1st Managing Partner
- EU Warns 4 Member Countries Over Tax Infractions
- 3 Firms Build $1.15B Valley National-Leumi Banking Merger
- Fed 'Closely Monitoring' Wells Fargo's Cleanup, Powell Says
- NY Law Firm Slams Intuit Over QuickBooks Transaction Fees
- Senators Probe SPAC Creators Over Possible Market Abuses
- New York's Amalgamated Bank To Buy Chicago's For $98M
- NY Eatery Exec Was Fired For Alleging PPP Fraud, Suit Says
- Citi Wants Grand Jury Docs In Ex-Trader's Forex Probe Suit
- Cooley-Guided Freshworks' $1B IPO Leads 4 New Offerings
- Treasury GC Nominee Takes Heat From Warren Over Recusals
- How ABA Opinion Shifts Alternative Biz Structure Landscape
- Senate Panel Grills Biden's Pick For HHS Watchdog
- How Crypto Cos. Can Help Curb Pandemic Relief Fraud
- Treasury Sanctions Crypto Firm Over Ransomware Ties
- SEC Dumps FINRA Fine Against Brokerage In 'Rare' Rebuke
- OCC's Chief Warns Of 'Fool's Gold Rush' In Crypto
- Deutsche Bank Can't Nix Class Action Over Traders' Spoofing
- NY Banking Agency Pitches Small Biz Loan Disclosure Rule
- CFPB Sues Software Biz For Helping Illegal Credit Repair Cos.
- FINRA Seeks To Demystify The Social Media 'Influencer'
- Crypto Platforms To See More SEC Crackdowns, Gensler Says
- Congress Urged To Strengthen Protections For Financial Data
- Akin Gump Lands Senior SDNY Fraud, Cybercrime Prosecutor
- Ex-Locke Lord Atty, Others Escape Investors' OneCoin Suit
- Senate Dems Push Chopra's CFPB Nom Toward Finish Line
- Why Coinbase Was Destined To Lose Its Battle With The SEC
- Simpson, Sullivan & Cromwell Rep Bank's $8B MUFG Buy
- Girardi's Ex-Partners Suffer Setback In Suing Nano Banc
- SEC Chair Frets About 'Clothesless' Libor Alternative
- OCC Cites MUFG Bank Unit For Tech, Operational Risk Issues
- Minority BitMEX Owner Wants Out Of CFTC Suit
- Officials Should Be Canned Over Pandemic Trades, Fed Told
- Coinbase Backs Off Lending Program After SEC Pressure
- Embracing ESG: HPE Counsel Talk Effective Board Oversight
- JPMorgan's Sanctions Bid 'Abuse' Of Legal Process, Atty Says
- Payroll Financing Firm Flexible Funding Hits Ch. 11 In Texas
- Pandemic IG Eyes Borrowers, Lenders On Fraud Deep-Dive
- Supreme Court May Weigh In On Discovery Question After All
- Ala. Judge Sends Loan Suit Against Tribal Co. To Arbitration
- IPO Lockup Periods Begin To Loosen Amid Market Pressure
- Treasury Hits Alleged Terrorist Operatives With Sanctions
- 3rd Circ. Preview: Antitrust, Defamation Suits Kick Off Fall
- RBC Unit To Pay SEC $863K Over Muni Bond 'Flippers' Claims
- Justice Gap Demands Look At New Legal Service Models
- UK Litigation Roundup: Here's What You Missed In London
- Strip Clubs' Bid For 2nd PPP Loans Hits Setback At 7th Circ.
