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November 07, 2013

Securities and Exchange Commission v. RBS Securities, Inc.

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Case Number:

3:13-cv-01643

Court:

Connecticut

Nature of Suit:

Securities/Commodities

Judge:

Michael P Shea

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Government Agencies

Sectors & Industries:

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. November 07, 2013

    RBS To Pay $150M In Mortgage-Backed Securities Settlement

    A subsidiary of Royal Bank of Scotland PLC on Thursday agreed to a settlement of more than $150 million with U.S. securities regulators in a case alleging the firm misled investors about its review of home loans underlying a $2.2 billion 2007 mortgage-backed securities offering.

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