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January 20, 2011
Securities and Exchange Commission v. Landberg et al
Case Number:
1:11-cv-00404
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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March 30, 2012
SEC Wants Up To $13M In Fraud Case Against West End Exec
The U.S. Securities and Exchange Commission will seek up to $13 million in its suit against a former officer at failed New York investment firm West End Financial Advisors LLC, whose CEO has already admitted involvement in criminal fraud, the agency said Friday.
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