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UBS Securities LLC v. Voegeli et al
Case Number:
1:09-cv-08872
Court:
Nature of Suit:
Judge:
Firms
Sectors & Industries:
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January 28, 2010
UBS Blocks Swiss Investors' $40M FINRA Claim
UBS Securities LLC has won its bid to block a group of Swiss investors from pursuing $40 million in claims in a Financial Industry Regulatory Authority arbitration proceeding related to losses from the HealthSouth Corp. fraud.
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October 22, 2009
UBS Tries To Snuff Out Investors' $40M FINRA Claim
Financial investment giant UBS Securities LLC has asked a federal judge to block several Swiss investors from pursuing $40 million in claims in a Financial Industry Regulatory Authority arbitration proceeding related to losses from the massive HealthSouth Corp. fraud.