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December 06, 2010
Altman v. United States Securities and Exchange Commission et al
Case Number:
1:10-cv-09141
Court:
Nature of Suit:
Judge:
Government Agencies
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
Coverage
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December 08, 2010
Atty Calls SEC Ethics Actions Too Severe, Unfair
A lawyer barred by the U.S. Securities and Exchange Commission from practicing before the agency claims the SEC overstepped its authority by launching a misconduct investigation that fell under the purview of state regulators.
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