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April 15, 2013

Securities and Exchange Commission v. Miller

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Case Number:

3:13-cv-00522

Court:

Connecticut

Nature of Suit:

Securities/Commodities

Judge:

Janet Bond Arterton

Firms

Government Agencies

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. April 15, 2013

    Rogue Trader Pleads Guilty To $1B Apple Stock Fraud Scheme

    Former Rochdale Securities LLC trader David Miller pled guilty Monday to conspiracy and fraud charges related to his role in a trading scam involving about $1 billion of Apple Inc. stock, the same day the U.S. Securities and Exchange Commission brought a civil complaint against him.

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