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Securities and Exchange Commission v. Klein et al
Case Number:
9:13-cv-80954
Court:
Nature of Suit:
Judge:
Firms
Government Agencies
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February 19, 2014
Hunton Atty's Alleged Stock Tip Sparks Criminal Probe
A U.S. Securities and Exchange Commission case alleging two men traded on inside information supplied by Hunton & Williams LLP drug patent attorney Robert Schulman has spurred a criminal investigation, federal prosecutors revealed Tuesday.
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January 02, 2014
Defendant In Alleged Drunk Insider Trading Case Settles
The U.S. Securities and Exchange Commission has reached a settlement with one of two men accused of trading on inside information supplied by Hunton & Williams LLP drug patent attorney Robert Schulman, who was allegedly drunk at the time of the disclosure, according to a Monday court filing.
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December 02, 2013
Hunton Atty's Drunk Remark Not Insider Trading, Court Hears
One of two men accused by the U.S. Securities and Exchange Commission of trading on inside information acquired from Hunton & Williams LLP drug patent attorney Robert Schulman suggested Monday that he cannot be held liable because Schulman was allegedly drunk at the time of the disclosure.
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November 25, 2013
Defendant In BigLaw Insider Trading Case Mulls Settlement
The U.S. Securities and Exchange Commission has begun settlement talks with one of two men accused of trading on inside information supplied by Hunton & Williams LLP drug patent attorney Robert Schulman, who was allegedly intoxicated at the time of the tip, according to a Friday filing in Florida district court.
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September 24, 2013
BigLaw IP Partner ID'd As Alleged Drunk Tipster In SEC Case
Hunton & Williams LLP partner Robert M. Schulman is the Washington patent lawyer said by the U.S. Securities and Exchange Commission to have divulged confidential information about the acquisition of a client while intoxicated, a source confirmed to Law360 Tuesday.