May 9, 2012
1:12-cv-00774
15:77 Securities Fraud
News Coverage, Answers, Appeals, Complaints, Motions, Orders, Trial Notes
Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
The former CEO of California-based oil and gas production company Tri-Valley Corp. settled with the U.S. Securities and Exchange Commission on Friday over allegations that he liquidated his stock in the company to avoid losses he anticipated based on confidential information.