- Split 9th Circ. Axes Ruling, Forces Certified Class To Arbitrate
- Investor Class Certified In TD Ameritrade Contract Action
- Ex-Speaker Hastert Settles Suit Over Child Abuse Payouts
- SEC Settles With Calif. School District Over $28M Bond Sale
- Ashfords Guides UK Payment Tech Biz In $160M Funding
- Fed To Review Trading Rules For Officials After Backlash
- PE-Backed Identity Software Co. Leads 2 IPOs Totaling $528M
- Despite Risks, Venezuela May Rekindle Investor Interest
- OFAC Settlement Extends Sanctions' Reach Beyond US Dollar
- Treasury Sanctions 'La Patrona' Over Colombian Drug Ring
- Reed Smith Nabs Ex-FDIC, Jones Day Atty As Banking Partner
- MVP: Quinn Emanuel's Robert Loigman
- 3 Firms Shape First Interstate's $2B Great Western Bank Buy
- Reality TV Star Gets 17 Years For Ponzi Scheme, PPP Fraud
- House Dems Seek To Make Fed Curb Fossil Fuel Funding
- Kirby McInerney, Gilbert Interim Leads In CDS Market Rig Suit
- MVP: Simpson Thacher's Patrick J. Ryan
- Mass. Offshore Wind Farm Secures $2.3B In Funding
- Pot Co. Sues Law Firm Over Alleged Fraudulent Loan Scheme
- Big Banks Say VRDO Antitrust Case's New Claims Don't Fly
- Man Can't Sue IRS Over Crypto Exchange Docs, 1st Circ. Told
- Former Mass. Ethics Chair Gets 15 Mos. For Fraud Spree
- SEC Whistleblower Bounty Program Hits $1B Milestone
- Warren Says Fed Must Break Up 'Irredeemable' Wells Fargo
- GOP Sens. Chide SEC's Gensler On Disclosure Rules, Crypto
- Ariz. Judge Calls Early Mistrial In Backpage Criminal Case
- Mortgage Maker LoanDepot Sued Over Post-IPO Stock Fall
- Judge Revives FTC's $5M Restitution Win Against Credit Co.
- Fake Film Financier Gets 13 Yrs. For $60M Fraud Scheme
- MVP: Sullivan & Cromwell's Mitchell Eitel
- These Firms Have The Most Women In Equity Partnerships
- Board Diversity Considerations In Light Of New Nasdaq Rules
- Ex-Wells Fargo Execs, OCC Face Off In Sales Practices Case
- 2nd Circ. Affirms Wells Fargo's Win In $163M CDO Fraud Suit
- Biden Taps 2 For CFTC, Boosts Behnam To Permanent Chair
- Wells Fargo, Target Settle VoIP Patent Cases Ahead Of Trial
- FINRA Fines Ex-Merrill Lynch Rep Over Alleged Spoofing
- Embracing ESG: Leidos GC Talks Social Responsibility
- Charles Schwab Hit With Class Action Over Robo-Advisers
- Ga. Telecom Can't Get Out Of Investment Banker's $2M Suit
- MVP: Paul Weiss' Brad S. Karp
- Law360's Glass Ceiling Report: What You Need To Know
- Coinbase Seeks $1.5B From Investors For Possible M&A
- Trade Groups Want Payday Rule Pause Extended For Appeal
- Judge Rejects Ex-Goldman Exec's Bid To Avoid 1MDB Trial
- Most Insurer Payout Defenses Tossed In $120M Coverage Suit
- Bank Execs' Son Admits Lying To Cover Bank Fraud Scheme
- NJ Plaza Owner Filed Ch. 11 To Dodge $9M Debt, Lender Says
- Didi Hit With Another Investor Suit Over $4.3B IPO
- FINRA Names New Head Of Supervision, Havlik To Depart
- Fraud Enforcement Risk Mitigation Steps For PPP Lenders
- State Regulatory Org Unveils Model Money Transmission Law
- Learning From The Latest SEC Cybersecurity Enforcement
- Bank Of America Promotes Compliance Chief To Global GC
- Pa. Attorney Says PNC Misled Him On PPP Loan Forgiveness
- MVP: Shearman's Adam Hakki
- UK Litigation Roundup: Here's What You Missed In London
- Former Mass. Pol's 'Shady' Dealings Merit 18 Mos., Feds Say
- Robinhood Can't Get Out Of Revamped Data Breach Suit
- SIFMA Wants More Time To Give SEC 'Gamification' Input
- Credit Union Regulator Urges Action On Pot Banking Reform
- NY AG Goes After No-Poach Pacts In Title Insurance Industry
- CFPB Says LendUp Misled Customers Despite Consent Order
