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Securities & Exchange Commission v. LeCroy et al
Case Number:
2:09-cv-02238
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
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October 06, 2015
Ex-JPMorgan Execs Near Deal With SEC In Pay-To-Play Suit
The U.S. Securities and Exchange Commission has reached a settlement with two former JPMorgan Securities directors it claims were part of an $8 million pay-to-play scheme to land underwriting funding from county officials, according to an order from an Alabama federal judge on Tuesday
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September 05, 2014
Ex-JPMorgan Execs Can't Nix Claims In SEC Pay-to-Play Suit
A federal judge denied two former J.P. Morgan Securities Inc. directors' bid for summary judgment on claims concerning a pay-to-play scheme to win business from Alabama's Jefferson County, finding Friday that his court had jurisdiction over swaps deals involved in the U.S. Securities and Exchange Commission's suit.
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June 07, 2013
SEC Can't Jump-Start JPMorgan Pay-To-Play Suit
A federal judge on Friday rejected the U.S. Securities and Exchange Commission's bid to move forward without the testimony of a key witness in a long-stalled suit against two former J.P. Morgan Securities Inc. directors over an alleged pay-to-play scheme in now-bankrupt Jefferson County, Ala.
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May 18, 2011
Depositions Stayed In SEC's Muni Bond Fraud Suit
An Alabama federal judge on Tuesday stayed key depositions in the U.S. Securities and Exchange Commission's fraud suit against two former J.P. Morgan Securities Inc. directors in deference to the Department of Justice's antitrust probe of the municipal bond market.
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May 16, 2011
DOJ Jostles With SEC Over Muni Bond Suits
The U.S. Department of Justice on Monday successfully stayed the U.S. Securities and Exchange Commission's deposition in a suit against two ex-J.P. Morgan Securities Inc. directors in Alabama in order to protect its antitrust probe of the municipal bond market.
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May 12, 2011
Jailed Ex-Mayor Seeks To Stay Out Of Related Fraud Suit
Larry P. Langford, the jailed former Birmingham mayor whose criminal fraud and bribery conviction is on appeal, asked an Alabama federal judge Thursday not to be ordered to testify in a civil case against two ex-J.P. Morgan Securities Inc. directors.
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March 21, 2011
Ex-JPMorgan Exec Contests DOJ Intervention Bid
Ex-J.P. Morgan Securities Inc. director Douglas MacFaddin, accused of participating in a pay-to-play scheme, on Monday challenged the U.S. Department of Justice's bid in Alabama federal court to stay the deposition of two jailed bankers linked to the fraud.