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Nordgaard v. King Weir et al
Case Number:
1:12-cv-06843
Court:
Nature of Suit:
Judge:
Firms
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April 29, 2015
SEC Uses Firm's Retaliation To Market Tipster Program
The U.S. Securities and Exchange Commission on Tuesday gave its highest possible award to a hedge fund adviser whistleblower, capitalizing on the firm's retaliation against him to send another welcoming message to would-be whistleblowers and a warning to companies.
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September 12, 2012
Paradigm, CL Ousted Trader Over Whistleblowing, Suit Says
The ex-head trader at Paradigm Capital Management Inc. and C.L. King & Associates Inc. on Monday brought a whistleblower retaliation case against his former employers, alleging he was sidelined and forced to resign after he reported suspect trading activity to the U.S. Securities and Exchange Commission.