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Securities and Exchange Commission v. Clarke Bethancourt et al
Case Number:
1:13-cv-03074
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
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April 08, 2016
SEC Winds Down Venezuela Bank Bribery Case
The U.S. Securities and Exchange Commission has inked no-penalty deals with several people found to be involved in broker-dealer Direct Access Partners LLC executives' bribes to a Venezuelan state bank official, most of whom got jail time in the parallel criminal Foreign Corrupt Practices Act case.
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June 12, 2013
DAP Partner Charged With Bribing Venezuelan Bank Official
Federal prosecutors Wednesday arrested a former managing partner at U.S. broker-dealer Direct Access Partners LLC, charging him with Foreign Corrupt Practices Act violations for allegedly paying millions in bribes to a senior official at a state-owned Venezuelan bank in return for the bank's business.
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May 15, 2013
Wall Street To FCPA Enforcers: Bring It On
Foreign Corrupt Practices Act prosecutors have Wall Street in their crosshairs after suing two traders at New York broker-dealer Direct Access Partners LLC last week, but experts say the hyper-vigilant industry is ready for any clampdown.