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U.S. Securities and Exchange Commission v. Steffelin
Case Number:
1:11-cv-04204
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
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November 19, 2012
SEC Drops Suit Against GSC Group Exec Over Risky CDO
The U.S. Securities and Exchange Commission on Friday dropped its suit in New York federal court against a GSC Group Inc. executive accused of letting a hedge fund choose risky securities for a collateralized debt obligation that led to JPMorgan Chase & Co.'s $154 million settlement with regulators.
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October 27, 2011
Judge Whittles Claim From SEC's Suit Over CDO Fraud
A New York judge on Thursday filed an order trimming civil fraud claims against a GSC Group Inc. executive accused of letting a hedge fund choose risky securities for a collateralized debt obligation that led to JPMorgan Chase & Co.'s $154 million settlement with regulators.