- OCC Slaps Wells Fargo With $250M Fine Over Home Loans
- CFTC's Quintenz Joins Andreessen Horowitz As Adviser
- Hedge Fund Manager Cops To $100M Securities Fraud
- SEC Fines NJ Adviser $400K Over High Mutual Fund Fees
- Wachtell Guides Digital Bank Varo's $510M Funding Round
- Libor Replacement Must Factor In Fed's Influence Over SOFR
- Crowell Adds Former Senior DOJ Official To Doha Office
- CFTC's Berkovitz Says He's Stepping Down Next Month
- Lessons In Crisis Lawyering 20 Years After 9/11
- OCC Seeks Formal Repeal Of Trump Community Lending Rule
- Macquarie Gets Investors' Stock-Drop Suit Tossed
- Robinhood CCO On Quest To Build Top-Tier Compliance Unit
- Pillsbury Adds 'Dynamic' Latham Energy Partner In New York
- Biz Groups Ask Harris To Push Mexico To Enforce Trade Deal
- PNC Bank Can't Duck Out Of Check Deposit IP Row
- Comparing 'Ultimate Beneficial Owner' Rules In EU And US
- Sonic Won't Escape Trial In Data Breach Class Action
- FINRA Fines Santander Over Report Disclosure Issues
- Embattled Credit Suisse Names New Compliance Chief
- Receiver In $7B Stanford Ponzi Row Seeks $2.2M In Fees
- Banking Too Complex For OECD Tax Plan, Saint-Amans Says
- CFPB Says Nonprofit's Income-Share Agreements Are Loans
- SEC Marketing Rule Keeping Compliance Pros Up At Night
- Flagstar, Customers Reach $5.9M Deal Over Vendor Breach
- State Street Bets $3.5B On Investor Services Biz
- Ponzi Investors Win Approval Of $54M Deal With Comerica
- El Salvador Loads Up On Bitcoin As Novel Law Takes Effect
- JPMorgan Asks Court To Sanction Atty For 'Frivolous' Filing
- Trafficking Tales Tainted Backpage Criminal Trial, Execs Say
- 4 Points To Watch In CFPB's Small Biz Lending Data Proposal
- Kraft Bundled Bad News To Blur Probe's Impacts: SEC Official
- Fintech, Energy-Centric SPACs Together Raise $400M In IPOs
- NJ Law Firm Fights Citibank's Bid To Duck Wire Fraud Suit
- In War On Arbitration, Consumers And Companies Both Lose
- Bond Investors Denied 2nd Circ. Redo In Market-Rigging Suit
- CMBS Issuance On The Rise, But Questions Remain
- Mortgage Co. Settles Needless Inspection Suit for $2.7M
- Ex-Trump Official Says Missing Party Sinks $9M Pa. Fraud Suit
- Former Senior OCC, Federal Reserve Official Joins Skadden
- Policyholder Best Practices As Cyberattacks Escalate
- Kraft Heinz To Pay $62M To End SEC Accounting Fraud Probe
- Justices Shelve Securities Discovery Case As Sides Near Deal
- BancorpSouth, Cadence To Sell Branches As Part Of Merger
- Singapore Unveils Regulatory Regime To Allow SPAC Listings
- Royal Bank Of Canada Wants Out Of Ex-VP's Tax Tipster Suit
- Capital One CEO Fined $638K For Antitrust Stock Buy Breach
- Mass. Duo Cops To $1M Money Laundering Scheme
- Ponzi Schemes: A Growing Hazard In Film Financing
- 3rd Circ. Says Time Limit Doesn't Stop Securities Class Action
- Why Structured Data Is Increasingly Important To Your Case
- California Unveils Debt Collector Licensing Application
- Oppenheimer Hit With Class Claims Over Ponzi Scheme
- CFPB Delivers Long-Awaited Small Biz Lending Data Proposal
- Mass. AG Secures $27M Deal With Subprime Auto Lender
- Ex-CFTC 'Crypto Dad' Leaves BlockFi Board After 4 Months
- Cos. 'Begging' For ESG Guidance From SEC, Report Says
- Laos Says Businessman Can't Duck $3.7M Award Over Casino
- Embracing ESG: AIG Counsel Talks SEC Risk Alert
- 2 Firms Rep Fintech-Focused Blank-Check Co.'s $250M IPO
- What To Know About Ill. Student 'Know Before You Owe' Law
- Robinhood Says Potential $3.4B Offering Is Under SEC Review
- Ex-Securities Atty Must Pay Nearly $29.8M For Ponzi Scam
- CFPB Beats Suit Challenging Payday Lending Regs