May 19, 2010

Magistrate judge case number: 

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Case Number:

1:10-cr-00443

Court:

New York Southern

Nature of Suit:

Firms

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


Coverage

  1. May 24, 2011

    Adviser Gets 2 Years For Trading On Ex-UBS Banker's Tips

    A New York federal judge sentenced an investment adviser Tuesday to more than two years in prison for trading on insider tips he received about health care company mergers from a former investment banker with UBS Securities LLC.


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