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May 04, 2011

SECURITIES AND EXCHANGE COMMISSION v. UBS FINANCIAL SERVICES INC.

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Case Number:

2:11-cv-02539

Court:

New Jersey

Nature of Suit:

Securities/Commodities

Judge:

William J. Martini

Government Agencies

Sectors & Industries:

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. May 04, 2011

    UBS To Pay $160M In Muni Bond Settlement

    Swiss investment bank UBS AG agreed Wednesday to pay federal and state regulators $160 million to settle allegations of bid-rigging on the part of former employees in its municipal reinvestment and derivatives group.

Parties

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