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United States Securities and Exchange Commission v. Gupta et al

  1. April 17, 2014

    Gupta To Surrender For 2-Year Prison Term In June

    Former Goldman Sachs Group Inc. director Rajat Gupta has two months to surrender himself for his two-year prison sentence on criminal charges of insider trading, a New York district judge ordered Thursday.

  2. August 15, 2013

    Gupta Takes $14M SEC Fine To 2nd Circ. On Appeal

    Convicted former Goldman Sachs Group Inc. director Rajat Gupta is launching a fight in the Second Circuit over his $13.9 million civil penalty for illegally leaking corporate secrets, an appeal that comes nearly one month after the Securities and Exchange Commission's victory against him.

  3. July 17, 2013

    SEC Fines Gupta $14M For Passing Secrets To Rajaratnam

    Convicted former Goldman Sachs Group Inc. director Rajat Gupta has been ordered to pay a $13.9 million civil penalty for illegally leaking corporate secrets to hedge fund founder Raj Rajaratnam, the U.S. Securities and Exchange Commission said Wednesday.

  4. November 15, 2012

    Gupta Should Pay $15M In Insider Trading Case, SEC Says

    The U.S. Securities and Exchange Commission said Wednesday that former Goldman Sachs Group Inc. director Rajat Gupta, who was sentenced to two years in prison as part of a federal crackdown on insider trading, should pay the maximum civil penalty of $15 million.

  5. May 02, 2012

    Gupta Loses Bid For Financial Info Of SEC Cooperators

    A New York federal judge on Tuesday denied a request from former Goldman Sachs Group Inc. board member Rajat Gupta for information on the finances of witnesses cooperating in a government insider trading case against him.

  6. March 27, 2012

    Gupta Attys To Grill Blankfein On DOJ Deposition Coaching

    Defense attorneys for accused insider tipper Rajat Gupta will be allowed to question Goldman Sachs Group Inc. CEO Lloyd Blankfein on pretestimony coaching he received from prosecutors, a federal judge ruled Tuesday.

  7. March 02, 2012

    US Attys Coaching Goldman CEO For Gupta Trial

    Criminal prosecutors who brought insider trading charges against former Goldman Sachs Group Inc. director Rajat Gupta have been grooming Goldman CEO Lloyd Blankfein to testify, Gupta's lawyers said Friday.

  8. February 27, 2012

    US Balks At Turning Over SEC Notes To Gupta Defense

    Former Goldman Sachs Group Inc. director Rajat Gupta should not be allowed to see U.S. Securities and Exchange Commission interview notes as he fights criminal and civil insider trading charges, federal prosecutors said Monday.

  9. February 16, 2012

    SEC May Have To Cough Up Notes In Gupta Case

    The judge overseeing the criminal and U.S. Securities and Exchange Commission insider trading cases against former Goldman Sachs Group Inc. director Rajat Gupta hinted Thursday that he might order the SEC to let the defense see its notes.

  10. November 30, 2011

    Goldman CEO Can Be Deposed In Gupta SEC Case: Judge

    A New York federal judge said Wednesday that Goldman Sachs & Co. Chairman Lloyd Blankfein and six others can be deposed in the U.S. Securities and Exchange Commission's insider trading case against former Goldman board member Rajat Gupta.

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