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March 15, 2012

Securities and Exchange Commission v. SW Argyll Investments, LLC et al

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Case Number:

3:12-cv-00646

Court:

California Southern

Nature of Suit:

Securities/Commodities

Judge:

M. James Lorenz

Firms

Government Agencies

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. May 16, 2019

    Stockbroker Charged In Loan Scheme Must Disgorge $2M

    A California federal judge ordered the former president of a Boca Raton, Florida-based stock brokerage to pay about $2 million in disgorgement after he profited off a loan scheme the U.S. Securities and Exchange Commission says began in 2012.

1 other articles on this case. View all »

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