Try our Advanced Search for more refined results

Expert Analysis

A Potential Basis For Objecting To Certain CFPB Sanctions

Law360, New York (July 29, 2015, 5:58 PM EDT) -- On July 14, 2015, the U.S. Court of Appeals for the District of Columbia Circuit held that the U.S. Securities and Exchange Commission could not employ certain remedial provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act[1] to retroactively punish an investment adviser for conduct that occurred prior to enactment of the act. The court's decision not only casts doubt on numerous similar punishments previously levied by the SEC based on pre-enactment misconduct, but could provide a basis for institutions to object to certain sanctions sought by the Consumer Financial Protection Bureau....

Law360 is on it, so you are, too.

A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.


A Law360 subscription includes features such as

  • Daily newsletters
  • Expert analysis
  • Mobile app
  • Advanced search
  • Judge information
  • Real-time alerts
  • 450K+ searchable archived articles

And more!

Experience Law360 today with a free 7-day trial.

Start Free Trial

Already a subscriber? Click here to login

Related Sections

Law Firms

Companies

Government Agencies

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!