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Mealeys

MLex

March 14, 2012

Securities & Exchange Commission v. Mazzola et al

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. March 10, 2014

    SEC Settles With Firms Over Pre-IPO Facebook Trading

    A federal judge on Monday approved a consent judgment that settles U.S. Securities and Exchange Commission claims against Frank Mazzola and his two firms for $500,000, concluding a two-year case involving funds set up to buy securities in Facebook Inc. and other companies ahead of their initial public offerings. 

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