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SEC, FinCEN Fine Oppenheimer $20M Over Penny Stock Sales

By Ed Beeson (January 27, 2015, 11:12 AM EST) -- Oppenheimer & Co. will pay $20 million and admit wrongdoing to settle claims by the U.S. Securities and Exchange Commission and the Treasury Department's Financial Crimes Enforcement Network that it broke laws when selling unregistered shares of penny stocks on behalf of customers, authorities said Tuesday....

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