October 26, 2011

Securities and Exchange Commission v. Hicks et al

Track this case

Case Number:

1:11-cv-11888

Court:

Massachusetts

Nature of Suit:

Securities/Commodities

Judge:

Richard G. Stearns

Government Agencies

View recent docket activity


Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


Coverage

  1. August 30, 2013

    SEC Gives 2nd Whistleblower Award For $1.7M Fraud Tip-Off

    The U.S. Securities Exchange Commission announced Friday that its second-ever whistleblower award will amount to about $125,000 to be split among three anonymous claimants in a $1.7 million case against a sham investment fund whose CEO was jailed for fraud.

2 other articles on this case. View all »

Parties

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