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May 23, 2013
Securities and Exchange Commission v. Bergin et al
Case Number:
3:13-cv-01940
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Nature of Suit:
Other Statutes: Securities/Commodities/Exchange
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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.
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May 23, 2013
SEC Files $1.7M Insider Trading Suit Against Cushing Broker
The U.S. Securities and Exchange Commission on Thursday launched an insider trading suit against a Cushing MLP Asset Management LP private equity trader in Texas federal court, alleging he used confidential client information in 400 energy securities trades that earned him $1.7 million in illegal profits.
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