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Securities and Exchange Commission v. Spinosa
Case Number:
0:13-cv-62066
Court:
Nature of Suit:
Judge:
Government Agencies
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January 26, 2015
Ex-TD Bank VP Mired In Rothstein Fallout Cuts Deal With SEC
A Florida federal judge on Monday approved a consent judgment against former TD Bank regional vice president Frank Spinosa, who was accused by the U.S. Securities and Exchange Commission of defrauding investors as part of attorney Scott Rothstein's $1.2 billion Ponzi scheme.
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July 01, 2014
Ex-TD Bank VP Can't Duck Suit Over Role In Rothstein Scheme
A Florida federal judge on Monday kept alive a lawsuit filed by the U.S. Securities and Exchange Commission against former TD Bank regional vice president Frank A. Spinosa alleging he defrauded investors as part of attorney Scott Rothstein's $1.2 billion Ponzi scheme, but requested the agency submit more details.
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September 23, 2013
TD Bank Pays Regulators $58M Over Role In Rothstein Scheme
TD Bank NA on Monday agreed to pay $57.5 million to settle federal regulators' allegations that the bank helped Florida attorney Scott Rothstein run a $1.2 billion Ponzi scheme out of his law firm.