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Securities and Exchange Commission v. Lefkowitz et al
Case Number:
8:12-cv-01210
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Firms
- Bachner & Associates
- Ballard Spahr
- Dentons
- Holland & Knight
- Jung & Sisco
- Seltzer Caplan
- The Law Offices of Kevin J. Napper
- Venable LLP
Government Agencies
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January 02, 2014
Advanced Cell Agrees To Pay $4M Over Alleged Stock Scheme
Advanced Cell Technology Inc. on Monday agreed to pay $4.1 million to resolve allegations by the U.S. Securities and Exchange Commission that the biotechnology firm issued unregistered penny stocks through sham legal settlements in a long-running scheme.
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May 31, 2012
SEC Sues Unico, Advanced Cell Over Alleged Stock Scheme
Mining company Unico Inc. and biotechnology firm Advanced Cell Technology Inc. issued unregistered penny stocks through sham legal settlements in a long-running scheme, the U.S. Securities and Exchange Commission said Wednesday in a federal lawsuit in Florida.