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March 15, 2012
Securities and Exchange Commission v. Noah J Griggs Jr
Case Number:
2:12-cv-02203
Court:
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Judge:
Government Agencies
View recent docket activity
Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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March 16, 2012
Ex-Hardee's Exec Settles With SEC Over Insider Trades
A former executive of the parent company of fast food chains Carl's Jr. and Hardee's has agreed to pay $268,000 to settle claims that he traded on inside information before the company sold itself to private equity firm Thomas H. Lee Partners, the U.S. Securities and Exchange Commission said Thursday.
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