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August 24, 2012
UBS Securities LLC v. Allina Health System
Case Number:
0:12-cv-02090
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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February 12, 2013
UBS Can't Duck FINRA Arbitration Over $125M ARS
UBS Securities LLC must arbitrate claims by a Minnesota hospital chain over $125 million in soured auction-rate securities, a federal judge ruled Monday, dealing another setback to banks seeking to escape the Financial Industry Regulatory Authority's jurisdiction.
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