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Mealeys

MLex

June 08, 2012

UBS Financial Services et al v. City of Pasadena California

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Case Number:

2:12-cv-05019

Court:

California Central

Nature of Suit:

Securities/Commodities

Judge:

R. Gary Klausner

Firms

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. August 01, 2012

    UBS Can't Halt Calif. Arbitration Over $175M In ARS

    UBS Financial Services Inc. must face a Financial Industry Regulatory Authority Inc. arbitration brought by Pasadena, Calif., over alleged losses on $175 million in auction-rate securities, a California federal judge ruled Tuesday, rejecting the bank's claim that the city was not its customer.

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